0001209191-18-024744.txt : 20180412 0001209191-18-024744.hdr.sgml : 20180412 20180412162616 ACCESSION NUMBER: 0001209191-18-024744 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180410 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAROLAN BRIAN CENTRAL INDEX KEY: 0001279714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 18752354 MAIL ADDRESS: STREET 1: COMMVAULT SYSTEMS INC STREET 2: 2 CRESCENT PL CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-10 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001279714 CAROLAN BRIAN 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 VP Finance and CFO Common Stock 2018-04-10 2018-04-10 4 M 0 5470 22.59 A 88403.6538 D Common Stock 2018-04-10 2018-04-10 4 S 0 5470 67.90 D 82933.6538 D Options to Purchase Common Stock 22.59 2018-04-10 2018-04-10 4 M 0 5470 22.59 D 2019-12-14 Common Stock 5470 0 D All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2018-04-12