0001169581-23-000001.txt : 20230313 0001169581-23-000001.hdr.sgml : 20230313 20230310181710 ACCESSION NUMBER: 0001169581-23-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20230313 DATE AS OF CHANGE: 20230310 EFFECTIVENESS DATE: 20230313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129602 FILM NUMBER: 23725147 BUSINESS ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 D/A 1 primary_doc.xml X0708 D/A LIVE 0001169581 RAFFLES ASSOCIATES LP 5 PENN PLAZA 19TH FLOOR NEW YORK NY NEW YORK 10001 212-760-2322 DELAWARE None None Limited Partnership true Paul H. O'Leary 5 Penn Plaza 19th Floor New York NY NEW YORK 10001 Executive Officer Director Paul H. O'Leary is the Managing Member of Raffles Capital Advisors, LLC, the General Partner of the Issuer. - - Raffles Capital Advisors, LLC 5 Penn Plaza 19th Floor New York NY NEW YORK 10001 Promoter General Partner of the Issuer. - - Raffles Capital Management, LLC 5 Penn Plaza 19th Floor New York NY NEW YORK 10001 Promoter Investment Manager of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001169581-22-000001 1996-10-01 true true false 250000 Indefinite 66500000 Indefinite Minimum Investment in Item 11 may be reduced at the discretion of the General Partner. The amount sold and the number of investors on this Form D does not take redemptions and/or withdrawals into consideration. false 94 0 0 0 true The persons named in Item 3 or affiliates thereof may receive management fees and/or incentive allocations based on the capital accounts of the limited partners in the Issuer. The amount of such fees may vary and cannot be estimated at this time. false RAFFLES ASSOCIATES LP /Paul H. O'Leary/ Paul H. O'Leary Managing Member of the General Partner 2023-03-10