0001209191-18-061223.txt : 20181206 0001209191-18-061223.hdr.sgml : 20181206 20181206160355 ACCESSION NUMBER: 0001209191-18-061223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181206 DATE AS OF CHANGE: 20181206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMMER N ROBERT CENTRAL INDEX KEY: 0001279722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 181220648 MAIL ADDRESS: STREET 1: COMMVAULT SYSTEMS INC STREET 2: 2 CRESCENT PL CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-03 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001279722 HAMMER N ROBERT 1 COMMVAULT WAY TINTON FALLS NJ 07724 1 1 0 0 Chairman, President & CEO Common Stock 2018-12-03 2018-12-03 4 M 0 180000 11.12 A 2799411 D Common Stock 2018-12-03 2018-12-03 4 S 0 105745 57.08 D 2693666 D Common Stock 2018-12-03 2018-12-03 4 S 0 70020 57.63 D 2623646 D Common Stock 2018-12-03 2018-12-03 4 S 0 4235 58.53 D 2619411 D Options to Purchase Common Stock 11.12 2018-12-03 2018-12-03 4 M 0 180000 11.12 D 2018-12-12 Common Stock 180000 0 D All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.45 to $57.44 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.45 to $58.40 inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.55 to $59.41 inclusive. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2018-12-06