0000950123-11-077584.txt : 20110815
0000950123-11-077584.hdr.sgml : 20110815
20110815162022
ACCESSION NUMBER: 0000950123-11-077584
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIGMA CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167507
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10113
FILM NUMBER: 111036621
BUSINESS ADDRESS:
STREET 1: 777 LONG RIDGE ROAD
CITY: STAMFORD
STATE: CT
ZIP: 06902
BUSINESS PHONE: 2036142094
13F-HR
1
y92352e13fvhr.txt
FORM 13F-HR
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Sigma Capital Management, LLC ("Sigma")
Address: c/o S.A.C. Capital Advisors, L.P.
72 Cummings Point Road
Stamford, Connecticut 06902
Form 13F File Number: 28-10113
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter Nussbaum
Title: Authorized Person
Phone: 203-890-2094
Signature, Place, and Date of Signing:
/s/ Peter Nussbaum Stamford, Connecticut August 15, 2011
----------------------- ----------------------- ------------------------
[Signature] [City, State] [Date]
Report type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this report manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holding are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-------------
Form 13F Information Table Entry Total: 254*
-------------
Form 13F Information Table Value Total: $2,343,879
-------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-13297 S.A.C. Capital Advisors, L.P.
----------
* Positions that are exempt from reporting under Special Instruction 9 to the
Form 13F are excluded. However, positions that would not be exempt when
aggregated with positions of the same security held by (i) the Other Included
Managers or (ii) certain affiliates of the Reporting Manager which include
the Reporting Manager as an Other Included Manager on their own Forms 13F,
are listed herein.
- 1 -
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
SH SH / PUT /
NAME OF TITLE OF CUSIP VALUE OR PRN PRN CALL INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS (X$1000) AMOUNT DISCRETION MANAGERS SOLE SHARED NONE
BOSTON SCIENTIFIC CORP Common 101137107 1,555 225,000 SH Shared-Defined 1 225,000
BROADCOM CORP Common 111320107 3,367 100,098 SH Shared-Defined 1 100,098
BROWN & BROWN INC Common 115236101 3,208 125,000 SH Shared-Defined 1 125,000
BRUKER CORP Common 116794108 6,642 326,211 SH Shared-Defined 1 326,211
CIGNA CORP Common 125509109 2,417 47,000 SH Shared-Defined 1 47,000
CIT GROUP INC Common 125581801 36,515 825,000 SH Shared-Defined 1 825,000
CSX CORP Common 126408103 2,622 100,000 SH Shared-Defined 1 100,000
CVS CAREMARK CORPORATION Common 126650100 18,414 490,000 SH Shared-Defined 1 490,000
CABOT OIL & GAS CORP Common 127097103 15,299 230,718 SH Shared-Defined 1 230,718
CADENCE DESIGN SYSTEM INC Common 127387108 3,180 301,100 SH Shared-Defined 1 301,100
CHARLES RIV LABS INTL INC Common 159864107 7,114 175,000 SH Shared-Defined 1 175,000
CHEESECAKE FACTORY INC Common 163072101 24,312 775,000 SH Shared-Defined 1 775,000
CITIGROUP INC Common 172967424 14,574 350,000 SH Shared-Defined 1 350,000
CITRIX SYS INC Common 177376100 9,144 114,301 SH Shared-Defined 1 114,301
