0001169561-23-000082.txt : 20230523 0001169561-23-000082.hdr.sgml : 20230523 20230523184631 ACCESSION NUMBER: 0001169561-23-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230519 FILED AS OF DATE: 20230523 DATE AS OF CHANGE: 20230523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen James J. CENTRAL INDEX KEY: 0001770896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 23950153 MAIL ADDRESS: STREET 1: 26 SAGAMORE AVENUE CITY: OCEANPORT STATE: NJ ZIP: 07757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 wk-form4_1684881981.xml FORM 4 X0407 4 2023-05-19 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001770896 Whalen James J. 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 Chief Accounting Officer 0 Common Stock 2023-05-19 4 S 0 295 65.59 D 24348 D Common Stock 2023-05-22 4 A 0 294 0 A 24642 D Common Stock 2023-05-22 4 A 0 719 0 A 25361 D Common Stock 2023-05-23 4 S 0 3047 66.96 D 22314 D Common Stock 2023-05-23 4 S 0 1156 67.22 D 21158 D Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock. Proceeds from the sale were submitted to the Internal Revenue Service. Represents additional shares issued in connection with the Company's total shareholder return for fiscal year 2023 satisfying specified benchmarks relative to the Russell 3000 index pursuant to the terms of an award granted on May 22, 2020. Represents additional shares issued in connection with the Company's achievement of certain financial performance metrics tied to annualized recurring revenue for fiscal year 2023 pursuant to the terms of an award granted on May 16, 2022. /s/ Danielle Sheer, Attorney-in-Fact 2023-05-23