0001140361-14-007836.txt : 20140214
0001140361-14-007836.hdr.sgml : 20140214
20140214155822
ACCESSION NUMBER: 0001140361-14-007836
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGMA CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167507
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10113
FILM NUMBER: 14616146
BUSINESS ADDRESS:
STREET 1: C/O S.A.C. CAPITAL ADVISORS, L.P.
STREET 2: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 2038902094
MAIL ADDRESS:
STREET 1: C/O S.A.C. CAPITAL ADVISORS, L.P.
STREET 2: 72 CUMMINGS POINT ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167507
XXXXXXXX
12-31-2013
12-31-2013
SIGMA CAPITAL MANAGEMENT LLC
C/O S.A.C. CAPITAL ADVISORS, L.P.
72 CUMMINGS POINT ROAD
STAMFORD
CT
06902
13F HOLDINGS REPORT
028-10113
Y
Positions that are exempt from reporting under Special Instruction 9 to the Form 13F are excluded. However, positions that would not be exempt when aggregated with positions of the same security held by (i) the Other Included Managers or (ii) certain affiliates of the Reporting Manager which include the Reporting Manager as an Other Included Manager on their own Forms 13F, are listed herein.
Peter Nussbaum
Authorized Person
203-890-2094
Peter Nussbaum
Stamford
CT
02-14-2014
1
162
1779927
false
1
0001451928
028-13297
SAC Capital Advisors LP
INFORMATION TABLE
2
form13fInfoTable.xml
ABBVIE INC
COM
00287Y109
6601
125000
SH
DFND
1
0
125000
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
2464
560000
SH
DFND
1
0
560000
0
ALLERGAN INC
COM
018490102
7266
65408
SH
DFND
1
0
65408
0
ALTISOURCE ASSET MGMT CORP
COM
02153X108
2325
2500
SH
DFND
1
0
2500
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
4968
165000
SH
DFND
1
0
165000
0
AMAZON COM INC
COM
023135106
79758
200000
SH
DFND
1
0
200000
0
AMBEV SA
SPONSORED ADR
02319V103
5366
730000
SH
DFND
1
0
730000
0
AMBEV SA
CALL
02319V103
5880
800000
SH
Call
DFND
1
0
800000
0
AMERICAN AIRLS GROUP INC
COM
02376R102
2846
112700
SH
DFND
1
0
112700
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
3511
171700
SH
DFND
1
0
171700
0
AMGEN INC
COM
031162100
11416
100000
SH
DFND
1
0
100000
0
AMKOR TECHNOLOGY INC
COM
031652100
1103
180000
SH
DFND
1
0
180000
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
2662
25000
SH
DFND
1
0
25000
0
ANNIES INC
COM
03600T104
2152
50000
SH
DFND
1
0
50000
0
APPLIED MATLS INC
COM
038222105
3803
215000
SH
DFND
1
0
215000
0
ARM HLDGS PLC
SPONSORED ADR
042068106
3284
60000
SH
DFND
1
0
60000
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
31686
550000
SH
DFND
1
0
550000
0
ARRIS GROUP INC NEW
COM
04270V106
4824
198000
SH
DFND
1
0
198000
0
ARROWHEAD RESH CORP
COM NEW
042797209
5425
500000
SH
DFND
1
0
500000
0
ASCENA RETAIL GROUP INC
PUT
04351G101
6348
300000
SH
Put
DFND
1
0
300000
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
8906
150000
SH
DFND
1
0
150000
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D107
1037
50000
SH
DFND
1
0
50000
0
BEST BUY INC
COM
086516101
21934
550000
SH
DFND
1
0
550000
0
BIOGEN IDEC INC
COM
09062X103
2798
10000
SH
DFND
1
0
