-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QDvy2e9HJQfaXZYVu2j0/hT2yQS4DNaPDKpovmDDoSHJXjcwZuyQEwrzh3r3rS4y 7ZZfJyKwSrJaQkIlc+sUDw== 0000950123-02-010330.txt : 20021107 0000950123-02-010330.hdr.sgml : 20021107 20021107112937 ACCESSION NUMBER: 0000950123-02-010330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020930 FILED AS OF DATE: 20021107 EFFECTIVENESS DATE: 20021107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHUPF H A & CO LLC CENTRAL INDEX KEY: 0001167509 IRS NUMBER: 061629202 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10124 FILM NUMBER: 02812054 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122946500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 y65108e13fvhr.txt H.A. SCHUPF & CO., LLC FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended September 30, 2002 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: H.A. Schupf & Co., LLC Address: 590 Madison Avenue New York, NY 10020 Form 13F File Number: 28-10124 The Institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: H. Axel Schupf Title: Managing Member Phone: (212) 294-6500 Signature, Place, and Date of Signing: /s/H. Axel Schupf New York, New York November 6, 2002 - --------------------------- [Signature] [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] NONE FORM 13F SUMMARY PAGE Report Summary Number of other Included Managers: 0 Form 13F Information Table Entry Total: 219 Form 13F Information Table Value Total: $1,163,598 ---------- (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manger filing this report NONE [If there are no entries in this list, state "NONE" and omit the column headings and list entries] FORM 13F Page 1 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- 3M COMPANY COM 88579Y101 140 1,270 SH X 1,270 ABBOTT LABORATORIES COM 002824100 81 2,000 SH X 2,000 ADC TELECOMMUNICATION COM 000886101 33 29,000 SH X 29,000 ADVO SYS INC COM 007585102 274 8,623 SH X 8,623 ALCON INC COM H01301102 81,239 2,096,500 SH X 2,096,500 ALLSTATE CORPORAT COM 020002101 53 1,483 SH X 1,483 AMBAC INC COM 023139108 58,305 1,081,935 SH X 1,081,935 AMER INTERNATIONAL G COM 026874107 34,871 637,502 SH X 637,502 AMERADA HESS CORP COM 023551104 14 199 SH X 199 AMERICAN EXPRESS CO COM 025816109 224 7,200 SH X 7,200 AMGEN CORP COM 031162100 154 3,700 SH X 3,700 ANDREW CORP COM 034425108 13 2,000 SH X 2,000 ANDRX CORP DEL COM 034553107 11 500 SH X 500 ANHEUSER-BUSCH COS INC. COM 035229103 486 9,600 SH X 9,600 AOL TIME WARNER COM 00184A105 775 66,275 SH X 66,275 APPLIED MATERIALS IN COM 038222105 116 10,000 SH X 10,000 ARAMARK CORP-CL B COM 038521100 63,286 3,013,610 SH X 3,013,610 ARBITRON INC COM 03875Q108 57,988 1,700,540 SH X 1,700,540 AUTOMATIC DATA PROCE COM 053015103 4,456 128,170 SH X 128,170 AVENTIS COM 053561106 16 300 SH X 300 AVERY DENNISON CORP COM 053611109 1,165 20,445 SH X 20.445 BAA PLC-SPONSORED ADR 05518L206 