0001193125-12-060267.txt : 20120214
0001193125-12-060267.hdr.sgml : 20120214
20120214150253
ACCESSION NUMBER: 0001193125-12-060267
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGMA CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167507
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10113
FILM NUMBER: 12608283
BUSINESS ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 2036142094
13F-HR
1
d301471d13fhr.txt
FORM 13F
VIA EDGAR
February 14, 2012
Securities and Exchange Commission
450 Fifth Street, N.W.
Washington, D.C. 20549
Re: Sigma Capital Management, LLC
Ladies and Gentlemen:
On behalf of Sigma Capital Management, LLC, enclosed for filing with the
Securities and Exchange Commission pursuant to the requirements of
Section 13(f) of the Securities Exchange Act of 1934 and Rule 13f-1 thereunder,
please find the attached report on Form 13F for the reporting period ended
December 31, 2011.
These materials are being submitted electronically pursuant to Rule
101(a)(1)(iii) of Regulation S-T.
Should you have any questions regarding the enclosures, please contact the
undersigned at (203) 890-2094.
Very truly yours,
Peter Nussbaum
Enclosures
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [_];. Amendment Number: ------
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sigma Capital Management, LLC ("Sigma")
Address: c/o S.A.C. Capital Advisors, L.P.
72 Cummings Point Road
Stamford, Connecticut 06902
Form 13F File Number: 28-10113
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Nussbaum
Title: Authorized Person
Phone: 203-890-2094
Signature, Place, and Date of Signing:
/s/ Peter Nussbaum Stamford, Connecticut February 14, 2012
---------------------- ---------------------- ------------------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager are
reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holding are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
------------
Form 13F Information Table Entry Total: 194*
------------
Form 13F Information Table Value Total: $1,377,801
------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-13297 S.A.C. Capital Advisors, L.P.
------ ------------------------------- ------------------------------------
* Positions that are exempt from reporting under Special Instruction 9 to the
Form 13F are excluded. However, positions that would not be exempt when
aggregated with positions of the same security held by (i) the Other Included
Managers or (ii) certain affiliates of the Reporting Manager which include the
Reporting Manager as an Other Included Manager on their own Forms 13F, are
listed herein.
================================================================================
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name Title CUSIP Value SH SH / Put / Investment Other
of of (x$1000) or PRN Call Discretion Managers Voting Authority
Issuer Class PRN Sole Shared None
Amount
ACCENTURE PLC Common G1151C101 3,194 60,000 SH Shared-Defined 1 60,000