COACH INC Common 189754104 20,777 325,000 SH Shared-Defined 1 325,000
COFFEE HLDGS INC Common 192176105 388 25,000 SH Shared-Defined 1 25,000
COGNIZANT TECHNOLOGY SOLUTIO Common 192446102 7,334 100,000 SH Shared-Defined 1 100,000
COMMUNITY HEALTH SYS INC NEW Common 203668108 23,330 908,500 SH Shared-Defined 1 908,500
COVENTRY HEALTH CARE INC Common 222862104 5,015 137,500 SH Shared-Defined 1 137,500
CRANE CO Common 224399105 7,412 150,000 SH Shared-Defined 1 150,000
CROWN HOLDINGS INC Common 228368106 23,292 600,000 SH Shared-Defined 1 600,000
DIAMOND FOODS INC Common 252603105 18,322 240,000 SH Shared-Defined 1 240,000
DINEEQUITY INC Common 254423106 12,283 235,000 SH Shared-Defined 1 235,000
DISCOVER FINL SVCS Common 254709108 4,013 150,000 SH Shared-Defined 1 150,000
DOVER CORP Common 260003108 14,916 220,000 SH Shared-Defined 1 220,000
DRIL-QUIP INC Common 262037104 3,914 57,700 SH Shared-Defined 1 57,700
E M C CORP MASS Common 268648102 2,081 75,518 SH Shared-Defined 1 75,518
E TRADE FINANCIAL CORP Common 269246401 24,840 1,800,000 SH Shared-Defined 1 1,800,000
E TRADE FINANCIAL CORP Option 269246901 6,900 500,000 Call Shared-Defined 1 500,000
EASTMAN CHEM CO Common 277432100 25,518 250,000 SH Shared-Defined 1 250,000
EATON CORP Common 278058102 14,921 290,000 SH Shared-Defined 1 290,000
ELONG INC Common 290138205 9,028 400,000 SH Shared-Defined 1 400,000
EXPRESS SCRIPTS INC Common 302182100 17,544 325,000 SH Shared-Defined 1 325,000
FTI CONSULTING INC Common 302941109 4,061 107,041 SH Shared-Defined 1 107,041
FEDERATED INVS INC PA Option 314211953 5,960 250,000 Put Shared-Defined 1 250,000
F5 NETWORKS INC Common 315616102 10,757 97,568 SH Shared-Defined 1 97,568
FIFTH THIRD BANCORP Common 316773100 4,463 350,000 SH Shared-Defined 1 350,000
FLEETCOR TECHNOLOGIES INC Common 339041105 6,076 205,000 SH Shared-Defined 1 205,000
FRANKLIN RES INC Common 354613101 4,595 35,000 SH Shared-Defined 1 35,000
GALLAGHER ARTHUR J & CO Common 363576109 4,281 150,000 SH Shared-Defined 1 150,000
GOODRICH CORP Common 382388106 2,149 22,500 SH Shared-Defined 1 22,500
GREEN MTN COFFEE ROASTERS IN Common 393122106 45,119 505,483 SH Shared-Defined 1 505,483
HALLIBURTON CO Common 406216101 6,001 117,675 SH Shared-Defined 1 117,675
HARLEY DAVIDSON INC Common 412822108 67,601 1,650,000 SH Shared-Defined 1 1,650,000
HEALTH MGMT ASSOC INC NEW Common 421933102 1,671 155,000 SH Shared-Defined 1 155,000
HELMERICH & PAYNE INC Common 423452101 5,104 77,200 SH Shared-Defined 1 77,200
HUMANA INC Common 444859102 4,430 55,000 SH Shared-Defined 1 55,000
HUNTINGTON BANCSHARES INC Common 446150104 5,576 850,000 SH Shared-Defined 1 850,000
ILLUMINA INC Common 452327109 1,924 25,600 SH Shared-Defined 1 25,600
ISHARES TR Option 464287955 8,280 100,000 Put Shared-Defined 1 100,000
JACK IN THE BOX INC Common 466367109 9,112 400,000 SH Shared-Defined 1 400,000
LEAR CORP Common 521865204 10,696 200,000 SH Shared-Defined 1 200,000
LINCARE HLDGS INC Common 532791100 10,830 370,000 SH Shared-Defined 1 370,000
LORAL SPACE & COMMUNICATNS I Common 543881106 2,431 35,000 SH Shared-Defined 1 35,000
LOUISIANA PAC CORP Common 546347105 1,221 150,000 SH Shared-Defined 1 150,000