10000
0
BLOOMIN BRANDS INC
COM
094235108
35038
1459300
SH
DFND
1
0
1459300
0
BLUEBIRD BIO INC
COM
09609G100
2065
98437
SH
DFND
1
0
98437
0
BOEING CO
COM
097023105
12
90
SH
DFND
1
0
90
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
21860
595000
SH
DFND
1
0
595000
0
BRISTOL MYERS SQUIBB CO
COM
110122108
10630
200000
SH
DFND
1
0
200000
0
BROADCOM CORP
CL A
111320107
1779
60000
SH
DFND
1
0
60000
0
BRUNSWICK CORP
COM
117043109
4145
90000
SH
DFND
1
0
90000
0
CABELAS INC
COM
126804301
9999
150000
SH
DFND
1
0
150000
0
CABOT OIL & GAS CORP
COM
127097103
48450
1250000
SH
DFND
1
0
1250000
0
CANADIAN NAT RES LTD
COM
136385101
2369
70000
SH
DFND
1
0
70000
0
CANADIAN SOLAR INC
COM
136635109
895
30000
SH
DFND
1
0
30000
0
CARMAX INC
COM
143130102
4702
100000
SH
DFND
1
0
100000
0
CARRIZO OIL & GAS INC
COM
144577103
922
20593
SH
DFND
1
0
20593
0
CELLDEX THERAPEUTICS INC NEW
COM
15117B103
1587
65569
SH
DFND
1
0
65569
0
CF INDS HLDGS INC
COM
125269100
33
140
SH
DFND
1
0
140
0
CHANNELADVISOR CORP
COM
159179100
30179
723532
SH
DFND
1
0
723532
0
CHIQUITA BRANDS INTL INC
COM
170032809
14
1200
SH
DFND
1
0
1200
0
CIMAREX ENERGY CO
COM
171798101
13114
125000
SH
DFND
1
0
125000
0
CITRIX SYS INC
COM
177376100
2846
45000
SH
DFND
1
0
45000
0
CLOROX CO DEL
PUT
189054109
18552
200000
SH
Put
DFND
1
0
200000
0
COGENT COMM GROUP INC
COM NEW
19239V302
4849
120000
SH
DFND
1
0
120000
0
CONCHO RES INC
COM
20605P101
3240
30000
SH
DFND
1
0
30000
0
CONSTELLIUM HOLDCO B V
CL A
N22035104
33
1416
SH
DFND
1
0
1416
0
COPART INC
COM
217204106
27488
750000
SH
DFND
1
0
750000
0
CROCS INC
COM
227046109
2177
136728
SH
DFND
1
0
136728
0
CYTEC INDS INC
COM
232820100
7
75
SH
DFND
1
0
75
0
DEL FRISCOS RESTAURANT GROUP
COM
245077102
2311
98045
SH
DFND
1
0
98045
0
DELTA AIR LINES INC DEL
COM NEW
247361702
6485
236083
SH
DFND
1
0
236083
0
DEVON ENERGY CORP NEW
COM
25179M103
6187
100000
SH
DFND
1
0
100000
0
DIAMOND FOODS INC
COM
252603105
35633
1379000
SH
DFND
1
0
1379000
0
DIAMOND FOODS INC
CALL
252603105
2196
85000
SH
Call
DFND
1
0
85000
0
DOMTAR CORP
COM NEW
257559203
25
260
SH
DFND
1
0
260
0
DRESSER-RAND GROUP INC
COM
261608103
5665
95000
SH
DFND
1
0
95000
0
DRIL-QUIP INC
COM
262037104
59448
540780
SH
DFND
1
0
540780
0
E M C CORP MASS
COM
268648102
1509
60000
SH
DFND
1
0
60000
0
EAGLE MATERIALS INC
COM
26969P108
21293
275000
SH
DFND
1
0
275000
0
ECHOSTAR CORP
CL A
278768106
3928
79000
SH
DFND
1
0
79000
0
ELONG INC
SPONSORED ADR
290138205
801
39133
SH
DFND
1
0
39133
0
EOG RES INC
COM
26875P101
54514
324800
SH
DFND
1
0
324800
0
FIESTA RESTAURANT GROUP INC
COM
31660B101
17239
330000
SH
DFND
1
0
330000
0
FINISAR CORP
COM NEW
31787A507
1674
70000
SH
DFND
1
0
70000
0
FOSSIL GROUP INC
COM
34988V106
40900
341000
SH
DFND
1
0
341000
0
FRESH MKT INC
COM
35804H106
31543
778841
SH
DFND
1
0
778841
0
FRESH MKT INC
CALL
35804H106
16200
400000
SH
Call
DFND
1
0
400000
0
GENPACT LIMITED
SHS
G3922B107
2388
130000
SH
DFND
1
0
130000
0
GNC HLDGS INC
COM CL A
36191G107
23380
400000
SH
DFND
1
0
400000
0
GOODYEAR TIRE & RUBR CO
COM
382550101
5373
225300
SH
DFND
1
0
225300
0