IRELAND
ACXIOM CORP Common 005125109 686 56,200 SH Shared-Defined 1 56,200
ADVANCE AUTO Common 00751Y106 56 800 SH Shared-Defined 1 800
PARTS INC
AGILENT Common 00846U101 1,747 50,000 SH Shared-Defined 1 50,000
TECHNOLOGIES INC
AKAMAI Common 00971T101 4,003 124,000 SH Shared-Defined 1 124,000
TECHNOLOGIES INC
ALNYLAM Common 02043Q107 1,467 180,000 SH Shared-Defined 1 180,000
PHARMACEUTICALS
INC
ALTERA CORP Common 021441100 4,044 109,000 SH Shared-Defined 1 109,000
AMERICAN EAGLE Common 02553E106 23,700 1,550,000 SH Shared-Defined 1 1,550,000
OUTFITTERS NE
AMERICAN WTR Common 030420103 223 7,000 SH Shared-Defined 1 7,000
WKS CO INC NEW
ANADARKO PETE Common 032511107 4,059 53,177 SH Shared-Defined 1 53,177
CORP
ANNALY CAP MGMT Option 035710959 7,661 480,000 Put Shared-Defined 1 480,000
INC
APPLE INC Common 037833100 13,385 33,050 SH Shared-Defined 1 33,050
ARQULE INC Common 04269E107 967 171,434 SH Shared-Defined 1 171,434
AVNET INC Common 053807103 777 25,000 SH Shared-Defined 1 25,000
BAIDU INC Common 056752108 34,999 300,500 SH Shared-Defined 1 300,500
BANKRATE INC DEL Common 06647F102 5,805 270,000 SH Shared-Defined 1 270,000
BARRETT BILL Common 06846N104 2,562 75,200 SH Shared-Defined 1 75,200
CORP
BAXTER INTL INC Common 071813109 990 20,000 SH Shared-Defined 1 20,000
BIOGEN IDEC INC Common 09062X103 1,101 10,000 SH Shared-Defined 1 10,000
BLUE NILE INC Common 09578R103 17,387 425,306 SH Shared-Defined 1 425,306
BROOKDALE SR Common 112463104 60 3,450 SH Shared-Defined 1 3,450
LIVING INC
BROOKLINE Common 11373M107 4,220 500,000 SH Shared-Defined 1 500,000
BANCORP INC DEL
CABOT OIL & GAS Common 127097103 16,620 218,969 SH Shared-Defined 1 218,969
CORP
CADENCE DESIGN Common 127387108 5,564 535,000 SH Shared-Defined 1 535,000
SYSTEM INC
CAPITOL FED FINL Common 14057J101 16,156 1,400,000 SH Shared-Defined 1 1,400,000
INC
CARDINAL HEALTH Common 14149Y108 2,437 60,000 SH Shared-Defined 1 60,000
INC
CARTER INC Common 146229109 28,862 725,000 SH Shared-Defined 1 725,000
CAVIUM INC Common 14964U108 5,089 179,000 SH Shared-Defined 1 179,000
CEPHEID Common 15670R107 34 1,000 SH Shared-Defined 1 1,000
CHARTER Common 16117M305 85 1,500 SH Shared-Defined 1 1,500
COMMUNICATIONS
INC D
CHECK POINT Option M22465904 1,051 20,000 Call Shared-Defined 1 20,000
SOFTWARE TECH LT
CHEESECAKE Common 163072101 24,098 821,062 SH Shared-Defined 1 821,062
FACTORY INC
CHUBB CORP Common 171232101 1,038 15,000 SH Shared-Defined 1 15,000
CIENA CORP Common 171779309 8,010 662,000 SH Shared-Defined 1 662,000
CISCO SYS INC Common 17275R102 7,924 438,300 SH Shared-Defined 1 438,300
CIT GROUP INC Common 125581801 1,744 50,000 SH Shared-Defined 1 50,000
CITRIX SYS INC Common 177376100 7,778 128,095 SH Shared-Defined 1 128,095
COMVERSE Common 205862402 2,024 295,000 SH Shared-Defined 1 295,000
TECHNOLOGY INC
COVIDIEN PLC Common G2554F113 5,626 125,000 SH Shared-Defined 1 125,000
CVS CAREMARK Common 126650100 408 10,000 SH Shared-Defined 1 10,000
