0001209191-19-030385.txt : 20190516 0001209191-19-030385.hdr.sgml : 20190516 20190516162738 ACCESSION NUMBER: 0001209191-19-030385 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190514 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Merrill Gary CENTRAL INDEX KEY: 0001560814 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 19832602 MAIL ADDRESS: STREET 1: 2 CRESCENT PLACE CITY: OCEANPORT STATE: NJ ZIP: 07757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-05-14 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001560814 Merrill Gary 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 VP - BATS Common Stock 2019-05-14 2019-05-14 4 A 0 1712 0.00 A 16375.3226 D Common Stock 2019-05-14 2019-05-14 4 F 0 1192 48.88 D 15183.3226 D Common Stock 2019-05-15 2019-05-15 4 A 0 10045 0.00 A 25228.3226 D These shares represent vesting of previously granted performance share units. This sale of common stock was made to satisfy certain tax withholding obligations resulting from the vesting of restricted and performance stock units. The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2019-05-16