GOOGLE INC
CL A
38259P508
34572
30848
SH
DFND
1
0
30848
0
HALLIBURTON CO
COM
406216101
27913
550000
SH
DFND
1
0
550000
0
HERBALIFE LTD
COM USD SHS
G4412G101
11018
140000
SH
DFND
1
0
140000
0
HEWLETT PACKARD CO
COM
428236103
2238
80000
SH
DFND
1
0
80000
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
30911
450000
SH
DFND
1
0
450000
0
IMAX CORP
COM
45245E109
1769
60000
SH
DFND
1
0
60000
0
IMMUNOMEDICS INC
COM
452907108
690
150000
SH
DFND
1
0
150000
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
691
50000
SH
DFND
1
0
50000
0
INFOBLOX INC
COM
45672H104
3639
110200
SH
DFND
1
0
110200
0
INTEL CORP
COM
458140100
2077
80000
SH
DFND
1
0
80000
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
8194
120000
SH
DFND
1
0
120000
0
JANUS CAP GROUP INC
PUT
47102X105
3711
300000
SH
Put
DFND
1
0
300000
0
KAR AUCTION SVCS INC
COM
48238T109
45625
1543990
SH
DFND
1
0
1543990
0
KRISPY KREME DOUGHNUTS INC
COM
501014104
2122
110000
SH
DFND
1
0
110000
0
LAM RESEARCH CORP
COM
512807108
4901
90000
SH
DFND
1
0
90000
0
LIBERTY MEDIA CORP DELAWARE
CL A
531229102
3808
26000
SH
DFND
1
0
26000
0
LKQ CORP
COM
501889208
3626
110202
SH
DFND
1
0
110202
0
LOCKHEED MARTIN CORP
COM
539830109
5154
34668
SH
DFND
1
0
34668
0
LOWES COS INC
COM
548661107
37163
750000
SH
DFND
1
0
750000
0
LOWES COS INC
CALL
548661107
9910
200000
SH
Call
DFND
1
0
200000
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
36012
350000
SH
DFND
1
0
350000
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
6
69
SH
DFND
1
0
69
0
MAGNA INTL INC
COM
559222401
5670
69100
SH
DFND
1
0
69100
0
MARRIOTT INTL INC NEW
CL A
571903202
19744
400000
SH
DFND
1
0
400000
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
863
60000
SH
DFND
1
0
60000
0
METHANEX CORP
COM
59151K108
34
571
SH
DFND
1
0
571
0
MICROCHIP TECHNOLOGY INC
COM
595017104
2238
50000
SH
DFND
1
0
50000
0
MICRON TECHNOLOGY INC
COM
595112103
2176
100000
SH
DFND
1
0
100000
0
MOSAIC CO NEW
COM
61945C103
12
250
SH
DFND
1
0
250
0
MOVADO GROUP INC
COM
624580106
24206
550000
SH
DFND
1
0
550000
0
MOVE INC
COM NEW
62458M207
21986
1375000
SH
DFND
1
0
1375000
0
NOKIA CORP
SPONSORED ADR
654902204
2757
340000
SH
DFND
1
0
340000
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3445
75000
SH
DFND
1
0
75000
0
OCEANEERING INTL INC
COM
675232102
9926
125836
SH
DFND
1
0
125836
0
OSHKOSH CORP
COM
688239201
2680
53202
SH
DFND
1
0
53202
0
OUTERWALL INC
PUT
690070107
13454
200000
SH
Put
DFND
1
0
200000
0
OWENS ILL INC
COM NEW
690768403
9
240
SH
DFND
1
0
240
0
PANERA BREAD CO
CL A
69840W108
38942
220400
SH
DFND
1
0
220400
0
PAPA JOHNS INTL INC
COM
698813102
25424
560000
SH
DFND
1
0
560000
0
PARKER HANNIFIN CORP
COM
701094104
4744
36880
SH
DFND
1
0
36880
0
PATTERSON UTI ENERGY INC
COM
703481101
8229
325000
SH
DFND
1
0
325000
0
PDC ENERGY INC
COM
69327R101
17422
327361
SH
DFND
1
0
327361
0
PENNEY J C INC
PUT
708160106
4575
500000
SH
Put
DFND
1
0
500000
0
PHILLIPS 66
COM
718546104
6170
80000
SH
DFND
1
0
80000
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
8
500
SH
DFND
1
0
500
0
PINNACLE ENTMT INC
COM
723456109
4158