CORPORATION
CYPRESS Common 232806109 2,115 125,244 SH Shared-Defined 1 125,244
SEMICONDUCTOR
CORP
DECKERS OUTDOOR Common 243537107 28,339 375,000 SH Shared-Defined 1 375,000
CORP
DENTSPLY INTL INC Common 249030107 1,400 40,000 SH Shared-Defined 1 40,000
NEW
DEXCOM INC
Common 252131107 944 101,402 SH Shared-Defined 1 101,402
DICKS SPORTING GOODS INC Common 253393102 39,646 1,075,000 SH Shared-Defined 1 1,075,000
DISCOVER FINL SVCS Common 254709108 600 25,000 SH Shared-Defined 1 25,000
DOLLAR GEN CORP NEW Common 256677105 74,114 1,801,500 SH Shared-Defined 1 1,801,500
DOUGLAS EMMETT INC Common 25960P109 12,586 690,000 SH Shared-Defined 1 690,000
DUN & BRADSTREET CORP DEL NE Common 26483E100 2,245 30,000 SH Shared-Defined 1 30,000
ELECTRONIC ARTS INC Common 285512109 3,090 150,000 SH Shared-Defined 1 150,000
ELONG INC Common 290138205 6,012 400,000 SH Shared-Defined 1 400,000
ENCANA CORP Common 292505104 8,975 484,350 SH Shared-Defined 1 484,350
ENDO PHARMACEUTICALS HLDGS I Common 29264F205 1,899 55,000 SH Shared-Defined 1 55,000
ENSCO PLC Common 29358Q109 1,501 32,000 SH Shared-Defined 1 32,000
EOG RES INC Common 26875P101 5,692 57,779 SH Shared-Defined 1 57,779
EQT CORP Common 26884L109 3,644 66,500 SH Shared-Defined 1 66,500
EZCHIP SEMICONDUCTOR LIMITED Common M4146Y108 992 35,000 SH Shared-Defined 1 35,000
FIRST NIAGARA FINL GP INC Common 33582V108 8,630 1,000,000 SH Shared-Defined 1 1,000,000
FORTINET INC Common 34959E109 8,179 375,000 SH Shared-Defined 1 375,000
GEN-PROBE INC NEW Common 36866T103 157 2,660 SH Shared-Defined 1 2,660
GILEAD SCIENCES INC Common 375558103 1,637 40,000 SH Shared-Defined 1 40,000
GLOBAL PMTS INC Common 37940X102 8,432 177,974 SH Shared-Defined 1 177,974
GNC HLDGS INC Common 36191G107 23,930 826,600 SH Shared-Defined 1 826,600
GOLDMAN SACHS GROUP INC Option 38141G954 1,203 13,300 Put Shared-Defined 1 13,300
GOODRICH PETE CORP Common 382410405 1,373 100,000 SH Shared-Defined 1 100,000
GOOGLE INC Common 38259P508 25,578 39,600 SH Shared-Defined 1 39,600
HALLIBURTON CO Common 406216101 3,192 92,500 SH Shared-Defined 1 92,500
HASBRO INC Option 418056957 9,567 300,000 Put Shared-Defined 1 300,000
HEALTH MGMT ASSOC INC NEW Common 421933102 553 75,000 SH Shared-Defined 1 75,000
HEALTHSOUTH CORP Common 421924309 1,175 66,500 SH Shared-Defined 1 66,500
HELMERICH & PAYNE INC Common 423452101 1,634 28,000 SH Shared-Defined 1 28,000
HERBALIFE LTD Common G4412G101 24,543 475,000 SH Shared-Defined 1 475,000
HERCULES OFFSHORE INC Common 427093109 888 200,000 SH Shared-Defined 1 200,000
HERTZ GLOBAL HOLDINGS INC Common 42805T105 23 2,000 SH Shared-Defined 1 2,000
HESS CORP Common 42809H107 9,514 167,500 SH Shared-Defined 1 167,500
HEWLETT PACKARD CO Common 428236103 2,576 100,000 SH Shared-Defined 1 100,000
HISOFT TECHNOLOGY INTL LTD Common 43358R108 1,846 200,000 SH Shared-Defined 1 200,000
HOLLYFRONTIER CORP Common 436106108 7,001 299,205 SH Shared-Defined 1 299,205