58 7,000 SH X 7,000 BANK OF AMER CORP COM 060505104 3,318 52,004 SH X 52,004 BANK OF NEW YORK CO COM 064057102 1,038 36,126 SH X 36,126 BANK ONE CORP COM 06423A103 94 2,500 SH X 2,500 BANKATLANTIC BANCORP COM 065908501 6 700 SH X 700 BARR LABORATORIES INC COM 068306109 93 1,500 SH X 1,500 BAXTER INTERNATIONAL COM 071813109 47,024 1,539,250 SH X 1,539,250 BEA SYSTEMS INC COM 073325102 1,355 261,499 SH X 261,499 BED BATH & bEYOND IN COM 075896100 13 400 SH X 400 BELLSOUTH CORP COM 079860102 103 5,622 SH X 5,622 BERKSHIRE HATHAWAY - B COM 084670207 1,893 768 SH X 768 BERKSHIRE HATHAWAY - A COM 084670108 739 10 SH X 10 BGE CAPITAL TRUST 1 PFD 055415202 20 800 SH X 800 BLACKROCK NY INV QU COM 09247E103 30 2,000 SH X 2,000 COLUMN TOTAL 359,484
FORM 13F Page 2 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- BOEING CO COM 097023105 17 500 SH X 500 BOSTON SCIENTIFIC CO COM 101137107 105,905 3,355,685 SH X 3,355,685 BP AMOCO P L C COM 055622104 470 11,768 SH X 11,768 BRISTOL MYERS SQUIBB COM 110122108 250 10,515 SH X 10,515 CAMBRIDGE BANCORP COM 132152109 307 8,700 SH X 8,700 CAMPBELL SOUP CO COM 134429109 221 10,000 SH X 10,000 CAPITAL ONE FINANCIA PFD 14040H105 3,991 114,300 SH X 114,300 CATALINA MARKETING CORP COM 148867104 213 7,600 SH X 7,600 CERIDIAN CORP COM 156779100 44,636 3,132,370 SH X 3,132,370 CHARLES RIVER LABORA COM 159864107 81,396 2,073,790 SH X 2,073,790 CHEVRONTEXACO CORP. COM 166764100 45 650 SH X 650 CISCO SYSTEMS INC COM 17275R102 430 41,010 SH X 41,010 CITIGROUP INC COM 172967101 5,019 169,265 SH X 169,265 CITIZENS COMMUNICATI COM 17453B101 1 202 SH X 202 COCA-COLA CO COM 191216100 3,817 79,586 SH X 79,586 COLGATE PALMOLIVE CO COM 194162103 2,439 45,200 SH X 45,200 COLONIAL BANCGROUP I COM 195493309 41 3,268 SH X 3,268 COLONIAL HIGH INCOME PFD 195743406 300 12 SH X 12 COMCAST CORP CL A-SP COM 200300200 104 5,000 SH X 5,000 CONNECTICUT WATER SE COM 020797101 5 200 SH X 200 CONTIFINANCIAL CORP COM 21075V107 525 10,493,107 SH X 10,493,107 COPYTELE INC COM 217721109 5 23,000 SH X 23,000 COSTCO WHOLESALE COR COM 22160K105 280 8,645 SH X 8,645 COX COMMUNCATIONS I COM 224044107 639 25,989 SH X 25,989 CROMPTON CORP COM 227116100 28 2,772 SH X 2,772 CSX CORP W/RTS COM 126408103 158 6,000 SH X 6,000 CULLEN FROST BANKERS COM 229899109 464 13,600 SH X 13,600 CUNO COM 126583103 231 7,500 SH X 7,500 CVS CORP COM 126650100 102 4,036 SH X 4,036 DAIMLERCHRYSLER A.G. COM D1668R123 5 144 SH X 144 DEERE & CO COM 244199105 45 1,000 SH X 1,000 DELL COMPUTER CORP COM 247025109 21 900 SH X 900 DEVRY INC-DEL COM 251893103 33,594 1,804,170 SH X 1,804,170 DOUBLECLICK INC COM 258609304 51 10,000 SH X 10,000 DOW CHEMICAL CO COM 260543103 40 1,454 SH X 1,454 DUKE CAP FINANCING PFD 264393208 38 1,500 SH X 1,500 DURATEK INC COM 26658q102 18 3,000 SH X 3,000 COLUMN TOTAL 285,851
