0001104659-14-007541.txt : 20140207 0001104659-14-007541.hdr.sgml : 20140207 20140207162425 ACCESSION NUMBER: 0001104659-14-007541 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20140204 ITEM INFORMATION: Changes in Registrant's Certifying Accountant ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20140207 DATE AS OF CHANGE: 20140207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BLDRS INDEX FUNDS TRUST CENTRAL INDEX KEY: 0001169717 IRS NUMBER: 522115391 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 811-21057 FILM NUMBER: 14584625 BUSINESS ADDRESS: STREET 1: NASDAQ FINANCIAL PRODUCTS SERVICES INCS STREET 2: 1735 K ST CITY: WASHINGTON STATE: DC ZIP: 20006-1500 BUSINESS PHONE: 2027288478 MAIL ADDRESS: STREET 1: NASDAQ FINANCIAL PRODUCTS SERVICES INCS STREET 2: 1735 K ST CITY: WASHINGTON STATE: DC ZIP: 20006-1500 8-K 1 a14-5267_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 8-K

 


 

Current Report

 

Pursuant to Section 13 or 15(d) of The

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): February 4, 2014

 


 

BLDRS Index Funds Trust

 (Exact name of registrant as specified in its charter)

 


 

New York

 

000-50086

811-21057

 

52-2115391

(State or other jurisdiction

of incorporation or organization)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

3500 Lacey Road

Suite 700

Downers Grove, IL

 

60515

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code:  (630) 684-6000

 

N/A

(Former name or former address, if changed since last report)

 


 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o                     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o                     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o                  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o                  Pre commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

Item 4.01 Changes in Registrant’s Certifying Accountant.

 

On February 4, 2014, BLDRS Index Funds Trust (the “Trust”) received a letter from Ernst & Young LLP indicating Ernst & Young LLP’s determination not to stand for reappointment as the independent registered public accounting firm of the Trust as of that date.

 

The reports of Ernst & Young LLP on the Trust’s financial statements for the fiscal years ended September 30, 2013 and September 30, 2012 contained no adverse opinion or disclaimer of opinion and were not qualified or modified as to uncertainty, audit scope or accounting principles.

 

During the Trust’s fiscal years ended September 30, 2013 and September 30, 2012, and during the interim period between September 30, 2013 and February 4, 2014, there were no disagreements between the Trust and Ernst & Young LLP on any matter of accounting principles or practices, financial statement disclosure, or auditing scope or procedures which, if not resolved to the satisfaction of Ernst & Young, LLP, would have caused Ernst & Young LLP to make reference thereto in its report nor were there any “reportable events” as that term is described in Item 304 (a)(1)(v) of Regulation S-K.

 

The Trust requested that Ernst & Young, LLP furnish it with a letter addressed to the Securities and Exchange Commission stating whether or not it agrees with the above statements. A copy of such letter, dated February 7, 2014 is filed as an exhibit to this Form 8-K.

 

Item 9.01 Financial Statements and Exhibits

 

(d) Exhibits

 

Exhibit No. and Description

 

99.1                        Letter from Ernst & Young LLP

 

2



 

Signatures

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

BLDRS Index Funds Trust

 

 

 

By: Invesco PowerShares Capital Management, its Sponsor

 

 

 

 

Date: February 7, 2014

 

 

 

 

/s/ Deanna B. Marotz

 

Deanna B. Marotz

 

Chief Compliance Officer

 

 

3


EX-99.01 2 a14-5267_1ex99d01.htm EX-99.01

Exhibit 99.01

 

Ernst & Young LLP
5 Times Square
New York, NY 10036-6530

Tel: +1 212 773 3000
Fax: +1 212 773 6350

 

February 7, 2014

 

Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

 

Ladies and Gentlemen:

 

We have read Item 4.01 of Form 8-K dated February 4, 2014 (to be filed on February 7, 2014), of BLDRS Index Funds Trust (comprising of BLDRS Asia 50 ADR Index Fund, BLDRS Developed Markets 100 ADR Index Fund, BLDRS Emerging Markets 50 ADR Index Fund and the BLDRS Europe Select ADR Index Fund) and are in agreement with the statements contained in the second and third paragraphs on page 2 therein. We have no basis to agree or disagree with other statements of the registrant contained therein.

 

Very truly yours,

 

 

/s/ Ernst & Young LLP

 

 


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