0001209191-19-023806.txt : 20190405 0001209191-19-023806.hdr.sgml : 20190405 20190405160954 ACCESSION NUMBER: 0001209191-19-023806 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190405 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen James J. CENTRAL INDEX KEY: 0001770896 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 19735236 MAIL ADDRESS: STREET 1: 26 SAGAMORE AVENUE CITY: OCEANPORT STATE: NJ ZIP: 07757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2019-04-05 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001770896 Whalen James J. 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 Chief Accounting Officer Common Stock 15257 D Options to Purchase Common Stock 74.04 2023-06-14 Common Stock 1600 D Options to Purchase Common Stock 87.20 2023-10-14 Common Stock 790 D Options to Purchase Common Stock 45.44 2024-10-14 Common Stock 3008 D Options to Purchase Common Stock 45.39 2025-03-13 Common Stock 2800 D The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2019-04-05