FORM 13F Page 3 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- ECHOSTAR COMMUNICATI COM 278762109 35 2,000 SH X 2,000 ELI LILLY & CO COM 532457108 313 5,648 SH X 5,648 EMC CORP-MASS COM 268648102 5 1,000 SH X 1,000 EMERSON ELECTRIC CO COM 291011104 141 3,200 SH X 3,200 ESTEE LAUDER COMPANI COM 518439104 57 2,000 SH X 2,000 EUNVERSE INC COM 298412107 44 15,000 SH X 15,000 EVEREST RE GROUP LTD COM G3223R108 53,009 966,260 SH X 966,260 EXELON CORP COM 30161N101 122 2,578 SH X 2,578 EXXON MOBIL CORP COM 30231G102 4,513 141,462 SH X 141,462 FASTENAL CO COM 311900104 316 10,000 SH X 10,000 FEDERAL HOME LOAN MO COM 313400301 318 5,688 SH X 5,688 FEDERAL NATL MTG ASSN COM 313586109 441 7,400 SH X 7,400 FEDERATED INVESTORS COM 314211103 715 26,500 SH X 26,500 FERRO CORP-W/RTS COM 315405100 139 6,000 SH X 6,000 FIRST CITIZENS BANCS COM 31946M103 20 191 SH X 191 FIRST DATA CORP COM 319963104 835 29,874 SH X 29,874 FLEETBOSTON FINL CORP COM 339030108 123 6,073 SH X 6,073 FLEXTRONICS INTER COM Y2573F102 65 9,338 SH X 9,338 FRANKLIN RESOURCES I COM 354613101 84 2,700 SH X 2,700 GALLAGHER ARTHUR J & COM 363576109 18 750 SH X 750 GANNETT CO INC COM 364730101 650 9,000 SH X 9,000 GAP INC COM 364760108 67 6,220 SH X 6,200 GARTNER GROUP INC NE COM 366651206 2 260 SH X 260 GENENTECH INC COM 368710406 29 880 SH X 880 GENERAL ELECTRIC CO COM 369604103 2,376 96,404 SH X 96,404 GENESIS ENERGY LP COM 371927104 147 32,000 SH X 32,000 GERON CORP COM 374163103 4 1,000 SH X 1,000 GILEAD SCIENCES COM 375558103 810 24,144 SH X 24,144 GILLETTE CO COM 375766102 1,938 65,468 SH X 65,468 GLAXO SMITHKLINE ADR 37733W10 67 1,755 SH X 1,755 GOLDEN WEST FINL CORP COM 381317106 12 200 SH X 200 GOLDMAN SACHS GROUP INC COM 38141G104 218 3,300 SH X 3,300 GUIDANT CORP COM 401698105 74 2,288 SH X 2,288 H J. HEINZ CO COM 423074103 17 500 SH X 500 H R BLOCK COM 093671105 218 5,200 SH X 5,200 HARLEY DAVIDSON INC COM 412822108 57 1,236 SH X 1,236 HARTE-HANKS COMMUNIC COM 416196103 41,237 2,215,878 SH X 2,215,878 COLUMN TOTAL 109,236
FORM 13F Page 4 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- HARTFORD FINANCIAL S COM 416515104 21 500 SH X 500 HARTFORD LIFE CAPITA PFD 416590206 26 1,000 SH X 1,000 HEWLETT PACKARD CO COM 428236103 301 25,758 SH X 25,758 HILLMAN GROUP CAPITA PFD 43162l206 10 418 SH X 418 HOME DEPOT INC COM 437076102 324 12,405 SH X 12,405 HOUSEHOLD INTERNATIO COM 441815107 42 1,500 SH X 1,500 I B M COM 459200101 2,269 38,919 SH X 38,919 IMS HEALTH INC COM 449934108 3 200 SH X 200 INTEL CORP COM 458140100 5,348 384,995 SH X 384,995 INTERPUBLIC GROUP OF COM 460690100 22 1,400 SH X 1,400 ISIS PHARMACEUTICALS COM 464330109 4 400 SH X 400 J P MORGAN CHASE &c COM 46625H100 47 2,491 SH X 2,491 JABIL CIRCUIT INC COM 466313103 3 200 SH X 200 JEFFERSON PILOT CORP COM 475070108 143 3,575 SH X 3,575 JOHN WILEY & SONS IN CL A COM 968223206 1,039 47,220 SH X 47,220 JOHN WILEY & SONS IN CL B COM 968223305 31 1,420 SH X 1,420 JOHNSON & JOHNSON COM 478160104 10,224 