HOLOGIC INC Common 436440101 107 6,100 SH Shared-Defined 1 6,100
HOME DEPOT INC Common 437076102 22,071 525,000 SH Shared-Defined 1 525,000
INCYTE CORP Common 45337C102 1,426 95,000 SH Shared-Defined 1 95,000
INFORMATICA CORP Option 45666Q902 1,477 40,000 Call Shared-Defined 1 40,000
INTERCONTINENTALEXCHANGE INC Common 45865V100 1,206 10,000 SH Shared-Defined 1 10,000
INTERPUBLIC GROUP COS INC Common 460690100 7,784 800,000 SH Shared-Defined 1 800,000
ISHARES TR Option 464287955 14,738 200,000 Put Shared-Defined 1 200,000
IVANHOE MINES LTD Common 46579N103 620 35,000 SH Shared-Defined 1 35,000
JDS UNIPHASE CORP Common 46612J507 261 25,000 SH Shared-Defined 1 25,000
JPMORGAN CHASE & CO Common 46625H100 333 10,000 SH Shared-Defined 1 10,000
JUNIPER NETWORKS INC Common 48203R104 3,266 160,000 SH Shared-Defined 1 160,000
KEY ENERGY SVCS INC Common 492914106 951 61,500 SH Shared-Defined 1 61,500
KODIAK OIL & GAS CORP Common 50015Q100 2,850 300,000 SH Shared-Defined 1 300,000
LENDER PROCESSING SVCS INC Option 52602E952 7,535 500,000 Put Shared-Defined 1 500,000
LIBERTY GLOBAL INC Common 530555101 31 750 SH Shared-Defined 1 750
LINKEDIN CORP Common 53578A108 5,167 82,000 SH Shared-Defined 1 82,000
LIZ CLAIBORNE INC Common 539320101 132 15,275 SH Shared-Defined 1 15,275
LOGITECH INTL S A Common H50430232 389 50,000 SH Shared-Defined 1 50,000
LSI CORPORATION Common 502161102 595 100,000 SH Shared-Defined 1 100,000
LUMBER LIQUIDATORS HLDGS INC Common 55003T107 294 16,629 SH Shared-Defined 1 16,629
MACYS INC Common 55616P104 30,571 950,000 SH Shared-Defined 1 950,000
MANPOWERGROUP INC Common 56418H100 358 10,000 SH Shared-Defined 1 10,000
MASIMO CORP Common 574795100 1,257 67,299 SH Shared-Defined 1 67,299
MASTERCARD INC Common 57636Q104 13,049 35,000 SH Shared-Defined 1 35,000
MCKESSON CORP Common 58155Q103 107 1,375 SH Shared-Defined 1 1,375
MEDNAX INC Common 58502B106 164 2,275 SH Shared-Defined 1 2,275
MICHAEL KORS HLDGS LTD Common G60754101 15,017 551,100 SH Shared-Defined 1 551,100
MICROSTRATEGY INC Common 594972408 2,979 27,500 SH Shared-Defined 1 27,500
MORGAN STANLEY Option 617446958 12,824 847,600 Put Shared-Defined 1 847,600
MSCI INC Common 55354G100 4,116 125,000 SH Shared-Defined 1 125,000
NABORS INDUSTRIES LTD Common G6359F103 1,349 77,800 SH Shared-Defined 1 77,800
NATIONAL OILWELL VARCO INC Common 637071101 863 12,700 SH Shared-Defined 1 12,700
NCR CORP NEW Common 62886E108 17,332 1,053,000 SH Shared-Defined 1 1,053,000
NOBLE CORPORATION BAAR Common H5833N103 2,569 85,000 SH Shared-Defined 1 85,000
NORDSTROM INC Common 655664100 38,525 775,000 SH Shared-Defined 1 775,000
NPS PHARMACEUTICALS INC Common 62936P103 1,486 225,484 SH Shared-Defined 1 225,484
NXP SEMICONDUCTORS N V Common N6596X109 615 40,000 SH Shared-Defined 1 40,000
OCCIDENTAL PETE CORP DEL Common 674599105 4,685 50,000 SH Shared-Defined 1 50,000
OCZ TECHNOLOGY GROUP INC Common 67086E303 4,170 630,805 SH Shared-Defined 1 630,805
