0001062993-23-011137.txt : 20230515 0001062993-23-011137.hdr.sgml : 20230515 20230515171733 ACCESSION NUMBER: 0001062993-23-011137 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 23924355 BUSINESS ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: 5 PENN PLAZA STREET 2: 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10001 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001169581 XXXXXXXX 03-31-2023 03-31-2023 RAFFLES ASSOCIATES LP

5 PENN PLAZA 19TH FLOOR NEW YORK NY 10001

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 Paul H. O'Leary New York NY 05-14-2023 0 46 73440304 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 180 DEGREE CAP CORP COM NEW 68235B208 1236731 245866 SH SOLE 245866 0 0 ADVISORSHARES TR PURE US CANNABIS 00768Y453 569000 100000 SH SOLE 100000 0 0 AFFINITY BANCSHARES INC COM 00832E103 3560052 248607 SH SOLE 248607 0 0 ALTO INGREDIENTS INC COM 021513106 150000 100000 SH SOLE 100000 0 0 AVALON HLDGS CORP CL A 05343P109 60794 22941 SH SOLE 22941 0 0 BAR HBR BANKSHARES COM 066849100 348664 13182 SH SOLE 13182 0 0 BLUE RIDGE BANKSHARES INC VA COM 095825105 102000 10000 SH SOLE 10000 0 0 CATALYST BANCORP INC COMMON STOCK 14888L101 121382 10555 SH SOLE 10555 0 0 DIREXION SHS ETF TR DAILY RGNAL BULL 25460G864 385500 50000 SH SOLE 50000 0 0 EASTERN BANKSHARES INC COM 27627N105 7298525 578330 SH SOLE 578330 0 0 ENERGY SVCS ACQUISITION CORP COM 29271Q103 968040 422725 SH SOLE 422725 0 0 FINWARD BANCORP COM 31812F109 811075 27872 SH SOLE 27872 0 0 FIRST BANCORP P R COM NEW 318672706 2773621 242874 SH SOLE 242874 0 0 FIRST SEACOAST BANCORP INC COM 33631F104 418889 48595 SH SOLE 48595 0 0 GEE GROUP INC COM 36165A102 3789973 9132465 SH SOLE 9132465 0 0 GLOBAL X FDS MSCI PAKISTAN 37954Y335 127200 10000 SH SOLE 10000 0 0 GULFPORT ENERGY CORP COMMON SHARES 402635502 440000 5500 SH SOLE 5500 0 0 KRANESHARES TR CSI CHI INTERNET 500767306 623800 20000 SH SOLE 20000 0 0 LIBERTY MEDIA CORP DEL COM C BRAVES GRP 531229888 437970 13000 SH SOLE 13000 0 0 LIBERTY MEDIA CORP DEL COM A SIRIUSXM 531229409 502193 17878 SH SOLE 17878 0 0 LINEAGE CELL THERAPEUTICS IN COM 53566P109 2305419 1536946 SH SOLE 1536946 0 0 MAYS J W INC COM 578473100 1955316 44439 SH SOLE 44439 0 0 MORGAN STANLEY COM NEW 617446448 878000 10000 SH SOLE 10000 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1256074 33424 SH SOLE 33424 0 0 NEXGEN ENERGY LTD COM 65340P106 1053250 275000 SH SOLE 275000 0 0 NORTHEAST CMNTY BANCORP INC COM 664121100 892160 68000 SH SOLE 68000 0 0 NORWOOD FINL CORP COM 669549107 346097 11764 SH SOLE 11764 0 0 NSTS BANCORP INC COM 6293JP109 852760 93813 SH SOLE 93813 0 0 OFG BANCORP COM 67103X102 623500 25000 SH SOLE 25000 0 0 OSISKO GOLD ROYALTIES LTD COM 68827L101 1740200 110000 SH SOLE 110000 0 0 POPULAR INC COM NEW 733174700 5818963 101358 SH SOLE 101358 0 0 POTBELLY CORP COM 73754Y100 461982 55460 SH SOLE 55460 0 0 PROFRAC HLDG CORP CLASS A COM 74319N100 316750 25000 SH SOLE 25000 0 0 PROSHARES TR II ULTRA VIX SHORT 74347Y839 1162500 250000 SH SOLE 250000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 5334087 391349 SH SOLE 391349 0 0 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 222400 20000 SH SOLE 20000 0 0 RILEY EXPLORATION PERMIAN IN COM 76665T102 1313070 34500 SH SOLE 34500 0 0 SOUTHERN MO BANCORP INC COM 843380106 8799056 235206 SH SOLE 235206 0 0 UNITED BANCORP INC OHIO COM 909911109 217500 15000 SH SOLE 15000 0 0 UNITED STS NAT GAS FD LP UNIT PAR 912318300 3123000 450000 SH SOLE 450000 0 0 VIEMED HEALTHCARE INC COM 92663R105 3066258 317418 SH SOLE 317418 0 0 VIRGINIA NATL BANKSHARES COR COM 928031103 1450770 40344 SH SOLE 40344 0 0 VIZSLA SILVER CORP COM NEW 92859G202 304000 200000 SH SOLE 200000 0 0 VOXX INTL CORP CL A 91829F104 1670715 135500 SH SOLE 135500 0 0 WESTERN NEW ENG BANCORP INC COM 958892101 491968 59923 SH SOLE 59923 0 0 WILLIAM PENN BANCORPORATION COM 96927A105 3059100 270000 SH SOLE 270000 0 0