189,052 SH X 189,052 KIMBERLY CLARK COM 494368103 262 4,624 SH X 4,624 KOHLS CORP COM 500255104 122 2,000 SH X 2,000 LEE ENTERPRISES COM 523768109 329 10,000 SH X 10,000 LEHMAN BROTHERS HOLD COM 524908100 54 1,100 SH X 1,100 LIBERTY MEDIA CORP S COM 530718105 12,033 1,675,884 SH X 1,675,884 LINCOLN NATIONAL CAP PFD 53417P209 25 1,000 SH X 1,000 LOCKHEED MARTIN CORP COM 539830109 63 970 SH X 970 LOEWS CORP COM 540424108 793 18,482 SH X 18,482 LOWES CO INC COM 548661107 21 500 SH X 500 MARSH & mclennan COM 571748102 400 9,600 SH X 9,600 MATTEL INC-W/RTS COM 577081102 639 35,500 SH X 35,500 MBIA INC COM 55262C100 66,451 1,663,357 SH X 1,663,357 MBNA CORP COM 55262L100 72,152 3,925,585 SH X 3,925,585 MCCORMICK & co inc n com 579780206 479 21,000 SH X 21,000 MCDONALDS CORP - W/RTS COM 580135101 11 600 SH X 600 MCGRAW HILL INC-W/RT COM 580645109 67 1,100 SH X 1,100 MEDIMMUNE INC COM 584699102 779 37,255 SH X 37,255 MEDTRONIC INC COM 585055106 7,229 171,635 SH X 171,635 COLUMN TOTAL 181,766
FORM 13F Page 5 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- MELLON FINL CORP COM 58551A108 586 22,611 SH X 22,611 MERCK & co inc com 589331107 2,599 56,862 SH X 56,862 MERRILL LYNCH COM 590188108 679 20,600 SH X 20,600 MERRILL LYNCH 7.28% PFD 59021K205 25 1,000 SH X 1,000 MGIC INVT CORP COM 552848103 204 5,000 SH X 5,000 MICROSOFT CORP COM 594918104 16,276 372,112 SH X 372,112 MOODYS CORP COM 615369105 52,770 1,088,050 SH X 1,088,050 MORGAN STANLEY COM 617446448 41 1,198 SH X 1,198 MOTOROLA INC COM 620076109 31 3,013 SH X 3,013 MYLAN LABORATORIES I COM 628530107 16 500 SH X 500 NAB EXCHANGEABLE PFD 628714206 26 1,000 SH X 1,000 NEW PLAN EXCEL REALT COM 648053106 189 10,246 SH X 10,246 NEW YORK TIMES CO-CL COM 650111107 216 4,755 SH X 4,755 NOKIA CORP-SPONSO COM 654902204 33 2,500 SH X 2,500 NORTHERN TRUST CORP COM 665859104 1,577 41,815 SH X 41,815 NSTAR COM 67019E107 20 500 SH X 500 NUVEEN N Y DIVIDEND COM 67066X107 46 3,000 SH X 3,000 OFFICE DEPOT INC COM 676220106 28 2,250 SH X 2,250 ORACLE SYSTEMS CORP COM 68389X105 102 13,000 SH X 13,000 PAYCHEX INC COM 704326107 13 555 SH X 555 PEPSICO INC COM 713448108 1,169 31,628 SH X 31,628 PFIZER INC COM 717081103 9,243 318,520 SH X 318,520 PHARMACIA CORP COM 71713U102 6 149 SH X 149 PHILIP MORRIS COMPS. COM 718154107 399 10,278 SH X 10,278 PITNEY BOWES INC-W/R COM 724479100 113 3,700 SH X 3,700 PRICE COMMUNICATIONS COM 741437305 44 3,937 SH X 3,937 PROCTER & GAMBLE CO COM 742718106 120 1,344 SH X 1,344 R R DONNELLEY & SONS COM 257867101 13 500 SH X 500 RAYTHEON CO COM 755111507 10 350 SH X 350 ROBERT HALF INTERNAT COM 770323103 32 2,000 SH X 2,000 ROSLYN BANCORP INC COM 778162107 104 5,964 SH X 5,964 ROYAL DUTCH PETRO COM 780257804 284 7,076 SH X 7,076 SBC COMMUNICATIONS I COM 78387G103 227 11,302 SH X 11,302 SCHERING PLOUGH CORP COM 806605101 131 6,150 SH X 6,150 SCHLUMBERGER LTD COM 806857108 46 1,200 SH X 1,200 COLUMN TOTAL 87,418
