0001193125-12-060267.txt : 20120214 0001193125-12-060267.hdr.sgml : 20120214 20120214150253 ACCESSION NUMBER: 0001193125-12-060267 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGMA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001167507 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10113 FILM NUMBER: 12608283 BUSINESS ADDRESS: STREET 1: 777 LONG RIDGE ROAD CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 2036142094 13F-HR 1 d301471d13fhr.txt FORM 13F VIA EDGAR February 14, 2012 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Sigma Capital Management, LLC Ladies and Gentlemen: On behalf of Sigma Capital Management, LLC, enclosed for filing with the Securities and Exchange Commission pursuant to the requirements of Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1 thereunder, please find the attached report on Form 13F for the reporting period ended December 31, 2011. These materials are being submitted electronically pursuant to Rule 101(a)(1)(iii) of Regulation S-T. Should you have any questions regarding the enclosures, please contact the undersigned at (203) 890-2094. Very truly yours, Peter Nussbaum Enclosures ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [_];. Amendment Number: ------ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Sigma Capital Management, LLC ("Sigma") Address: c/o S.A.C. Capital Advisors, L.P. 72 Cummings Point Road Stamford, Connecticut 06902 Form 13F File Number: 28-10113 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Peter Nussbaum Title: Authorized Person Phone: 203-890-2094 Signature, Place, and Date of Signing: /s/ Peter Nussbaum Stamford, Connecticut February 14, 2012 ---------------------- ---------------------- ------------------------ [Signature] [City, State] [Date] Report type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holding are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------ Form 13F Information Table Entry Total: 194* ------------ Form 13F Information Table Value Total: $1,377,801 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-13297 S.A.C. Capital Advisors, L.P. ------ ------------------------------- ------------------------------------ * Positions that are exempt from reporting under Special Instruction 9 to the Form 13F are excluded. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager which include the Reporting Manager as an Other Included Manager on their own Forms 13F, are listed herein. ================================================================================