MEMC ELECTR MATLS INC Common 552715104 4,342 508,983 SH Shared-Defined 1 508,983
MGIC INVT CORP WIS Option 552848903 3,273 550,000 Call Shared-Defined 1 550,000
MARATHON OIL CORP Common 565849106 7,639 145,000 SH Shared-Defined 1 145,000
MEAD JOHNSON NUTRITION CO Common 582839106 32,762 485,000 SH Shared-Defined 1 485,000
MEDTRONIC INC Common 585055106 7,706 200,000 SH Shared-Defined 1 200,000
MICROSOFT CORP Common 594918104 2,210 85,000 SH Shared-Defined 1 85,000
MOTOROLA SOLUTIONS INC Common 620076307 8,011 174,000 SH Shared-Defined 1 174,000
NASDAQ OMX GROUP INC Common 631103108 633 25,000 SH Shared-Defined 1 25,000
NATIONAL OILWELL VARCO INC Common 637071101 5,072 64,850 SH Shared-Defined 1 64,850
NEW YORK TIMES CO Common 650111107 3,488 400,000 SH Shared-Defined 1 400,000
NIKE INC Common 654106103 13,497 150,000 SH Shared-Defined 1 150,000
NORTHERN TR CORP Common 665859104 9,192 200,000 SH Shared-Defined 1 200,000
OASIS PETE INC NEW Common 674215108 4,749 160,000 SH Shared-Defined 1 160,000
ON SEMICONDUCTOR CORP Common 682189105 1,049 100,160 SH Shared-Defined 1 100,160
OWENS CORNING NEW Common 690742101 28,946 775,000 SH Shared-Defined 1 775,000
PAREXEL INTL CORP Common 699462107 5,537 235,000 SH Shared-Defined 1 235,000
PATTERSON UTI ENERGY INC Common 703481101 2,371 75,000 SH Shared-Defined 1 75,000
PERKINELMER INC Common 714046109 9,705 360,631 SH Shared-Defined 1 360,631
PHARMACEUTICAL PROD DEV INC Common 717124101 4,563 170,000 SH Shared-Defined 1 170,000
PIONEER NAT RES CO Common 723787107 7,801 87,089 SH Shared-Defined 1 87,089
PLANTRONICS INC NEW Common 727493108 2,192 60,000 SH Shared-Defined 1 60,000
RED HAT INC Common 756577102 1,148 25,000 SH Shared-Defined 1 25,000
RITE AID CORP Common 767754104 1,882 1,415,000 SH Shared-Defined 1 1,415,000
ROCK-TENN CO Common 772739207 2,654 40,000 SH Shared-Defined 1 40,000
ROWAN COS INC Common 779382100 5,717 147,300 SH Shared-Defined 1 147,300
ST JOE CO Common 790148100 2,084 100,000 SH Shared-Defined 1 100,000
SAUER-DANFOSS INC Common 804137107 25,951 515,000 SH Shared-Defined 1 515,000
SCHWAB CHARLES CORP NEW Option 808513905 8,225 500,000 Call Shared-Defined 1 500,000
SEMICONDUCTOR HLDRS TR Common 816636203 3,408 100,000 SH Shared-Defined 1 100,000
SHERWIN WILLIAMS CO Common 824348106 56,612 675,000 SH Shared-Defined 1 675,000
SIGMA ALDRICH CORP Common 826552101 2,201 30,000 SH Shared-Defined 1 30,000
SOLUTIA INC Common 834376501 32,561 1,425,000 SH Shared-Defined 1 1,425,000
SOTHEBYS Common 835898107 11,093 255,000 SH Shared-Defined 1 255,000
STANLEY BLACK & DECKER INC Common 854502101 12,609 175,000 SH Shared-Defined 1 175,000
STAPLES INC Option 855030902 7,900 500,000 Call Shared-Defined 1 500,000
STERICYCLE INC Common 858912108 1,782 20,000 SH Shared-Defined 1 20,000
STIFEL FINL CORP Common 860630102 1,793 50,000 SH Shared-Defined 1 50,000
STONE ENERGY CORP Common 861642106 4,255 140,000 SH Shared-Defined 1 140,000
STRYKER CORP Common 863667101 7,336 125,000 SH Shared-Defined 1 125,000
SUNCOR ENERGY INC NEW Common 867224107 16,031 410,000 SH Shared-Defined 1 410,000
SYMANTEC CORP Common 871503108 3,454 175,150 SH Shared-Defined 1 175,150