FORM 13F Page 6 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- SERVICEMASTER CO COM 81760N109 36 3,281 SH X 3,281 SIGMA-ALDRICH CORP COM 826552101 58,928 1,196,030 SH X 1,196,030 SILICON VALLEY BANCS COM 827064106 57,450 3,393,395 SH X 3,393,395 SMUCKER J M CO COM 832696306 35 953 SH X 953 SOLECTRON CORP COM 834182107 2 1,000 SH X 1,000 SOTHEBY'S HOLDINGS IN COM 835898107 1 200 SH X 200 SOUTHERN CO COM 842587107 85 2,950 SH X 2,950 STANDARD & POORS DEP COM 78462F103 5 60 SH X 60 STATE STREET CORP COM 857477103 765 19,800 SH X 19,800 STILWILL FINANCIAL I COM 860831106 48 4,000 SH X 4,000 SUN MICROSYSTEMS INC COM 866810104 5 2,000 SH X 2,000 SYSCO CORP COM 871829107 2,260 79,600 SH X 79,600 TARGET CORP COM 87612E106 130 4,400 SH X 4,400 TEVA PHARMACEUTIC COM 881624209 101 1,500 SH X 1,500 TEXAS INSTRUMENTS IN COM 882508104 20 1,340 SH X 1,340 TIFFANY & CO-NEW COM 886547108 536 25,000 SH X 25,000 TOYS R US COM 892335100 20 2,000 SH X 2,000 TRANSACTION SYSTEMS COM 893416107 19 3,000 SH X 3,000 TRIARC COMPANIES INC COM 895927101 177 7,800 SH X 7,800 UNITED PARCEL SVC IN COM 911312106 2,536 40,550 SH X 40,550 UNITEDHEALTH GROUP COM 91324P102 1,452 16,650 SH X 16,650 UNIVISION COMMUNICAT COM 914906102 91 4,000 SH X 4,000 VERIZON COMMUNICATIO COM 92343V104 61 2,221 SH X 2,221 VIACOM INC-NON VTG COM 925524308 20 500 SH X 500 VODAFONE GROUP PL COM 92857W100 53 4,154 SH X 4,154 WACHOVIA CORP 2ND NE COM 929903102 1,223 37,410 SH X 37,410 WALGREEN CO COM 931422109 197 6,400 SH X 6,400 WAL-MART STORES INC COM 931142103 7,661 155,590 SH X 155,590 WALT DISNEY CO COM 254687106 787 51,972 SH X 51,972 WASHINGTON MUTUAL IN COM 939322103 261 8,309 SH X 8,309 WASTE MANAGEMANT INC COM 94106l109 7 300 SH X 300 COLUMN TOTAL 134,972
FORM 13F Page 7 of 7 NAME OF REPORTING MANAGER H.A. SCHUPF & CO., LLC (SEC USE ONLY)
Item 6: Investment Discretion Item 4: --------------------------- Item 8: Item 2: Fair Item 5: (b) Item 7: Voting Authority (Shares) Title Market Shares of Shared-As (c) Managers ------------------------- Item 1: of Item 3: Value Principal Defined in Shared- See Instr. (b) (c) Name of Issuer Class CUSIP Number (x $1,000) Amount (a) Sole Instr. V Other V (a) Sole Shared None - --------------------- ------- ------------ ---------- ------------- -------- ---------- ------- ---------- ---------- ------ ------- WELLS FARGO & CO-NEW COM 949746101 2,937 60,990 SH X 60,990 WHITE MOUNT INS GRP COM G9618E107 1,738 5,900 SH X 5,900 WM WRIGLEY JR CO COM 982526105 54 1,100 SH X 1,100 WYETH COM 983024100 13 400 SH X 400 XILINX INC COM 983919101 38 2,400 SH X 2,400 XL CAPITAL LTD-CL A COM G98255105 34 457 SH X 457 YUM BRANDS INC COM 988498101 1 40 SH X 40 ZILA INC COM 989513205 2 2,000 SH X 2,000 ZIMMER HOLDINGS INC COM 98956P102 54 1,411 SH X 1,411 COLUMN TOTAL 4,871 GRAND TOTAL 1,163,598
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