-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KoOZwHrkhJrXkdFhXkur+nK0M1b+66v31aonWUMXE/PQux5VuGSIoqMjA/ZtXBGc NULUUPY+Zi9Kv3x/Se2gaw== 0000902664-07-002003.txt : 20070612 0000902664-07-002003.hdr.sgml : 20070612 20070612214706 ACCESSION NUMBER: 0000902664-07-002003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20070608 FILED AS OF DATE: 20070612 DATE AS OF CHANGE: 20070612 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ULURU INC. CENTRAL INDEX KEY: 0001168220 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 412118656 STATE OF INCORPORATION: NV FISCAL YEAR END: 1206 BUSINESS ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 BUSINESS PHONE: 214-905-5145 MAIL ADDRESS: STREET 1: 4452 BELTWAY DRIVE CITY: ADDISON STATE: TX ZIP: 75001 FORMER COMPANY: FORMER CONFORMED NAME: OXFORD VENTURES INC DATE OF NAME CHANGE: 20020225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OSS CAPITAL MANAGEMENT CENTRAL INDEX KEY: 0001218321 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49670 FILM NUMBER: 07916254 MAIL ADDRESS: STREET 1: 605 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10158 4 1 form4_ex.xml O.S.S. CAPITAL MANAGEMENT LP X0202 4 2007-06-08 0 0001168220 ULURU INC. ULUR 0001218321 OSS CAPITAL MANAGEMENT 598 MADISON AVENUE NEW YORK NY 10022 0 0 1 0 Common Stock, $.001 Par Value 2007-06-08 4 P 0 1000000 4.89 A 11676315 I See Footnote This Form 4 is being filed to report that O.S.S. Capital Management LP, a Delaware limited partnership (the "Investment Manager"), Schafer Brothers LLC, a Delaware limited liability company (the "SB LLC") and Mr. Oscar S. Schafer ("Mr. Schafer", collectively with the Investment Manager and SB LLC, the "Reporting Persons"), have purchased an additional 1,000,000 shares of ULURU Inc. (the "Issuer") common shares which are held for the benefit of a third party in a separately managed account. The Reporting Persons have investment discretion with respect to securities held by the separately managed account as described in this filing and as described in the Form 4 filed on April 4, 2007 (Accession Number: 0000902664-07-001397) and the Form 4 filed on April 16, 2007 (Accession Number: 0000902664-07-001470). The Reporting Persons also have investment discretion with respect to securities held by a Cayman Islands exempted company and two Delaware limited partnerships as more fully described in the Form 3 filed on December 15, 2006 (Accession Number: 0000902664-06-002734). This report shall not be deemed an admission that the Reporting Persons are or have been the beneficial owners of such securities for purposes of Section 16 or for any other purpose. /s/ Oscar S. Schafer 2007-06-12 EX-99 2 jointfiler.txt JOINT FILER INFORMATION FORM 4 JOINT FILER INFORMATION Name: Schafer Brothers LLC Address: 598 Madison Avenue New York, NY 10022 Designated Filer: O.S.S. Capital Management LP Issuer and Ticker Symbol: ULURU INC. (ULUR) Date of Event requiring statement: June 12, 2007 /s/ Oscar S. Schafer - -------------------- Signature FORM 4 JOINT FILER INFORMATION Name: Mr. Oscar S. Schafer Address: 598 Madison Avenue New York, NY 10022 Designated Filer: O.S.S. Capital Management LP Issuer and Ticker Symbol: ULURU INC. (ULUR) Date of Event requiring statement: June 12, 2007 /s/ Oscar S. Schafer - -------------------- Signature -----END PRIVACY-ENHANCED MESSAGE-----