0001449374-16-000139.txt : 20160331 0001449374-16-000139.hdr.sgml : 20160331 20160331141903 ACCESSION NUMBER: 0001449374-16-000139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160329 FILED AS OF DATE: 20160331 DATE AS OF CHANGE: 20160331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU Inc. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: ULURU INC. DATE OF NAME CHANGE: 20060417 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Centric Capital Ventures LLC CENTRAL INDEX KEY: 0001638122 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 161542829 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 917-403-6969 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sacks Bradley J. CENTRAL INDEX KEY: 0001638123 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33618 FILM NUMBER: 161542830 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: FLOOR 18 CITY: NEW YORK STATE: NY ZIP: 10022 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-03-29 0001168220 ULURU Inc. ULUR 0001638123 Sacks Bradley J. 590 MADISON AVENUE, FLOOR 18 NEW YORK NY 10022 1 0 0 1 See Remarks 0001638122 Centric Capital Ventures LLC 590 MADISON AVENUE, FLOOR 18 NEW YORK NY 10022 0 0 0 1 See Remarks Common Stock 2016-03-29 4 P 0 266480 .0713 A 286480 I By Centric Capital Ventures LLC Warrant (right to buy) .0871 2016-03-29 4 P 0 266480 A 2016-03-30 2021-03-30 Common Stock 266480 266480 I By Centric Capital Ventures LLC Under a Stock Purchase Agreement, dated as of March 29, 2016, with the Issuer and certain other investors, Centric Capital Ventures LLC ("Centric Capital") purchased 266,480 shares of the Issuer's Common Stock at a purchase price of $.0713 per share and was issued a warrant to purchase 266,480 shares of the Issuer's Common Stock (as reported in this Form 4) for no additional consideration. Remarks: Bradley J. Sacks ("B Sacks"), Centric Capital and Michael I. Sacks may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934. As the managing member of Centric Capital, B Sacks is deemed to beneficially own the securities directly owned by Centric Capital. /s/ Bradley J. Sacks 2016-03-31