0001209191-18-038043.txt : 20180615 0001209191-18-038043.hdr.sgml : 20180615 20180615162134 ACCESSION NUMBER: 0001209191-18-038043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180613 FILED AS OF DATE: 20180615 DATE AS OF CHANGE: 20180615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAROLAN BRIAN CENTRAL INDEX KEY: 0001279714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 18902461 MAIL ADDRESS: STREET 1: COMMVAULT SYSTEMS INC STREET 2: 2 CRESCENT PL CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-13 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001279714 CAROLAN BRIAN 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 VP Finance and CFO Common Stock 2018-06-13 2018-06-13 4 M 0 5484 26.83 A 102795.6538 D Common Stock 2018-06-13 2018-06-13 4 S 0 5484 71.90 D 97311.6538 D Options to Purchase Common Stock 26.83 2018-06-13 2018-06-13 4 M 0 5484 26.83 D 2020-10-14 Common Stock 5484 12969 D All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2018-06-15