0001140361-23-012789.txt : 20230321 0001140361-23-012789.hdr.sgml : 20230321 20230321161400 ACCESSION NUMBER: 0001140361-23-012789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230318 FILED AS OF DATE: 20230321 DATE AS OF CHANGE: 20230321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLFF JARED M CENTRAL INDEX KEY: 0001200277 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35522 FILM NUMBER: 23749865 MAIL ADDRESS: STREET 1: 120 WILSHIRE BLVD CITY: SANTA MONICA STATE: CA ZIP: 90401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANC OF CALIFORNIA, INC. CENTRAL INDEX KEY: 0001169770 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 043639825 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 BUSINESS PHONE: 949-236-5211 MAIL ADDRESS: STREET 1: 3 MACARTHUR PLACE CITY: SANTA ANA STATE: CA ZIP: 92707 FORMER COMPANY: FORMER CONFORMED NAME: FIRST PACTRUST BANCORP INC DATE OF NAME CHANGE: 20020322 4 1 form4.xml X0407 4 2023-03-18 0001169770 BANC OF CALIFORNIA, INC. BANC 0001200277 WOLFF JARED M C/O BANC OF CALIFORNIA, INC. 3 MACARTHUR PLACE SANTA ANA CA 92707 true true PRESIDENT AND CEO false Common Stock 2023-03-18 2023-03-18 4 F 0 16807 13.1 D 213141 D Common Stock 50115 I By the Wolff Family Trust Performance Stock Units 2026-06-06 Common Stock 279207 279207 D Shares disposed to satisfy the Reporting Person's tax liability by the vesting of a previously granted award. Represents grant of performance-based restricted stock units. Shares will be issued upon achievement of both (a) Issuer's common stock achieving a twenty-day Volume-Weighted Average Price of $35 per share within four years from the date of grant and (b) the Reporting Persons' continued service through the fourth anniversary of the grant. /s/ Ido Dotan, Attorney-in-Fact for Jared M Wolff 2023-03-21