0001209191-18-016398.txt : 20180305 0001209191-18-016398.hdr.sgml : 20180305 20180305161110 ACCESSION NUMBER: 0001209191-18-016398 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180302 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMMER N ROBERT CENTRAL INDEX KEY: 0001279722 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 18666133 MAIL ADDRESS: STREET 1: COMMVAULT SYSTEMS INC STREET 2: 2 CRESCENT PL CITY: OCEANPORT STATE: NJ ZIP: 07757-0900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-02 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001279722 HAMMER N ROBERT 1 COMMVAULT WAY TINTON FALLS NJ 07724 1 1 0 0 Chairman, President & CEO Common Stock 2018-03-02 2018-03-02 4 M 0 187502 13.81 A 2803691 D Common Stock 2018-03-02 2018-03-02 4 S 0 187502 50.73 D 2616189 D Options to Purchase Common Stock 13.81 2018-03-02 2018-03-02 4 M 0 187502 13.81 D 2018-03-14 Common Stock 187502 0 D All transactions shown on this form have taken place pursuant to a pre-arranged trading plan in compliance with Rule 10b5-1 of the Securities and Exchange Act of 1934. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.30 to $51.20 inclusive. The options to purchase common stock are subject to a 4-year vesting schedule, as follows: 25% on the first anniversary of the grant with the remaining options vesting in equal quarterly installments thereafter. Warren H. Mondschein, Attorney-in-Fact 2018-03-05