0001169561-23-000138.txt : 20230831 0001169561-23-000138.hdr.sgml : 20230831 20230831172838 ACCESSION NUMBER: 0001169561-23-000138 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230829 FILED AS OF DATE: 20230831 DATE AS OF CHANGE: 20230831 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Vivie CENTRAL INDEX KEY: 0001730131 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 231229848 MAIL ADDRESS: STREET 1: 126 SIERRA POINT ROAD CITY: BRISBANE STATE: CA ZIP: 94005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 wk-form4_1693517309.xml FORM 4 X0508 4 2023-08-29 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001730131 Lee Vivie 1 COMMVAULT WAY TINTON FALLS NJ 07724 1 0 0 0 0 Common Stock 2023-08-29 4 A 0 3137 0 A 17937 D Common Stock 2023-08-30 4 S 0 1848 68.71 D 16089 D The common stock is being granted as restricted stock units, 100% of which shall vest on the later of the one-year anniversary of the date of grant, or the date of the 2024 Annual Meeting of Shareholders. The sale reported in this Form 4 was effected pursuant to an existing Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.38 and $68.94, inclusive. Full information regarding the number of shares sold at each separate price will be provided by the reporting person upon request to the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer. /s/ Danielle Abrahamsen, Attorney-in-Fact 2023-08-31