TCF FINL CORP Common 872275102 2,790 202,200 SH Shared-Defined 1 202,200
TJX COS INC NEW Common 872540109 35,458 675,000 SH Shared-Defined 1 675,000
TEMPLE INLAND INC Option 879868907 1,487 50,000 Call Shared-Defined 1 50,000
TEREX CORP NEW Common 880779103 1,992 70,000 SH Shared-Defined 1 70,000
THERMO FISHER SCIENTIFIC INC Common 883556102 16,484 256,000 SH Shared-Defined 1 256,000
TIFFANY & CO NEW Common 886547108 21,593 275,000 SH Shared-Defined 1 275,000
TIMKEN CO Common 887389104 28,980 575,000 SH Shared-Defined 1 575,000
TRIUMPH GROUP INC NEW Common 896818101 4,979 50,000 SH Shared-Defined 1 50,000
US BANCORP DEL Common 902973304 4,464 175,000 SH Shared-Defined 1 175,000
UNIVERSAL HLTH SVCS INC Common 913903100 6,493 126,000 SH Shared-Defined 1 126,000
VCA ANTECH INC Common 918194101 4,346 205,000 SH Shared-Defined 1 205,000
VALASSIS COMMUNICATIONS INC Common 918866104 10,851 358,117 SH Shared-Defined 1 358,117
VIROPHARMA INC Common 928241108 5,546 299,793 SH Shared-Defined 1 299,793
WALGREEN CO Common 931422109 5,944 140,000 SH Shared-Defined 1 140,000
WATERS CORP Common 941848103 2,585 27,000 SH Shared-Defined 1 27,000
WELLS FARGO & CO NEW Common 949746101 3,508 125,000 SH Shared-Defined 1 125,000
WESTERN DIGITAL CORP Common 958102105 5,457 150,000 SH Shared-Defined 1 150,000
WHOLE FOODS MKT INC Common 966837106 6,345 100,000 SH Shared-Defined 1 100,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
SH SH / PUT /
NAME OF TITLE OF CUSIP VALUE OR PRN PRN CALL INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS (X$1000) AMOUNT DISCRETION MANAGERS SOLE SHARED NONE
XILINX INC Common 983919101 3,100 85,000 SH Shared-Defined 1 85,000
YUM BRANDS INC Common 988498101 39,497 715,000 SH Shared-Defined 1 715,000
ZOLL MED CORP Common 989922109 1,133 20,000 SH Shared-Defined 1 20,000
AFLAC INC Common 001055102 1,167 25,000 SH Shared-Defined 1 25,000
ABERCROMBIE & FITCH CO Common 002896207 21,749 325,000 SH Shared-Defined 1 325,000
ACTIVE NETWORK INC Common 00506D100 2,087 118,561 SH Shared-Defined 1 118,561
ADTRAN INC Common 00738A106 9,674 249,913 SH Shared-Defined 1 249,913
AETNA INC NEW Common 00817Y108 5,732 130,000 SH Shared-Defined 1 130,000
AGILENT TECHNOLOGIES INC Common 00846U101 1,533 30,000 SH Shared-Defined 1 30,000
AIRGAS INC Common 009363102 1,751 25,000 SH Shared-Defined 1 25,000
ALCATEL-LUCENT Common 013904305 0 1 SH Shared-Defined 1 1
ALPHA NATURAL RESOURCES INC Common 02076X102 3,181 70,000 SH Shared-Defined 1 70,000
ALTERA CORP Common 021441100 5,562 120,000 SH Shared-Defined 1 120,000
AMAZON COM INC Common 023135106 37,013 181,000 SH Shared-Defined 1 181,000
AMERICAN CAPITAL AGENCY CORP Common 02503X105 5,094 175,000 SH Shared-Defined 1 175,000
AMERICAN CAP LTD Common 02503Y103 28,951 2,915,479 SH Shared-Defined 1 2,915,479
AMERICAN EXPRESS CO Common 025816109 5,170 100,000 SH Shared-Defined 1 100,000
AMERICAN INTL GROUP INC Common 026874784 29,320 1,000,000 SH Shared-Defined 1 1,000,000
AMERIGROUP CORP Common 03073T102 3,735 53,000 SH Shared-Defined 1 53,000
AMPHENOL CORP NEW Common 032095101 810 15,000 SH Shared-Defined 1 15,000