ON SEMICONDUCTOR CORP Common 682189105 4,786 620,000 SH Shared-Defined 1 620,000
OPKO HEALTH INC Common 68375N103 245 50,000 SH Shared-Defined 1 50,000
PAREXEL INTL CORP Common 699462107 2,593 125,000 SH Shared-Defined 1 125,000
PATTERSON UTI ENERGY INC Common 703481101 1,571 78,650 SH Shared-Defined 1 78,650
PEETS COFFEE & TEA INC Common 705560100 8,380 133,700 SH Shared-Defined 1 133,700
PERKINELMER INC Common 714046109 70 3,500 SH Shared-Defined 1 3,500
PIONEER NAT RES CO Common 723787107 7,782 86,967 SH Shared-Defined 1 86,967
PITNEY BOWES INC Common 724479100 1,854 100,000 SH Shared-Defined 1 100,000
PLAINS EXPL& PRODTN CO Common 726505100 6,323 172,200 SH Shared-Defined 1 172,200
POTLATCH CORP NEW Common 737630103 5,600 180,000 SH Shared-Defined 1 180,000
PRIMERICA INC Common 74164M108 9,296 400,000 SH Shared-Defined 1 400,000
QLIK TECHNOLOGIES INC Option 74733T905 1,452 60,000 Call Shared-Defined 1 60,000
QUALCOMM INC Common 747525103 551 10,067 SH Shared-Defined 1 10,067
QUICKSILVER RESOURCES INC Common 74837R104 3,406 507,600 SH Shared-Defined 1 507,600
RALPH LAUREN CORP Common 751212101 20,022 145,000 SH Shared-Defined 1 145,000
RANGE RES CORP Common 75281A109 3,038 49,055 SH Shared-Defined 1 49,055
REPUBLIC SVCS INC Common 760759100 6,199 225,000 SH Shared-Defined 1 225,000
RESEARCH IN MOTION LTD Common 760975102 2,030 140,000 SH Shared-Defined 1 140,000
RESEARCH IN MOTION LTD Option 760975902 1,450 100,000 Call Shared-Defined 1 100,000
RIVERBED TECHNOLOGY INC Option 768573907 635 27,000 Call Shared-Defined 1 27,000
ROSS STORES INC Common 778296103 32,849 691,121 SH Shared-Defined 1 691,121
ROWAN COS INC Common 779382100 628 20,700 SH Shared-Defined 1 20,700
ROYAL BK CDA MONTREAL QUE Option 780087952 15,594 300,000 Put Shared-Defined 1 300,000
SAP AG Common 803054204 3,971 75,000 SH Shared-Defined 1 75,000
SAUER-DANFOSS INC Common 804137107 543 15,000 SH Shared-Defined 1 15,000
SERVICESOURCE INTL LLC Common 81763U100 2,715 173,047 SH Shared-Defined 1 173,047
SHERWIN WILLIAMS CO Common 824348106 7,587 84,985 SH Shared-Defined 1 84,985
SINA CORP Common G81477104 22,048 424,000 SH Shared-Defined 1 424,000
SKYWORKS SOLUTIONS INC Common 83088M102 665 41,000 SH Shared-Defined 1 41,000
SL GREEN RLTY CORP Common 78440X101 1,666 25,000 SH Shared-Defined 1 25,000
SLM CORP Common 78442P106 134 10,000 SH Shared-Defined 1 10,000
SM ENERGY CO Common 78454L100 4,356 59,590 SH Shared-Defined 1 59,590
SOLARWINDS INC Option 83416B909 3,494 125,000 Call Shared-Defined 1 125,000
SPDR S&P 500 ETF TR Common 78462F103 44 350 SH Shared-Defined 1 350
SPDR S&P 500 ETF TR Option 78462F953 16,315 130,000 Put Shared-Defined 1 130,000
ST JUDE MED INC Common 790849103 1,372 40,000 SH Shared-Defined 1 40,000
STARBUCKS CORP Common 855244109 38,194 830,125 SH Shared-Defined 1 830,125
STERICYCLE INC Common 858912108 8,376 107,500 SH Shared-Defined 1 107,500
SUNCOR ENERGY INC NEW Common 867224107 11,327 392,900 SH Shared-Defined 1 392,900
