0001062993-19-002302.txt : 20190515 0001062993-19-002302.hdr.sgml : 20190515 20190515160431 ACCESSION NUMBER: 0001062993-19-002302 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190515 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 19827942 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 03-31-2019 03-31-2019 RAFFLES ASSOCIATES LP

ONE PENN PLAZA Suite 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary NEW YORK NY 05-13-2019 0 50 91449 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE 180 DEGREE CAP CORP COM 68235B109 93 50000 SH SOLE 50000 0 0 AERCAP HOLDINGS NV SHS N00985106 5479 117723 SH SOLE 117723 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 762 150000 SH SOLE 150000 0 0 ALEXCO RESOURCE CORP COM 01535P106 694 573400 SH SOLE 573400 0 0 AMALGAMATED BK NEW YORK N Y CLASS A 022663108 407 26000 SH SOLE 26000 0 0 AMBAC FINL GROUP INC COM NEW 023139884 906 50000 SH SOLE 50000 0 0 ARCOSA INC COM 039653100 916 30000 SH SOLE 30000 0 0 BARCLAYS BK PLC IPATH B COFFEE 06746P563 848 25000 SH SOLE 25000 0 0 CBS CORP NEW CL B 124857202 2168 45613 SH SOLE 45613 0 0 CNX RESOURCES CORPORATION COM 12653C108 1992 185000 SH SOLE 185000 0 0 COLUMBIA FINL INC COM 197641103 784 50000 SH SOLE 50000 0 0 CONSOL COAL RES LP COM UNIT 20855T100 621 35146 SH SOLE 35146 0 0 CONSOL ENERGY INC NEW COM 20854L108 1536 44875 SH SOLE 44875 0 0 DELL TECHNOLOGIES INC CL C 24703L202 1525 25983 SH SOLE 25983 0 0 FIRST BANCORP P R COM NEW 318672706 1031 90000 SH SOLE 90000 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 2205 159350 SH SOLE 159350 0 0 FORTUNA SILVER MINES INC COM 349915108 469 140000 SH SOLE 140000 0 0 GLOBAL SELF STORAGE INC COM 37955N106 298 77294 SH SOLE 77294 0 0 GOODRICH PETE CORP COM PAR 382410843 8269 608034 SH SOLE 608034 0 0 HIGHPOINT RES CORP COM 43114K108 592 268000 SH SOLE 268000 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 245 2669 SH SOLE 2669 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 820 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C FRMLA 531229854 313 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE COM C SIRIUSXM 531229607 1367 35756 SH SOLE 35756 0 0 LIBERTY MEDIA CORP DELAWARE COM A SIRIUSXM 531229409 683 17878 SH SOLE 17878 0 0 LONESTAR RES US INC CL A VTG 54240F103 200 50000 SH SOLE 50000 0 0 MACKINAC FINL CORP COM 554571109 842 53474 SH SOLE 53474 0 0 MAG SILVER CORP COM 55903Q104 3549 332900 SH SOLE 332900 0 0 MAYS J W INC COM 578473100 1703 44939 SH SOLE 44939 0 0 MITCHAM INDS INC COM 606501104 1308 332700 SH SOLE 332700 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 2946 142024 SH SOLE 142024 0 0 NUVECTRA CORP COM 67075N108 2518 228675 SH SOLE 228675 0 0 OTELCO INC CL A NEW 688823301 492 30000 SH SOLE 30000 0 0 POPULAR INC COM NEW 733174700 13158 252400 SH SOLE 252400 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 972 25000 SH SOLE 25000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7159 359394 SH SOLE 359394 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 573 33040 SH SOLE 33040 0 0 RAND CAP CORP COM 752185108 156 55000 SH SOLE 55000 0 0 RIVERVIEW FINL CORP NEW COM 76940Q105 543 47204 SH SOLE 47204 0 0 ROAN RES INC CL A COM 769755109 3478 569284 SH SOLE 569284 0 0 SANDSTORM GOLD LTD COM NEW 80013R206 658 120000 SH SOLE 120000 0 0 SILVERCORP METALS INC COM 82835P103 382 150000 SH SOLE 150000 0 0 SOUTHERN MO BANCORP INC COM 843380106 7822 253958 SH SOLE 253958 0 0 SRC ENERGY INC COM 78470V108 512 100000 SH SOLE 100000 0 0 STANDARD AVB FINL CORP COM 85303B100 5505 204108 SH SOLE 204108 0 0 SYNACOR INC COM 871561106 252 160539 SH SOLE 160539 0 0 TITAN INTL INC ILL COM 88830M102 423 70893 SH SOLE 70893 0 0 UNITED BANCORP INC OHIO COM 909911109 163 15000 SH SOLE 15000 0 0 VOXX INTL CORP CL A 91829F104 462 100000 SH SOLE 100000 0 0 WCF BANCORP INC COM 92940L103 649 78708 SH SOLE 78708 0 0