ANADARKO PETE CORP Common 032511107 16,964 221,000 SH Shared-Defined 1 221,000
AON CORP Common 037389103 5,130 100,000 SH Shared-Defined 1 100,000
APPLE INC Common 037833100 7,217 21,500 SH Shared-Defined 1 21,500
ARIAD PHARMACEUTICALS INC Common 04033A100 9,631 850,000 SH Shared-Defined 1 850,000
ARMSTRONG WORLD INDS INC NEW Common 04247X102 5,012 110,000 SH Shared-Defined 1 110,000
ATMEL CORP Common 049513104 4,221 300,000 SH Shared-Defined 1 300,000
ATWOOD OCEANICS INC Common 050095108 2,207 50,000 SH Shared-Defined 1 50,000
AUTODESK INC Common 052769106 4,632 120,000 SH Shared-Defined 1 120,000
AUXILIUM PHARMACEUTICALS INC Common 05334D107 2,226 113,593 SH Shared-Defined 1 113,593
AVEO PHARMACEUTICALS INC Common 053588109 6,821 330,964 SH Shared-Defined 1 330,964
AVNET INC Common 053807103 3,985 125,000 SH Shared-Defined 1 125,000
BJS WHOLESALE CLUB INC Option 05548J906 5,035 100,000 Call Shared-Defined 1 100,000
BALL CORP Common 058498106 9,038 235,000 SH Shared-Defined 1 235,000
BANCO BILBAO VIZCAYA ARGENTA Common 05946K101 2,642 225,000 SH Shared-Defined 1 225,000
BANCO BILBAO VIZCAYA ARGENTA Option 05946K951 1,174 100,000 Put Shared-Defined 1 100,000
BANCO SANTANDER SA Common 05964H105 2,590 225,000 SH Shared-Defined 1 225,000
BE AEROSPACE INC Common 073302101 10,692 262,000 SH Shared-Defined 1 262,000
BECTON DICKINSON & CO Common 075887109 2,154 25,000 SH Shared-Defined 1 25,000
BIOMARIN PHARMACEUTICAL INC Common 09061G101 7,188 264,176 SH Shared-Defined 1 264,176
BLUE NILE INC Common 09578R103 19,791 450,000 SH Shared-Defined 1 450,000
BOEING CO Common 097023105 6,284 85,000 SH Shared-Defined 1 85,000
BROOKLINE BANCORP INC DEL Common 11373M107 8,111 875,000 SH Shared-Defined 1 875,000
CAPITAL ONE FINL CORP Common 14040H105 3,100 60,000 SH Shared-Defined 1 60,000
CAPITALSOURCE INC Common 14055X102 20,640 3,200,000 SH Shared-Defined 1 3,200,000
CATALYST HEALTH SOLUTIONS IN Common 14888B103 2,233 40,000 SH Shared-Defined 1 40,000
CNINSURE INC Common 18976M103 6,997 475,000 SH Shared-Defined 1 475,000
CNINSURE INC Option 18976M903 1,105 75,000 Call Shared-Defined 1 75,000
COMCAST CORP NEW Common 20030N101 14,571 575,000 SH Shared-Defined 1 575,000
COSTAR GROUP INC Common 22160N109 593 10,000 SH Shared-Defined 1 10,000
DAVITA INC Common 23918K108 2,338 27,000 SH Shared-Defined 1 27,000
DELL INC Common 24702R101 11,705 702,133 SH Shared-Defined 1 702,133
DELL INC Option 24702R901 8,335 500,000 Call Shared-Defined 1 500,000
DENDREON CORP Common 24823Q107 12,609 308,280 SH Shared-Defined 1 308,280
DEVON ENERGY CORP NEW Common 25179M103 5,800 73,593 SH Shared-Defined 1 73,593
DISCOVERY COMMUNICATNS NEW Common 25470F302 2,741 75,000 SH Shared-Defined 1 75,000
DOMINOS PIZZA INC Common 25754A201 22,085 875,000 SH Shared-Defined 1 875,000
DOUGLAS EMMETT INC Common 25960P109 16,409 825,000 SH Shared-Defined 1 825,000
ENDO PHARMACEUTICALS HLDGS I Common 29264F205 12,051 300,000 SH Shared-Defined 1 300,000
ENSCO PLC Common 29358Q109 3,401 63,800 SH Shared-Defined 1 63,800
EXPEDIA INC DEL Common 30212P105 27,106 935,000 SH Shared-Defined 1 935,000
FEI CO Common 30241L109 3,510 91,900 SH Shared-Defined 1 91,900
FEDEX CORP Common 31428X106 6,165 65,000 SH Shared-Defined 1 65,000