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name Title CUSIP Value SH SH / Put / Investment Other of of (x$1000) or PRN Call Discretion Managers Voting Authority Issuer Class PRN Sole Shared None Amount ACCENTURE PLC Common G1151C101 3,194 60,000 SH Shared-Defined 1 60,000 IRELAND ACXIOM CORP Common 005125109 686 56,200 SH Shared-Defined 1 56,200 ADVANCE AUTO Common 00751Y106 56 800 SH Shared-Defined 1 800 PARTS INC AGILENT Common 00846U101 1,747 50,000 SH Shared-Defined 1 50,000 TECHNOLOGIES INC AKAMAI Common 00971T101 4,003 124,000 SH Shared-Defined 1 124,000 TECHNOLOGIES INC ALNYLAM Common 02043Q107 1,467 180,000 SH Shared-Defined 1 180,000 PHARMACEUTICALS INC ALTERA CORP Common 021441100 4,044 109,000 SH Shared-Defined 1 109,000 AMERICAN EAGLE Common 02553E106 23,700 1,550,000 SH Shared-Defined 1 1,550,000 OUTFITTERS NE AMERICAN WTR Common 030420103 223 7,000 SH Shared-Defined 1 7,000 WKS CO INC NEW ANADARKO PETE Common 032511107 4,059 53,177 SH Shared-Defined 1 53,177 CORP ANNALY CAP MGMT Option 035710959 7,661 480,000 Put Shared-Defined 1 480,000 INC APPLE INC Common 037833100 13,385 33,050 SH Shared-Defined 1 33,050 ARQULE INC Common 04269E107 967 171,434 SH Shared-Defined 1 171,434 AVNET INC Common 053807103 777 25,000 SH Shared-Defined 1 25,000 BAIDU INC Common 056752108 34,999 300,500 SH Shared-Defined 1 300,500 BANKRATE INC DEL Common 06647F102 5,805 270,000 SH Shared-Defined 1 270,000 BARRETT BILL Common 06846N104 2,562 75,200 SH Shared-Defined 1 75,200 CORP BAXTER INTL INC Common 071813109 990 20,000 SH Shared-Defined 1 20,000 BIOGEN IDEC INC Common 09062X103 1,101 10,000 SH Shared-Defined 1 10,000 BLUE NILE INC Common 09578R103 17,387 425,306 SH Shared-Defined 1 425,306 BROOKDALE SR Common 112463104 60 3,450 SH Shared-Defined 1 3,450 LIVING INC BROOKLINE Common 11373M107 4,220 500,000 SH Shared-Defined 1 500,000 BANCORP INC DEL CABOT OIL & GAS Common 127097103 16,620 218,969 SH Shared-Defined 1 218,969 CORP CADENCE DESIGN Common 127387108 5,564 535,000 SH Shared-Defined 1 535,000 SYSTEM INC CAPITOL FED FINL Common 14057J101 16,156 1,400,000 SH Shared-Defined 1 1,400,000 INC CARDINAL HEALTH Common 14149Y108 2,437 60,000 SH Shared-Defined 1 60,000 INC CARTER INC Common 146229109 28,862 725,000 SH Shared-Defined 1 725,000 CAVIUM INC Common 14964U108 5,089 179,000 SH Shared-Defined 1 179,000 CEPHEID Common 15670R107 34 1,000 SH Shared-Defined 1 1,000 CHARTER Common 16117M305 85 1,500 SH Shared-Defined 1 1,500 COMMUNICATIONS INC D CHECK POINT Option M22465904 1,051 20,000 Call Shared-Defined 1 20,000 SOFTWARE TECH LT CHEESECAKE Common 163072101 24,098 821,062 SH Shared-Defined 1 821,062 FACTORY INC CHUBB CORP Common 171232101 1,038 15,000 SH Shared-Defined 1 15,000 CIENA CORP Common 171779309 8,010 662,000 SH Shared-Defined 1 662,000 CISCO SYS INC Common 17275R102 7,924 438,300 SH Shared-Defined 1 438,300 CIT GROUP INC Common 125581801 1,744 50,000 SH Shared-Defined 1 50,000 CITRIX SYS INC Common 177376100 7,778 128,095 SH Shared-Defined 1 128,095 COMVERSE Common 205862402 2,024 295,000 SH Shared-Defined 1 295,000 TECHNOLOGY INC COVIDIEN PLC Common G2554F113 5,626 125,000 SH Shared-Defined 1 125,000 CVS CAREMARK Common 126650100 408 10,000 SH Shared-Defined 1 10,000 CORPORATION CYPRESS Common 232806109 2,115 125,244 SH Shared-Defined 1 125,244 SEMICONDUCTOR CORP DECKERS OUTDOOR Common 243537107 28,339 375,000 SH Shared-Defined 1 375,000 CORP DENTSPLY INTL INC Common 249030107 1,400 40,000 SH Shared-Defined 1 40,000 NEW
