0001062993-23-020846.txt : 20231115 0001062993-23-020846.hdr.sgml : 20231115 20231114191707 ACCESSION NUMBER: 0001062993-23-020846 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231115 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 231408612 BUSINESS ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001169581 XXXXXXXX 09-30-2023 09-30-2023 false RAFFLES ASSOCIATES LP

5 PENN PLAZA 19TH FLOOR NEW YORK NY 10001

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 Paul H. O'Leary NEW YORK NY 11-14-2023 0 46 75475171 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 1447430 341375 SH SOLE 341375 0 0 AFFINITY BANCSHARES INC COM 00832E103 3720572 251560 SH SOLE 251560 0 0 AVALON HLDGS CORP CL A 05343P109 44508 22941 SH SOLE 22941 0 0 BAR HBR BANKSHARES COM 066849100 335121 14182 SH SOLE 14182 0 0 CATALYST BANCORP INC COMMON STOCK 14888L101 127293 10555 SH SOLE 10555 0 0 COMSCORE INC COM 20564W105 285187 464550 SH SOLE 464550 0 0 DIREXION SHS ETF TR 20YR TRES BULL 25459W540 3374000 700000 SH SOLE 700000 0 0 EASTERN BANKSHARES INC COM 27627N105 5622058 448330 SH SOLE 448330 0 0 ECB BANCORP INC COM 26828M106 389544 35486 SH SOLE 35486 0 0 ENERGY SVCS ACQUISITION CORP COM 29271Q103 1629023 402725 SH SOLE 402725 0 0 FINWARD BANCORP COM 31812F109 606846 27422 SH SOLE 27422 0 0 FIRST BANCORP P R COM NEW 318672706 3269084 242874 SH SOLE 242874 0 0 FIRST SEACOAST BANCORP INC COM 33631F104 345354 46796 SH SOLE 46796 0 0 GEE GROUP INC COM 36165A102 5504595 9303017 SH SOLE 9303017 0 0 GLOBAL X FDS MSCI PAKISTAN 37954Y335 188455 14170 SH SOLE 14170 0 0 GULFPORT ENERGY CORP COMMON SHARES 402635502 474640 4000 SH SOLE 4000 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 538106 75683 SH SOLE 75683 0 0 KINROSS GOLD CORP COM 496902404 228000 50000 SH SOLE 50000 0 0 KRANESHARES TR CICC CN CONSUMER 500767595 173913 10500 SH SOLE 10500 0 0 LIBERTY MEDIA CORP DEL COM LBTY SRM S A 531229813 454995 17878 SH SOLE 17878 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 1873532 1587739 SH SOLE 1587739 0 0 LSB INDS INC COM 502160104 255750 25000 SH SOLE 25000 0 0 MAYS J W INC COM 578473100 2066858 44439 SH SOLE 44439 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 743684 33424 SH SOLE 33424 0 0 NEXGEN ENERGY LTD COM 65340P106 1343250 225000 SH SOLE 225000 0 0 NORTHEAST CMNTY BANCORP INC COM 664121100 1003680 68000 SH SOLE 68000 0 0 NSTS BANCORP INC COM 6293JP109 849008 93813 SH SOLE 93813 0 0 OFG BANCORP COM 67103X102 4749741 159067 SH SOLE 159067 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 2115258 180022 SH SOLE 180022 0 0 PARAMOUNT GLOBAL CLASS B COM 92556H206 903000 70000 SH SOLE 70000 0 0 PEAKSTONE REALTY TRUST COMMON SHARES 39818P799 565544 33987 SH SOLE 33987 0 0 POPULAR INC COM NEW 733174700 5646263 89609 SH SOLE 89609 0 0 POTBELLY CORP COM 73754Y100 725088 92960 SH SOLE 92960 0 0 PROFRAC HLDG CORP CLASS A COM 74319N100 163200 15000 SH SOLE 15000 0 0 PROSHARES TR II ULSHT BLOOMB OIL 74347Y797 2438900 145000 SH SOLE 145000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 5122758 391349 SH SOLE 391349 0 0 RILEY EXPLORATION PERMIAN IN COM 76665T102 655065 20606 SH SOLE 20606 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 866760 186000 SH SOLE 186000 0 0 SOUTHERN MO BANCORP INC COM 843380106 8987377 232292 SH SOLE 232292 0 0 UNITED BANCORP INC OHIO COM 909911109 173250 15000 SH SOLE 15000 0 0 VIEMED HEALTHCARE INC COM 92663R105 2109034 313378 SH SOLE 313378 0 0 VIRGINIA NATL BANKSHARES COR COM 928031103 784365 25844 SH SOLE 25844 0 0 VIZSLA SILVER CORP COM NEW 92859G202 539103 520319 SH SOLE 520319 0 0 VOXX INTL CORP CL A 91829F104 798439 100055 SH SOLE 100055 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 388900 59923 SH SOLE 59923 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 848640 68000 SH SOLE 68000 0 0