0001169561-23-000054.txt : 20230517 0001169561-23-000054.hdr.sgml : 20230517 20230517160043 ACCESSION NUMBER: 0001169561-23-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230515 FILED AS OF DATE: 20230517 DATE AS OF CHANGE: 20230517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Whalen James J. CENTRAL INDEX KEY: 0001770896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 23931542 MAIL ADDRESS: STREET 1: 26 SAGAMORE AVENUE CITY: OCEANPORT STATE: NJ ZIP: 07757 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 4 1 wk-form4_1684353629.xml FORM 4 X0407 4 2023-05-15 0 0001169561 COMMVAULT SYSTEMS INC CVLT 0001770896 Whalen James J. 1 COMMVAULT WAY TINTON FALLS NJ 07724 0 1 0 0 Chief Accounting Officer 0 Common Stock 2023-05-15 4 A 0 4813 0 A 21819 D Common Stock 2023-05-15 4 A 0 2406 0 A 24225 D Common Stock 2023-05-15 4 A 0 2406 0 A 26631 D The common stock is being granted as restricted stock units and is subject to a 3-year vesting schedule, as follows: 1/3 on the first anniversary of the grant with the remaining portion vesting in equal quarterly installments thereafter. The common stock is being granted as performance share units (PSUs), 1/3 of which will vest, on each of the first, second and third anniversaries of the grant date of the award, if on such dates the Company's total shareholder return satisfies specified benchmarks relative to Russell 3000 index. The common stock is being granted as performance share units (PSUs), which will vest, over a three year period based on the Company's achievement of certain financial performance metrics tied to revenue measures. /s/ Danielle Sheer, Attorney-in-Fact 2023-05-17