0001683168-18-002305.txt : 20180814 0001683168-18-002305.hdr.sgml : 20180814 20180814151124 ACCESSION NUMBER: 0001683168-18-002305 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 181016712 BUSINESS ADDRESS: STREET 1: 221 WEST 6TH ST., 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 949-540-7312 MAIL ADDRESS: STREET 1: 221 WEST 6TH ST., 5TH FLOOR CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 06-30-2018 06-30-2018 false AFAM CAPITAL, INC.

221 West 6th St., 5th Floor Austin TX 78701

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7041 /s/ John Buckingham Austin TX 08-14-2018 0 188 687912 INFORMATION TABLE 2 infotable.xml AT&T Inc COMMON 00206r102 1713 53336 SH SOLE 49921 0 3415 AVX Corp COMMON 002444107 2045 130477 SH SOLE 122572 0 7905 Abbott Laboratories COMMON 002824100 8164 133864 SH SOLE 119804 0 14060 Aetna COMMON 00817y108 13851 75480 SH SOLE 65842 0 9638 Alaska Air Group COMMON 011659109 993 16443 SH SOLE 15017 0 1426 Allianz SE COMMON 018805101 1946 95002 SH SOLE 90513 0 4489 Allstate COMMON 020002101 1300 14238 SH SOLE 13125 0 1113 Alphabet Class C COMMON 02079k107 6744 6045 SH SOLE 5419 0 626 Alphabet Class A COMMON 02079k305 419 371 SH SOLE 371 0 0 Amazon.com COMMON 023135106 537 316 SH SOLE 316 0 0 American Railcar COMMON 02916p103 2139 54180 SH SOLE 51030 0 3150 Amgen Inc COMMON 031162100 10378 56224 SH SOLE 50529 0 5694 Anworth Mortgage Asset Corp COMMON 037347101 1718 345627 SH SOLE 318408 0 27219 Apple COMMON 037833100 15726 84955 SH SOLE 76789 0 8166 Archer-Daniels-Midland COMMON 039483102 7886 172064 SH SOLE 154823 0 17241 AXA SA COMMON 054536107 884 36018 SH SOLE 35100 0 918 BB&T Corporation COMMON 054937107 5827 115526 SH SOLE 103460 0 12066 Baker Hughes a GE Company COMMON 05722g100 2233 67591 SH SOLE 60804 0 6786 Bank of America COMMON 060505104 7464 264791 SH SOLE 225581 0 39209 Bank of NY Mellon Corp COMMON 064058100 6688 124021 SH SOLE 108104 0 15917 Barrick Gold COMMON 067901108 2244 170931 SH SOLE 147877 0 23055 Benchmark Electronics COMMON 08160h101 5258 180370 SH SOLE 158513 0 21857 Berkshire Hathaway CL B COMMON 084670702 373 1999 SH SOLE 1999 0 0 BHP Billiton COMMON 088606108 917 18337 SH SOLE 17501 0 836 Biogen Idec COMMON 09062x103 5066 17456 SH SOLE 15344 0 2112 Brighthouse Financial COMMON 10922n103 244 6094 SH SOLE 5180 0 914 CVS Health COMMON 126650100 2853 44341 SH SOLE 40823 0 3518 CA Inc COMMON 12673p105 7010 196647 SH SOLE 176046 0 20601 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3856 44367 SH SOLE 39680 0 4686 Capital One Financial COMMON 14040h105 6835 74370 SH SOLE 66496 0 7874 Cardinal Health COMMON 14149y108 951 19481 SH SOLE 18588 0 893 Carnival Corp COMMON 143658300 1314 22932 SH SOLE 22407 0 525 Caterpillar COMMON 149123101 7730 56976 SH SOLE 51390 0 5586 Celanese Corp COMMON 150870103 9186 82708 SH SOLE 71935 0 10772 Cisco Systems COMMON 17275r102 12300 285840 SH SOLE 256170 0 29670 Citigroup Inc COMMON 172967424 4399 65729 SH SOLE 57662 0 8067 Cohu COMMON 192576106 3000 122390 SH SOLE 105105 0 17286 Comcast Corp CL A COMMON 20030n101 8000 243834 SH SOLE 215388 0 28446 Corning COMMON 219350105 10007 363771 SH SOLE 326238 0 37534 Cummins Inc COMMON 231021106 5324 40027 SH SOLE 34937 0 5090 DSW Inc COMMON 23334l102 2515 97404 SH SOLE 93450 