DEXCOM INC Common 252131107 944 101,402 SH Shared-Defined 1 101,402 DICKS SPORTING GOODS INC Common 253393102 39,646 1,075,000 SH Shared-Defined 1 1,075,000 DISCOVER FINL SVCS Common 254709108 600 25,000 SH Shared-Defined 1 25,000 DOLLAR GEN CORP NEW Common 256677105 74,114 1,801,500 SH Shared-Defined 1 1,801,500 DOUGLAS EMMETT INC Common 25960P109 12,586 690,000 SH Shared-Defined 1 690,000 DUN & BRADSTREET CORP DEL NE Common 26483E100 2,245 30,000 SH Shared-Defined 1 30,000 ELECTRONIC ARTS INC Common 285512109 3,090 150,000 SH Shared-Defined 1 150,000 ELONG INC Common 290138205 6,012 400,000 SH Shared-Defined 1 400,000 ENCANA CORP Common 292505104 8,975 484,350 SH Shared-Defined 1 484,350 ENDO PHARMACEUTICALS HLDGS I Common 29264F205 1,899 55,000 SH Shared-Defined 1 55,000 ENSCO PLC Common 29358Q109 1,501 32,000 SH Shared-Defined 1 32,000 EOG RES INC Common 26875P101 5,692 57,779 SH Shared-Defined 1 57,779 EQT CORP Common 26884L109 3,644 66,500 SH Shared-Defined 1 66,500 EZCHIP SEMICONDUCTOR LIMITED Common M4146Y108 992 35,000 SH Shared-Defined 1 35,000 FIRST NIAGARA FINL GP INC Common 33582V108 8,630 1,000,000 SH Shared-Defined 1 1,000,000 FORTINET INC Common 34959E109 8,179 375,000 SH Shared-Defined 1 375,000 GEN-PROBE INC NEW Common 36866T103 157 2,660 SH Shared-Defined 1 2,660 GILEAD SCIENCES INC Common 375558103 1,637 40,000 SH Shared-Defined 1 40,000 GLOBAL PMTS INC Common 37940X102 8,432 177,974 SH Shared-Defined 1 177,974 GNC HLDGS INC Common 36191G107 23,930 826,600 SH Shared-Defined 1 826,600 GOLDMAN SACHS GROUP INC Option 38141G954 1,203 13,300 Put Shared-Defined 1 13,300 GOODRICH PETE CORP Common 382410405 1,373 100,000 SH Shared-Defined 1 100,000 GOOGLE INC Common 38259P508 25,578 39,600 SH Shared-Defined 1 39,600 HALLIBURTON CO Common 406216101 3,192 92,500 SH Shared-Defined 1 92,500 HASBRO INC Option 418056957 9,567 300,000 Put Shared-Defined 1 300,000 HEALTH MGMT ASSOC INC NEW Common 421933102 553 75,000 SH Shared-Defined 1 75,000 HEALTHSOUTH CORP Common 421924309 1,175 66,500 SH Shared-Defined 1 66,500 HELMERICH & PAYNE INC Common 423452101 1,634 28,000 SH Shared-Defined 1 28,000 HERBALIFE LTD Common G4412G101 24,543 475,000 SH Shared-Defined 1 475,000 HERCULES OFFSHORE INC Common 427093109 888 200,000 SH Shared-Defined 1 200,000 HERTZ GLOBAL HOLDINGS INC Common 42805T105 23 2,000 SH Shared-Defined 1 2,000 HESS CORP Common 42809H107 9,514 167,500 SH Shared-Defined 1 167,500 HEWLETT PACKARD CO Common 428236103 2,576 100,000 SH Shared-Defined 1 100,000 HISOFT TECHNOLOGY INTL LTD Common 43358R108 1,846 200,000 SH Shared-Defined 1 200,000 HOLLYFRONTIER CORP Common 436106108 7,001 299,205 SH Shared-Defined 1 299,205 HOLOGIC INC Common 436440101 107 6,100 SH Shared-Defined 1 6,100 HOME