0001169652-20-000092.txt : 20200917 0001169652-20-000092.hdr.sgml : 20200917 20200917161939 ACCESSION NUMBER: 0001169652-20-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200917 FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spitz David J CENTRAL INDEX KEY: 0001575726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35940 FILM NUMBER: 201181409 MAIL ADDRESS: STREET 1: C/O CHANNELADVISOR CORPORATION STREET 2: 2701 AERIAL CENTER PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27568 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHANNELADVISOR CORP CENTRAL INDEX KEY: 0001169652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562257867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3025 CARRINGTON MILL BOULEVARD CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-228-4700 MAIL ADDRESS: STREET 1: 3025 CARRINGTON MILL BOULEVARD CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 wf-form4_160037396388557.xml FORM 4 X0306 4 2020-09-17 0 0001169652 CHANNELADVISOR CORP ECOM 0001575726 Spitz David J C/O CHANNELADVISOR CORPORATION 3025 CARRINGTON MILL BOULEVARD MORRISVILLE NC 27560 1 1 0 0 President and CEO Common Stock 2020-09-17 4 M 0 87675 2.24 A 339514 D Common Stock 2020-09-17 4 S 0 87675 13.24 D 251839 D Employee Stock Option (right to buy) 2.24 2020-09-17 4 M 0 87675 0 D 2020-09-30 Common Stock 87675.0 0 D The common stock was sold by the reporting person in a series of open market transactions on the transaction date with a volume weighted average sale price of $13.24. The range of sales prices for the transactions reported was $12.95 to $13.60 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. This option vested in 16 equal quarterly installments, beginning on October 1, 2010 and continuing through July 1, 2014. The option exercises and sales reported were effected for estate and tax planning purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 15, 2019 and amended June 11, 2020. /s/ Diana S. Allen, Attorney-in-fact 2020-09-17