0000950142-20-001023.txt : 20200406 0000950142-20-001023.hdr.sgml : 20200406 20200406070044 ACCESSION NUMBER: 0000950142-20-001023 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20200406 DATE AS OF CHANGE: 20200406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMMVAULT SYSTEMS INC CENTRAL INDEX KEY: 0001169561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-33026 FILM NUMBER: 20775696 BUSINESS ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 BUSINESS PHONE: 732-870-4000 MAIL ADDRESS: STREET 1: 1 COMMVAULT WAY CITY: TINTON FALLS STATE: NJ ZIP: 07724 8-A12B 1 eh2000587_8a12b.htm FORM 8-A12B

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
COMMVAULT SYSTEMS, INC.
(Exact name of registrant as specified in its charter)
 
 
 
Delaware
 
22-3447504
 
 
 
(State or other jurisdiction of
incorporation or organization)
 
(I.R.S. Employer
Identification No.)
 
 
 
1 Commvault Way
Tinton Falls, New Jersey
 

07724
 
 
 
(Address of principal executive offices)
 
(Zip Code)
     Securities to be registered pursuant to Section 12(b) of the Act:
 
 
 
Title of each class
to be registered
 
Name of each exchange on which
each class is to be registered
 
 
 
Preferred Stock Purchase Rights
 
The NASDAQ Stock Market
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☑
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: N/A
Securities to be registered pursuant to Section 12(g) of the Act:  None

 
 

 Item 1.         Description of Registrant’s Securities to be Registered.
A description of the Registrant’s Series A Junior Participating Preferred Stock Purchase Rights is set forth under “Entry into a Material Definitive Agreement” in the Registrant's Current Report on Form 8-K, filed with the Securities and Exchange Commission on April 6, 2020, which description is incorporated herein by reference.
Item 2.          Exhibits.
Exhibit No.
  
Description
     
3.1
 
     
4.1
 




SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:  April 6, 2020

 
COMMVAULT SYSTEMS, INC.
 
       
       
 
By:
/s/ Warren H. Mondschein
 
   
Name: Warren H. Mondschein
 
   
Title: VP, General Counsel & Secretary