SYNOPSYS INC Common 871607107 8,365 307,549 SH Shared-Defined 1 307,549
TAKE-TWO INTERACTIVE SOFTWAR Common 874054109 3,329 245,700 SH Shared-Defined 1 245,700
TD AMERITRADE HLDG CORP Common 87236Y108 1,565 100,000 SH Shared-Defined 1 100,000
TERADATA CORP DEL Option 88076W903 2,426 50,000 Call Shared-Defined 1 50,000
TEVA PHARMACEUTICAL INDS LTD Common 881624209 1,614 40,000 SH Shared-Defined 1 40,000
TEXAS ROADHOUSE INC Common 882681109 7,450 500,000 SH Shared-Defined 1 500,000
THERMO FISHER SCIENTIFIC INC Common 883556102 3,373 75,000 SH Shared-Defined 1 75,000
TIBCO SOFTWARE INC Common 88632Q103 5,992 250,600 SH Shared-Defined 1 250,600
TOTAL SYS SVCS INC Common 891906109 9,780 500,000 SH Shared-Defined 1 500,000
TRANSOCEAN LTD Common H8817H100 960 25,000 SH Shared-Defined 1 25,000
TRAVELERS COMPANIES INC Common 89417E109 1,775 30,000 SH Shared-Defined 1 30,000
ULTA SALON COSMETCS & FRAG I Common 90384S303 39 600 SH Shared-Defined 1 600
UNDER ARMOUR INC Common 904311107 54 750 SH Shared-Defined 1 750
UNITED NAT FOODS INC Common 911163103 23,006 575,000 SH Shared-Defined 1 575,000
UNITED THERAPEUTICS CORP DEL Common 91307C102 473 10,000 SH Shared-Defined 1 10,000
UNIVERSAL HLTH SVCS INC Common 913903100 583 15,000 SH Shared-Defined 1 15,000
US BANCORP DEL Common 902973304 1,353 50,000 SH Shared-Defined 1 50,000
V F CORP Common 918204108 15,239 120,000 SH Shared-Defined 1 120,000
VALASSIS COMMUNICATIONS INC Common 918866104 9,615 500,000 SH Shared-Defined 1 500,000
VALEANT PHARMACEUTICALS INTL Common 91911K102 196 4,200 SH Shared-Defined 1 4,200
VELTI PLC ST HELIER Common G93285107 2,209 324,890 SH Shared-Defined 1 324,890
VERISK ANALYTICS INC Common 92345Y106 10,634 265,000 SH Shared-Defined 1 265,000
VISA INC Common 92826C839 14,722 145,000 SH Shared-Defined 1 145,000
WALGREEN CO Option 931422909 13,224 400,000 Call Shared-Defined 1 400,000
WALTER ENERGY INC Common 93317Q105 606 10,000 SH Shared-Defined 1 10,000
WALTER INVT MGMT CORP Common 93317W102 18,459 900,000 SH Shared-Defined 1 900,000
WEATHERFORD INTERNATIONAL LT Common H27013103 2,105 143,750 SH Shared-Defined 1 143,750
WELLS FARGO & CO NEW Common 949746101 689 25,000 SH Shared-Defined 1 25,000
WESTERN DIGITAL Common 958102105 774 25,000 SH Shared-Defined 1 25,000
CORP
WESTERN UN CO Common 959802109 2,465 135,000 SH Shared-Defined 1 135,000
WHOLE FOODS MKT Common 966837106 35,538 510,750 SH Shared-Defined 1 510,750
INC
WOLVERINE WORLD Common 978097103 22,631 635,000 SH Shared-Defined 1 635,000
WIDE INC
WRIGHT MED GROUP Common 98235T107 54 3,275 SH Shared-Defined 1 3,275
INC
WYNN RESORTS LTD Common 983134107 55 500 SH Shared-Defined 1 500
XILINX INC Common 983919101 4,008 125,000 SH Shared-Defined 1 125,000
YAHOO INC Option 984332906 12,904 800,000 Call Shared-Defined 1 800,000
YUM BRANDS INC Common 988498101 53,109 900,000 SH Shared-Defined 1 900,000
ZELTIQ AESTHETICS Common 98933Q108 933 82,165 SH Shared-Defined 1 82,165
INC