DEPOT INC Common 437076102 22,071 525,000 SH Shared-Defined 1 525,000 INCYTE CORP Common 45337C102 1,426 95,000 SH Shared-Defined 1 95,000 INFORMATICA CORP Option 45666Q902 1,477 40,000 Call Shared-Defined 1 40,000 INTERCONTINENTALEXCHANGE INC Common 45865V100 1,206 10,000 SH Shared-Defined 1 10,000 INTERPUBLIC GROUP COS INC Common 460690100 7,784 800,000 SH Shared-Defined 1 800,000 ISHARES TR Option 464287955 14,738 200,000 Put Shared-Defined 1 200,000 IVANHOE MINES LTD Common 46579N103 620 35,000 SH Shared-Defined 1 35,000 JDS UNIPHASE CORP Common 46612J507 261 25,000 SH Shared-Defined 1 25,000 JPMORGAN CHASE & CO Common 46625H100 333 10,000 SH Shared-Defined 1 10,000 JUNIPER NETWORKS INC Common 48203R104 3,266 160,000 SH Shared-Defined 1 160,000 KEY ENERGY SVCS INC Common 492914106 951 61,500 SH Shared-Defined 1 61,500
KODIAK OIL & GAS CORP Common 50015Q100 2,850 300,000 SH Shared-Defined 1 300,000 LENDER PROCESSING SVCS INC Option 52602E952 7,535 500,000 Put Shared-Defined 1 500,000 LIBERTY GLOBAL INC Common 530555101 31 750 SH Shared-Defined 1 750 LINKEDIN CORP Common 53578A108 5,167 82,000 SH Shared-Defined 1 82,000 LIZ CLAIBORNE INC Common 539320101 132 15,275 SH Shared-Defined 1 15,275 LOGITECH INTL S A Common H50430232 389 50,000 SH Shared-Defined 1 50,000 LSI CORPORATION Common 502161102 595 100,000 SH Shared-Defined 1 100,000 LUMBER LIQUIDATORS HLDGS INC Common 55003T107 294 16,629 SH Shared-Defined 1 16,629 MACYS INC Common 55616P104 30,571 950,000 SH Shared-Defined 1 950,000 MANPOWERGROUP INC Common 56418H100 358 10,000 SH Shared-Defined 1 10,000 MASIMO CORP Common 574795100 1,257 67,299 SH Shared-Defined 1 67,299 MASTERCARD INC Common 57636Q104 13,049 35,000 SH Shared-Defined 1 35,000 MCKESSON CORP Common 58155Q103 107 1,375 SH Shared-Defined 1 1,375 MEDNAX INC Common 58502B106 164 2,275 SH Shared-Defined 1 2,275 MICHAEL KORS HLDGS LTD Common G60754101 15,017 551,100 SH Shared-Defined 1 551,100 MICROSTRATEGY INC Common 594972408 2,979 27,500 SH Shared-Defined 1 27,500 MORGAN STANLEY Option 617446958 12,824 847,600 Put Shared-Defined 1 847,600 MSCI INC Common 55354G100 4,116 125,000 SH Shared-Defined 1 125,000 NABORS INDUSTRIES LTD Common G6359F103 1,349 77,800 SH Shared-Defined 1 77,800 NATIONAL OILWELL VARCO INC Common 637071101 863 12,700 SH Shared-Defined 1 12,700 NCR CORP NEW Common 62886E108 17,332 1,053,000 SH Shared-Defined 1 1,053,000 NOBLE CORPORATION BAAR Common H5833N103 2,569 85,000 SH Shared-Defined 1 85,000 NORDSTROM INC Common 655664100 38,525 775,000 SH Shared-Defined 1 775,000 NPS PHARMACEUTICALS INC Common 62936P103 1,486 225,484 SH Shared-Defined 1 225,484 NXP SEMICONDUCTORS N V Common N6596X109 615 40,000 SH Shared-Defined 1 40,000 OCCIDENTAL PETE CORP DEL Common 674599105 4,685 50,000 SH Shared-Defined 1 50,000 OCZ TECHNOLOGY GROUP INC Common 67086E303 4,170 630,805 SH Shared-Defined 1 630,805 ON SEMICONDUCTOR CORP Common 682189105 4,786 620,000 