0001062993-14-000868.txt : 20140214 0001062993-14-000868.hdr.sgml : 20140214 20140214160912 ACCESSION NUMBER: 0001062993-14-000868 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RAFFLES ASSOCIATES LP CENTRAL INDEX KEY: 0001169581 IRS NUMBER: 043272997 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12413 FILM NUMBER: 14616449 BUSINESS ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 BUSINESS PHONE: 212-760-2322 MAIL ADDRESS: STREET 1: ONE PENN PLAZA STREET 2: SUITE 1628 CITY: NEW YORK STATE: NY ZIP: 10119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001169581 XXXXXXXX 12-31-2013 12-31-2013 RAFFLES ASSOCIATES LP

ONE PENN PLAZA SUITE 1628 NEW YORK NY 10119

13F HOLDINGS REPORT 028-12413 N Paul H. O'Leary 212 760 2322 /s/ Paul H. O'Leary New York NY 02-14-2014 0 50 95804 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ADVANTAGE OIL & GAS LTD COM 00765F101 1516 350000 SH SOLE 0 0 0 AERCAP HOLDINGS NV SHS N00985106 4515 117723 SH SOLE 0 0 0 AIRCASTLE LTD COM G0129K104 580 30254 SH SOLE 0 0 0 ALBANY MOLECULAR RESH INC COM 012423109 252 25000 SH SOLE 0 0 0 ALEXCO RESOURCE CORP COM 01535P106 462 366914 SH SOLE 0 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 675 35000 SH SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 2329 115000 SH SOLE 0 0 0 ARMOUR RESIDENTIAL REIT INC COM 042315101 2105 525000 SH SOLE 0 0 0 AVALON HLDGS CORP CL A 05343P109 1196 229969 SH SOLE 0 0 0 CHARTER FINL CORP MD COM 16122W108 2938 272800 SH SOLE 0 0 0 CHEVIOT FINL CORP NEW COM 16677X105 721 70000 SH SOLE 0 0 0 CIFC CORP COM 12547R105 2175 279516 SH SOLE 0 0 0 COWEN GROUP INC NEW CL A 223622101 880 225000 SH SOLE 0 0 0 CYAN INC COM 23247W104 1178 222600 SH SOLE 0 0 0 CYS INVTS INC COM 12673A108 741 100000 SH SOLE 0 0 0 ELDORADO GOLD CORP NEW COM 284902103 5741 1013385 SH SOLE 0 0 0 EMERALD OIL INC COM NEW 29101U209 3806 496843 SH SOLE 0 0 0 FARMERS NATL BANC CORP COM 309627107 1361 207827 SH SOLE 0 0 0 FIFTH STREET FINANCE CORP COM 31678A103 231 25000 SH SOLE 0 0 0 FLY LEASING LTD SPONSORED ADR 34407D109 1552 96563 SH SOLE 0 0 0 FULL CIRCLE CAP CORP COM 359671104 106 15000 SH SOLE 0 0 0 GASTAR EXPL INC COM NEW 367299203 5381 777582 SH SOLE 0 0 0 GOODRICH PETE CORP COM NEW 382410405 2553 150000 SH SOLE 0 0 0 HALCON RES CORP COM NEW 40537Q209 1544 400000 SH SOLE 0 0 0 LIBERTY MEDIA CORP DELAWARE CL A 531229102 2615 17878 SH SOLE 0 0 0 MAG SILVER CORP COM 55903Q104 2393 463100 SH SOLE 0 0 0 MAGNUM HUNTER RES CORP DEL COM 55973B102 1097 150000 SH SOLE 0 0 0 MALVERN BANCORP INC COM 561409103 2650 240900 SH SOLE 0 0 0 MAYS J W INC COM 578473100 1796 53620 SH SOLE 0 0 0 MOUNTAIN PROV DIAMONDS INC COM NEW 62426E402 132 25000 SH SOLE 0 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 1176 187186 SH SOLE 0 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 2102 290321 SH SOLE 0 0 0 NEVSUN RES LTD COM 64156L101 353 100000 SH SOLE 0 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 1511 1266450 SH SOLE 0 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 1727 97300 SH SOLE 0 0 0 PROVIDENT FINL HLDGS INC COM 743868101 7253 483500 SH SOLE 0 0 0 RED LION HOTELS CORP COM 756764106 5291 874487 SH SOLE 0 0 0 REIS INC COM 75936P105 3562 185209 SH SOLE 0 0 0 SILVER WHEATON CORP COM 828336107 1511 75000 SH SOLE 0 0 0 SONDE RES CORP COM 835426107 800 1166886 SH SOLE 0 0 0 SOUTHERN MO BANCORP INC COM 843380106 5422 162979 SH SOLE 0 0 0 TURQUOISE HILL RES LTD COM 900435108 1979 600000 SH SOLE 0 0 0 U S ENERGY CORP WYO COM 911805109 1063 282670 SH SOLE 0 0 0 U S GLOBAL INVS INC CL A 902952100 64 25000 SH SOLE 0 0 0 VICON INDS INC COM 925811101 195 63196 SH SOLE 0 0 0 VISHAY PRECISION GROUP INC COM 92835K103 1787 120000 SH SOLE 0 0 0 WAYNE SVGS BANCSHARES INC NE COM 94624Q101 1024 94005 SH SOLE 0 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 1684 105900 SH SOLE 0 0 0 WILLIS LEASE FINANCE CORP COM 970646105 680 39169 SH SOLE 0 0 0 WOLVERINE BANCORP INC COM 977880103 1399 65700 SH SOLE 0 0 0