FIRST REP BK SAN FRAN CALI N Common 33616C100 5,488 170,000 SH Shared-Defined 1 170,000
FRONTIER OIL CORP Common 35914P105 5,493 170,000 SH Shared-Defined 1 170,000
GNC HLDGS INC Common 36191G107 1,526 69,946 SH Shared-Defined 1 69,946
GEN-PROBE INC NEW Common 36866T103 4,467 64,600 SH Shared-Defined 1 64,600
HCA HOLDINGS INC Common 40412C101 1,320 40,000 SH Shared-Defined 1 40,000
HARBIN ELECTRIC INC Common 41145W109 70 4,600 SH Shared-Defined 1 4,600
HISOFT TECHNOLOGY INTL LTD Common 43358R108 6,848 467,416 SH Shared-Defined 1 467,416
ICON PUB LTD CO Common 45103T107 2,238 95,000 SH Shared-Defined 1 95,000
IGATE CORP Common 45169U105 6,365 390,000 SH Shared-Defined 1 390,000
INTERMUNE INC Common 45884X103 470 13,108 SH Shared-Defined 1 13,108
INVESCO MORTGAGE CAPITAL INC Common 46131B100 2,641 125,000 SH Shared-Defined 1 125,000
JPMORGAN CHASE & CO Common 46625H100 2,047 50,000 SH Shared-Defined 1 50,000
LPL INVT HLDGS INC Common 50213H100 6,842 200,000 SH Shared-Defined 1 200,000
LIFE TIME FITNESS INC Common 53217R207 8,381 210,000 SH Shared-Defined 1 210,000
LOGMEIN INC Common 54142L109 3,971 102,968 SH Shared-Defined 1 102,968
MF GLOBAL HLDGS LTD Common 55277J108 1,935 250,000 SH Shared-Defined 1 250,000
MACYS INC Common 55616P104 36,550 1,250,000 SH Shared-Defined 1 1,250,000
MANPOWERGROUP INC Common 56418H100 4,292 80,000 SH Shared-Defined 1 80,000
MEDCO HEALTH SOLUTIONS INC Common 58405U102 1,696 30,000 SH Shared-Defined 1 30,000
MEDNAX INC Common 58502B106 1,083 15,000 SH Shared-Defined 1 15,000
MICROMET INC Common 59509C105 411 71,518 SH Shared-Defined 1 71,518
NCR CORP NEW Common 62886E112 11,334 600,000 SH Shared-Defined 1 600,000
NVR INC Common 62944T105 8,162 11,250 SH Shared-Defined 1 11,250
NETLOGIC MICROSYSTEMS INC Common 64118B100 606 15,000 SH Shared-Defined 1 15,000
99 CENTS ONLY STORES Common 65440K106 4,048 200,000 SH Shared-Defined 1 200,000
NXSTAGE MEDICAL INC Common 67072V103 1,874 90,000 SH Shared-Defined 1 90,000
OCZ TECHNOLOGY GROUP INC Common 67086E307 2,422 302,768 SH Shared-Defined 1 302,768
OFFICEMAX INC DEL Common 67622P101 8,918 1,136,000 SH Shared-Defined 1 1,136,000
OPKO HEALTH INC Common 68375N103 185 50,000 SH Shared-Defined 1 50,000
ORIENTAL FINL GROUP INC Common 68618W100 2,127 165,000 SH Shared-Defined 1 165,000
ORITANI FINL CORP DEL Common 68633D103 1,919 150,000 SH Shared-Defined 1 150,000
PSS WORLD MED INC Common 69366A100 11,904 425,000 SH Shared-Defined 1 425,000
PRICE T ROWE GROUP INC Common 74144T108 6,034 100,000 SH Shared-Defined 1 100,000
QLIK TECHNOLOGIES INC Common 74733T105 6,982 205,000 SH Shared-Defined 1 205,000
QEP RES INC Common 74733V100 12,331 294,800 SH Shared-Defined 1 294,800
RADIANT SYSTEMS INC Common 75025N102 5,225 250,007 SH Shared-Defined 1 250,007
REGIONS FINANCIAL CORP NEW Option 7591EP900 3,100 500,000 Call Shared-Defined 1 500,000
SPDR S&P 500 ETF TR Option 78462F953 73,903 560,000 Put Shared-Defined 1 560,000
SANOFI Common 80105N113 2,802 1,162,641 SH Shared-Defined 1 1,162,641
SANOFI Option 80105N903 4,820 2,000,000 Call Shared-Defined 1 2,000,000
SELECT SECTOR SPDR TR Option 81369Y950 23,628 600,000 Put Shared-Defined 1 600,000