160000
SH
DFND
1
0
160000
0
POTASH CORP SASK INC
COM
73755L107
16
497
SH
DFND
1
0
497
0
PRECISION DRILLING CORP
COM 2010
74022D308
4217
450000
SH
DFND
1
0
450000
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
2071
20000
SH
DFND
1
0
20000
0
RADIAN GROUP INC
CALL
750236101
1059
75000
SH
Call
DFND
1
0
75000
0
RALPH LAUREN CORP
CL A
751212101
39728
225000
SH
DFND
1
0
225000
0
RAYONIER INC
COM
754907103
29
695
SH
DFND
1
0
695
0
REALOGY HLDGS CORP
COM
75605Y106
17315
350000
SH
DFND
1
0
350000
0
ROCK-TENN CO
CL A
772739207
10
92
SH
DFND
1
0
92
0
ROCKWOOD HLDGS INC
COM
774415103
2877
40000
SH
DFND
1
0
40000
0
ROSS STORES INC
COM
778296103
31845
425000
SH
DFND
1
0
425000
0
SANGAMO BIOSCIENCES INC
COM
800677106
2431
175000
SH
DFND
1
0
175000
0
SEARS HLDGS CORP
PUT
812350106
2452
50000
SH
Put
DFND
1
0
50000
0
SHIRE PLC
SPONSORED ADR
82481R106
1413
10000
SH
DFND
1
0
10000
0
SINA CORP
ORD
G81477104
27381
325000
SH
DFND
1
0
325000
0
SKYWORKS SOLUTIONS INC
COM
83088M102
3142
110000
SH
DFND
1
0
110000
0
SM ENERGY CO
COM
78454L100
8492
102182
SH
DFND
1
0
102182
0
SODASTREAM INTERNATIONAL LTD
PUT
M9068E105
44676
900000
SH
Put
DFND
1
0
900000
0
SONIC CORP
COM
835451105
11105
550000
SH
DFND
1
0
550000
0
SPIRIT AEROSYSTEMS HLDGS INC
COM CL A
848574109
8321
244173
SH
DFND
1
0
244173
0
SPROUTS FMRS MKT INC
COM
85208M102
30552
795000
SH
DFND
1
0
795000
0
STEMLINE THERAPEUTICS INC
COM
85858C107
1176
60000
SH
DFND
1
0
60000
0
SUNEDISON INC
COM
86732Y109
7830
600000
SH
DFND
1
0
600000
0
TEXAS ROADHOUSE INC
COM
882681109
10425
375000
SH
DFND
1
0
375000
0
TEXTRON INC
COM
883203101
3999
108800
SH
DFND
1
0
108800
0
TIFFANY & CO NEW
COM
886547108
13917
150000
SH
DFND
1
0
150000
0
TILE SHOP HLDGS INC
COM
88677Q109
26270
1453800
SH
DFND
1
0
1453800
0
TRINITY INDS INC
COM
896522109
3108
57000
SH
DFND
1
0
57000
0
TWITTER INC
COM
90184L102
19076
299700
SH
DFND
1
0
299700
0
TYCO INTERNATIONAL LTD
SHS
H89128104
4675
113925
SH
DFND
1
0
113925
0
ULTA SALON COSMETCS & FRAG I
COM
90384S303
8687
90000
SH
DFND
1
0
90000
0
UNITED TECHNOLOGIES CORP
COM
913017109
4140
36377
SH
DFND
1
0
36377
0
URBAN OUTFITTERS INC
CALL
917047102
11130
300000
SH
Call
DFND
1
0
300000
0
V F CORP
COM
918204108
17455
280000
SH
DFND
1
0
280000
0
VALERO ENERGY CORP NEW
COM
91913Y100
4536
90000
SH
DFND
1
0
90000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3440
70000
SH
DFND
1
0
70000
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
2510
30000
SH
DFND
1
0
30000
0
WEATHERFORD INTERNATIONAL LT
REG SHS
H27013103
25559
1650000
SH
DFND
1
0
1650000
0
WESTERN DIGITAL CORP
COM
958102105
4615
55000
SH
DFND
1
0
55000
0
WESTLAKE CHEM CORP
COM
960413102
6
49
SH
DFND
1
0
49
0
WHITING PETE CORP NEW
COM
966387102
3820
61740
SH
DFND
1
0
61740
0
XILINX INC
COM
983919101
3214
70000
SH
DFND
1
0
70000
0
YAHOO INC
COM
984332106
19209
475000
SH
DFND
1
0
475000
0
YAHOO INC
CALL
984332106
12132
300000
SH
Call
DFND
1
0
300000
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
16659
549787
SH
DFND
1
0
549787
0
YOUKU TUDOU INC
CALL
98742U100
4545
150000
SH
Call
DFND
1
0
150000
0