SH Shared-Defined 1 620,000 OPKO HEALTH INC Common 68375N103 245 50,000 SH Shared-Defined 1 50,000 PAREXEL INTL CORP Common 699462107 2,593 125,000 SH Shared-Defined 1 125,000 PATTERSON UTI ENERGY INC Common 703481101 1,571 78,650 SH Shared-Defined 1 78,650 PEETS COFFEE & TEA INC Common 705560100 8,380 133,700 SH Shared-Defined 1 133,700 PERKINELMER INC Common 714046109 70 3,500 SH Shared-Defined 1 3,500 PIONEER NAT RES CO Common 723787107 7,782 86,967 SH Shared-Defined 1 86,967 PITNEY BOWES INC Common 724479100 1,854 100,000 SH Shared-Defined 1 100,000 PLAINS EXPL& PRODTN CO Common 726505100 6,323 172,200 SH Shared-Defined 1 172,200 POTLATCH CORP NEW Common 737630103 5,600 180,000 SH Shared-Defined 1 180,000 PRIMERICA INC Common 74164M108 9,296 400,000 SH Shared-Defined 1 400,000 QLIK TECHNOLOGIES INC Option 74733T905 1,452 60,000 Call Shared-Defined 1 60,000 QUALCOMM INC Common 747525103 551 10,067 SH Shared-Defined 1 10,067 QUICKSILVER RESOURCES INC Common 74837R104 3,406 507,600 SH Shared-Defined 1 507,600 RALPH LAUREN CORP Common 751212101 20,022 145,000 SH Shared-Defined 1 145,000 RANGE RES CORP Common 75281A109 3,038 49,055 SH Shared-Defined 1 49,055 REPUBLIC SVCS INC Common 760759100 6,199 225,000 SH Shared-Defined 1 225,000 RESEARCH IN MOTION LTD Common 760975102 2,030 140,000 SH Shared-Defined 1 140,000 RESEARCH IN MOTION LTD Option 760975902 1,450 100,000 Call Shared-Defined 1 100,000 RIVERBED TECHNOLOGY INC Option 768573907 635 27,000 Call Shared-Defined 1 27,000
ROSS STORES INC Common 778296103 32,849 691,121 SH Shared-Defined 1 691,121 ROWAN COS INC Common 779382100 628 20,700 SH Shared-Defined 1 20,700 ROYAL BK CDA MONTREAL QUE Option 780087952 15,594 300,000 Put Shared-Defined 1 300,000 SAP AG Common 803054204 3,971 75,000 SH Shared-Defined 1 75,000 SAUER-DANFOSS INC Common 804137107 543 15,000 SH Shared-Defined 1 15,000 SERVICESOURCE INTL LLC Common 81763U100 2,715 173,047 SH Shared-Defined 1 173,047 SHERWIN WILLIAMS CO Common 824348106 7,587 84,985 SH Shared-Defined 1 84,985 SINA CORP Common G81477104 22,048 424,000 SH Shared-Defined 1 424,000 SKYWORKS SOLUTIONS INC Common 83088M102 665 41,000 SH Shared-Defined 1 41,000 SL GREEN RLTY CORP Common 78440X101 1,666 25,000 SH Shared-Defined 1 25,000 SLM CORP Common 78442P106 134 10,000 SH Shared-Defined 1 10,000 SM ENERGY CO Common 78454L100 4,356 59,590 SH Shared-Defined 1 59,590 SOLARWINDS INC Option 83416B909 3,494 125,000 Call Shared-Defined 1 125,000 SPDR S&P 500 ETF TR Common 78462F103 44 350 SH Shared-Defined 1 350 SPDR S&P 500 ETF TR Option 78462F953 16,315 130,000 Put Shared-Defined 1 130,000 ST JUDE MED INC Common 790849103 1,372 40,000 SH Shared-Defined 1 40,000 STARBUCKS CORP Common 855244109 38,194 830,125 SH Shared-Defined 1 830,125 STERICYCLE INC Common 858912108 8,376 107,500 SH Shared-Defined 1 107,500 SUNCOR ENERGY INC NEW Common 867224107 11,327 392,900 SH Shared-Defined 1 392,900 SYNOPSYS INC