0001062993-15-002893.txt : 20150515 0001062993-15-002893.hdr.sgml : 20150515 20150515170245 ACCESSION NUMBER: 0001062993-15-002893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 15870661 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 03-31-2015 03-31-2015 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 05-13-2015 0 56 95207 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 1077 200000 SH SOLE 200000 0 0 AERCAP HOLDINGS NV SHS N00985106 5139 117723 SH SOLE 117723 0 0 AIRCASTLE LTD COM G0129K104 680 30254 SH SOLE 30254 0 0 ALAMOS GOLD INC COM 011527108 3224 550000 SH SOLE 550000 0 0 ALEXCO RESOURCE CORP COM 01535P106 90 251914 SH SOLE 251914 0 0 AMERICAN EAGLE ENERGY CORP COM NEW 02554F300 43 238685 SH SOLE 238685 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2516 115000 SH SOLE 115000 0 0 AVALON HLDGS CORP CL A 05343P109 527 189969 SH SOLE 189969 0 0 BARCLAYS BANK PLC ETN DJUBSCOFFE38 06739H297 907 39000 SH SOLE 39000 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 881 102834 SH SOLE 102834 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2974 210000 SH SOLE 210000 0 0 CHEVIOT FINL CORP NEW COM 16677X105 1075 70000 SH SOLE 70000 0 0 CIFC CORP COM 12547R105 2215 289516 SH SOLE 289516 0 0 CIPHER PHARMACEUTICALS INC COM 17253X105 4057 447800 SH SOLE 447800 0 0 COASTWAY BANCORP INC COM 190632109 1963 177000 SH SOLE 177000 0 0 CONSOL ENERGY INC COM 20854P109 1980 71000 SH SOLE 71000 0 0 COWEN GROUP INC NEW CL A 223622101 1170 225000 SH SOLE 225000 0 0 ECLIPSE RES CORP COM 27890G100 365 65000 SH SOLE 65000 0 0 EVOLUTION PETROLEUM CORP COM 30049A107 131 22000 SH SOLE 22000 0 0 FARMERS NATL BANC CORP COM 309627107 842 102827 SH SOLE 102827 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1753 120418 SH SOLE 120418 0 0 GASTAR EXPL INC NEW COM 36729W202 3035 1158582 SH SOLE 1158582 0 0 GOLDCORP INC NEW COM 380956409 1031 44945 SH SOLE 44945 0 0 LIBERTY BROADBAND CORP COM SER A 530307107 252 4469 SH SOLE 4469 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 506 8939 SH SOLE 8939 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 689 17878 SH SOLE 17878 0 0 LIBERTY MEDIA CORP DELAWARE COM SER C 531229300 1366 35756 SH SOLE 35756 0 0 MACKINAC FINL CORP COM 554571109 342 30000 SH SOLE 30000 0 0 MAG SILVER CORP COM 55903Q104 2682 433100 SH SOLE 433100 0 0 MAYS J W INC COM 578473100 2419 49120 SH SOLE 49120 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 119 25000 SH SOLE 25000 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1084 187186 SH SOLE 187186 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 2665 290321 SH SOLE 290321 0 0 NEVSUN RES LTD COM 64156L101 427 100000 SH SOLE 100000 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 1869 126900 SH SOLE 126900 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 1843 3381450 SH SOLE 3381450 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 2549 97300 SH SOLE 97300 0 0 POLONIA BACORP INC MD COM 73158Q109 900 70000 SH SOLE 70000 0 0 POPULAR INC COM NEW 733174700 1032 30000 SH SOLE 30000 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7731 483500 SH SOLE 483500 0 0 PRUDENTIAL BANCORP INC NEW COM 74431A101 994 78303 SH SOLE 78303 0 0 RANGE RES CORP COM 75281A109 1041 20000 SH SOLE 20000 0 0 RED LION HOTELS CORP COM 756764106 6233 934487 SH SOLE 934487 0 0 REIS INC COM 75936P105 4621 180209 SH SOLE 180209 0 0 SOUTHERN MO BANCORP INC COM 843380106 6009 318458 SH SOLE 318458 0 0 TURQUOISE HILL RES LTD COM 900435108 2184 700000 SH SOLE 700000 0 0 U S ENERGY CORP WYO COM 911805109 242 214570 SH SOLE 214570 0 0 U S GLOBAL INVS INC CL A 902952100 115 36118 SH SOLE 36118 0 0 UNITED BANCORP INC OHIO COM 909911109 118 15000 SH SOLE 15000 0 0 VISHAY PRECISION GROUP INC COM 92835K103 503 31565 SH SOLE 31565 0 0 VOLT INFORMATION SCIENCES IN COM 928703107 588 50000 SH SOLE 50000 0 0 WATERSTONE FINL INC MD COM 94188P101 642 50000 SH SOLE 50000 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1259 94005 SH SOLE 94005 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 2170 105900 SH SOLE 105900 0 0 WILLIS LEASE FINANCE CORP COM 970646105 728 39169 SH SOLE 39169 0 0 WOLVERINE BANCORP INC COM 977880103 1610 65700 SH SOLE 65700 0 0