0001449374-16-000139.txt : 20160331
0001449374-16-000139.hdr.sgml : 20160331
20160331141903
ACCESSION NUMBER: 0001449374-16-000139
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160329
FILED AS OF DATE: 20160331
DATE AS OF CHANGE: 20160331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ULURU Inc.
CENTRAL INDEX KEY: 0001168220
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 412118656
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
BUSINESS PHONE: 214-905-5145
MAIL ADDRESS:
STREET 1: 4452 BELTWAY DRIVE
CITY: ADDISON
STATE: TX
ZIP: 75001
FORMER COMPANY:
FORMER CONFORMED NAME: ULURU INC.
DATE OF NAME CHANGE: 20060417
FORMER COMPANY:
FORMER CONFORMED NAME: OXFORD VENTURES INC
DATE OF NAME CHANGE: 20020225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Centric Capital Ventures LLC
CENTRAL INDEX KEY: 0001638122
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33618
FILM NUMBER: 161542829
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 917-403-6969
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sacks Bradley J.
CENTRAL INDEX KEY: 0001638123
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33618
FILM NUMBER: 161542830
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: FLOOR 18
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-03-29
0001168220
ULURU Inc.
ULUR
0001638123
Sacks Bradley J.
590 MADISON AVENUE, FLOOR 18
NEW YORK
NY
10022
1
0
0
1
See Remarks
0001638122
Centric Capital Ventures LLC
590 MADISON AVENUE, FLOOR 18
NEW YORK
NY
10022
0
0
0
1
See Remarks
Common Stock
2016-03-29
4
P
0
266480
.0713
A
286480
I
By Centric Capital Ventures LLC
Warrant (right to buy)
.0871
2016-03-29
4
P
0
266480
A
2016-03-30
2021-03-30
Common Stock
266480
266480
I
By Centric Capital Ventures LLC
Under a Stock Purchase Agreement, dated as of March 29, 2016, with the Issuer and certain other investors, Centric Capital Ventures LLC ("Centric Capital") purchased 266,480 shares of the Issuer's Common Stock at a purchase price of $.0713 per share and was issued a warrant to purchase 266,480 shares of the Issuer's Common Stock (as reported in this Form 4) for no additional consideration.
Remarks: Bradley J. Sacks ("B Sacks"), Centric Capital and Michael I. Sacks may be deemed to be members of a "group" within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934.
As the managing member of Centric Capital, B Sacks is deemed to beneficially own the securities directly owned by Centric Capital.
/s/ Bradley J. Sacks
2016-03-31