Common 871607107 8,365 307,549 SH Shared-Defined 1 307,549 TAKE-TWO INTERACTIVE SOFTWAR Common 874054109 3,329 245,700 SH Shared-Defined 1 245,700 TD AMERITRADE HLDG CORP Common 87236Y108 1,565 100,000 SH Shared-Defined 1 100,000 TERADATA CORP DEL Option 88076W903 2,426 50,000 Call Shared-Defined 1 50,000 TEVA PHARMACEUTICAL INDS LTD Common 881624209 1,614 40,000 SH Shared-Defined 1 40,000 TEXAS ROADHOUSE INC Common 882681109 7,450 500,000 SH Shared-Defined 1 500,000 THERMO FISHER SCIENTIFIC INC Common 883556102 3,373 75,000 SH Shared-Defined 1 75,000 TIBCO SOFTWARE INC Common 88632Q103 5,992 250,600 SH Shared-Defined 1 250,600 TOTAL SYS SVCS INC Common 891906109 9,780 500,000 SH Shared-Defined 1 500,000 TRANSOCEAN LTD Common H8817H100 960 25,000 SH Shared-Defined 1 25,000 TRAVELERS COMPANIES INC Common 89417E109 1,775 30,000 SH Shared-Defined 1 30,000 ULTA SALON COSMETCS & FRAG I Common 90384S303 39 600 SH Shared-Defined 1 600 UNDER ARMOUR INC Common 904311107 54 750 SH Shared-Defined 1 750 UNITED NAT FOODS INC Common 911163103 23,006 575,000 SH Shared-Defined 1 575,000 UNITED THERAPEUTICS CORP DEL Common 91307C102 473 10,000 SH Shared-Defined 1 10,000 UNIVERSAL HLTH SVCS INC Common 913903100 583 15,000 SH Shared-Defined 1 15,000 US BANCORP DEL Common 902973304 1,353 50,000 SH Shared-Defined 1 50,000 V F CORP Common 918204108 15,239 120,000 SH Shared-Defined 1 120,000 VALASSIS COMMUNICATIONS INC Common 918866104 9,615 500,000 SH Shared-Defined 1 500,000 VALEANT PHARMACEUTICALS INTL Common 91911K102 196 4,200 SH Shared-Defined 1 4,200 VELTI PLC ST HELIER Common G93285107 2,209 324,890 SH Shared-Defined 1 324,890 VERISK ANALYTICS INC Common 92345Y106 10,634 265,000 SH Shared-Defined 1 265,000 VISA INC Common 92826C839 14,722 145,000 SH Shared-Defined 1 145,000 WALGREEN CO Option 931422909 13,224 400,000 Call Shared-Defined 1 400,000 WALTER ENERGY INC Common 93317Q105 606 10,000 SH Shared-Defined 1 10,000 WALTER INVT MGMT CORP Common 93317W102 18,459 900,000 SH Shared-Defined 1 900,000 WEATHERFORD INTERNATIONAL LT Common H27013103 2,105 143,750 SH Shared-Defined 1 143,750 WELLS FARGO & CO NEW Common 949746101 689 25,000 SH Shared-Defined 1 25,000
WESTERN DIGITAL Common 958102105 774 25,000 SH Shared-Defined 1 25,000 CORP WESTERN UN CO Common 959802109 2,465 135,000 SH Shared-Defined 1 135,000 WHOLE FOODS MKT Common 966837106 35,538 510,750 SH Shared-Defined 1 510,750 INC WOLVERINE WORLD Common 978097103 22,631 635,000 SH Shared-Defined 1 635,000 WIDE INC WRIGHT MED GROUP Common 98235T107 54 3,275 SH Shared-Defined 1 3,275 INC WYNN RESORTS LTD Common 983134107 55 500 SH Shared-Defined 1 500 XILINX INC Common 983919101 4,008 125,000 SH Shared-Defined 1 125,000 YAHOO INC Option 984332906 12,904 800,000 Call Shared-Defined 1 800,000 YUM BRANDS INC Common 988498101 53,109 900,000 SH Shared-Defined 1 900,000 ZELTIQ AESTHETICS Common 98933Q108 933 82,165 SH Shared-Defined 1 82,165 INC