SELECT SECTOR SPDR TR Option 81369Y954 37,240 1,000,000 Put Shared-Defined 1 1,000,000
SIRONA DENTAL SYSTEMS INC Common 82966C103 7,054 132,843 SH Shared-Defined 1 132,843
SKYWORKS SOLUTIONS INC Common 83088M102 1,959 85,265 SH Shared-Defined 1 85,265
SYMETRA FINL CORP Common 87151Q106 1,343 100,000 SH Shared-Defined 1 100,000
TW TELECOM INC Common 87311L104 6,031 293,778 SH Shared-Defined 1 293,778
TALEO CORP Common 87424N104 9,258 250,000 SH Shared-Defined 1 250,000
TALISMAN ENERGY INC Common 87425E107 10,388 507,000 SH Shared-Defined 1 507,000
TENET HEALTHCARE CORP Common 88033G100 1,654 265,000 SH Shared-Defined 1 265,000
TERADATA CORP DEL Common 88076W103 10,294 171,000 SH Shared-Defined 1 171,000
TIBCO SOFTWARE INC Common 88632Q103 15,869 546,825 SH Shared-Defined 1 546,825
UNIVERSAL AMERN SPIN CORP Common 91338E105 369 33,700 SH Shared-Defined 1 33,700
VERIFONE SYS INC Common 92342Y109 48,785 1,100,000 SH Shared-Defined 1 1,100,000
VERINT SYS INC Common 92343X100 6,667 180,000 SH Shared-Defined 1 180,000
VERISK ANALYTICS INC Common 92345Y106 10,386 300,000 SH Shared-Defined 1 300,000
VIACOM INC NEW Common 92553P201 10,200 200,000 SH Shared-Defined 1 200,000
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
SH SH / PUT /
NAME OF TITLE OF CUSIP VALUE OR PRN PRN CALL INVESTMENT OTHER VOTING AUTHORITY
ISSUER CLASS (X$1000) AMOUNT DISCRETION MANAGERS SOLE SHARED NONE
VIEWPOINT FINL GROUP INC MD Common 92672A101 1,104 80,000 SH Shared-Defined 1 80,000
VIRGIN MEDIA INC Common 92769L101 14,217 475,000 SH Shared-Defined 1 475,000
WALTER INVT MGMT CORP Common 93317W102 21,302 960,000 SH Shared-Defined 1 960,000
WELLCARE HEALTH PLANS INC Common 94946T106 4,514 87,800 SH Shared-Defined 1 87,800
WELLPOINT INC Common 94973V107 2,363 30,000 SH Shared-Defined 1 30,000
DEUTSCHE BANK AG Common D18190898 2,962 50,000 SH Shared-Defined 1 50,000
ARCOS DORADOS HOLDINGS INC Common G0457F107 18,981 900,000 SH Shared-Defined 1 900,000
ASSURED GUARANTY LTD Option G0585R906 3,262 200,000 Call Shared-Defined 1 200,000
AXIS CAPITAL HOLDINGS Common G0692U109 310 10,000 SH Shared-Defined 1 10,000
COVIDIEN PLC Common G2554F113 4,525 85,000 SH Shared-Defined 1 85,000
HERBALIFE LTD Common G4412G101 28,244 490,000 SH Shared-Defined 1 490,000
INVESCO LTD Common G491BT108 5,265 225,000 SH Shared-Defined 1 225,000
SEAGATE TECHNOLOGY PLC Common G7945M107 1,019 63,046 SH Shared-Defined 1 63,046
VELTI PLC ST HELIER Common G93285107 9,730 575,412 SH Shared-Defined 1 575,412
WILLIS GROUP HOLDINGS PUBLIC Common G96666105 1,028 25,000 SH Shared-Defined 1 25,000
WEATHERFORD INTERNATIONAL LT Common H27013103 6,297 335,850 SH Shared-Defined 1 335,850
NOBLE CORPORATION BAAR Common H5833N103 3,791 96,200 SH Shared-Defined 1 96,200
TYCO INTERNATIONAL LTD Common H89128104 17,795 360,000 SH Shared-Defined 1 360,000
UBS AG Common H89231338 1,826 100,000 SH Shared-Defined 1 100,000
CHECK POINT SOFTWARE TECH LT Common M22465104 9,551 168,000 SH Shared-Defined 1 168,000
YANDEX N V Common N97284108 22,194 625,000 SH Shared-Defined 1 625,000
AVAGO TECHNOLOGIES LTD Common Y0486S104 1,900 50,000 SH Shared-Defined 1 50,000