0 3954 Deere & Co. COMMON 244199105 8212 58743 SH SOLE 52496 0 6246 Delta Air Lines COMMON 247361702 5450 110009 SH SOLE 97690 0 12319 Deutsche Post COMMON 25157y202 1160 35529 SH SOLE 34923 0 606 Digital Realty Trust COMMON 253868103 7550 67662 SH SOLE 60977 0 6686 Direxion Daily Mid Cap Bull 3X Shares ETF 25459w730 214 4424 SH SOLE 4424 0 0 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459w789 247 3460 SH SOLE 3460 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459w847 316 3840 SH SOLE 3840 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459w862 321 7198 SH SOLE 7198 0 0 Walt Disney COMMON 254687106 10796 103009 SH SOLE 92181 0 10828 Exxon Mobil COMMON 30231g102 5289 63934 SH SOLE 58595 0 5339 FedEx Corp COMMON 31428x106 6980 30741 SH SOLE 26512 0 4229 Fifth Third Bancorp COMMON 316773100 6262 218188 SH SOLE 189403 0 28785 First Trust Enhanced Short Maturity ETF 33739q408 428 7137 SH SOLE 6720 0 417 Fluor COMMON 343412102 3556 72891 SH SOLE 63740 0 9152 Foot Locker COMMON 344849104 2372 45057 SH SOLE 43847 0 1210 General Motors COMMON 37045v100 6639 168501 SH SOLE 149775 0 18726 Gilead Sciences COMMON 375558103 4817 68001 SH SOLE 62660 0 5341 Global X FTSE Colombia 20 ETF ETF 37950e200 1579 150496 SH SOLE 145317 0 5179 Global X MSCI Norway ETF ETF 37950e747 1606 112234 SH SOLE 108356 0 3878 Goldman Sachs Group COMMON 38141g104 4760 21581 SH SOLE 19362 0 2219 Goodyear Tire COMMON 382550101 5412 232358 SH SOLE 209837 0 22521 HSBC Holdings PLC COMMON 404280406 2309 48972 SH SOLE 45335 0 3637 Halliburton Co. COMMON 406216101 3790 84110 SH SOLE 72993 0 11116 HollyFrontier Corp COMMON 436106108 5754 84084 SH SOLE 75138 0 8946 Home Depot COMMON 437076102 244 1250 SH SOLE 1250 0 0 Honda Motor COMMON 438128308 1480 50563 SH SOLE 45763 0 4800 ING Groep NV COMMON 456837103 5373 375179 SH SOLE 327902 0 47277 Intel COMMON 458140100 12014 241679 SH SOLE 220059 0 21620 Int'l Business Machines COMMON 459200101 6796 48644 SH SOLE 43842 0 4802 Int'l Paper COMMON 460146103 1772 34027 SH SOLE 33287 0 740 Invesco Optimum Yield Commodity ETF 46090f100 971 52606 SH SOLE 52606 0 0 Invesco Senior Loan Portfolio ETF 46138g508 1954 85320 SH SOLE 82660 0 2660 iShares MSCI Frontier 100 ETF 464286145 280 9707 SH SOLE 9707 0 0 iShares MSCI Austria Fund ETF 464286202 564 24885 SH SOLE 21189 0 3696 iShares MSCI Belgium Capped Fund ETF 464286301 555 28207 SH SOLE 23809 0 4398 iShares MSCI Brazil Capped Fund ETF 464286400 1921 59927 SH SOLE 56178 0 3749 iShares MSCI Canada Fund ETF 464286509 1503 52733 SH SOLE 50861 0 1872 iShares MSCI Thailand Capped ETF ETF 464286624 1979 24057 SH SOLE 22427 0 1630 iShares MSCI Chile Capped ETF ETF 464286640 2226 48359 SH SOLE 45996 0 2363 iShares MSCI France Fund ETF 464286707 692 22675 SH SOLE 21846 0 829 iShares MSCI Switzerland Fund ETF 464286749 555 17020 SH SOLE 14352 0 2668 iShares MSCI South Korea Fund ETF 464286772 2768 40884 SH SOLE 37963 0 2921 iShares MSCI South Africa Fund ETF 464286780 1886 32766 SH SOLE 30839 0 1927 iShares MSCI Germany Fund ETF 464286806 411 13694 SH SOLE 11563 0 2131 iShares MSCI Netherlands Fund ETF 464286814 574 18803 SH SOLE 15842 0 2961 iShares MSCI Hong Kong Fund ETF 464286871 1952 80633 SH SOLE 77768 0 2865 iShares iBoxx $ Invest Grade Corp Bond ETF 464287242 229 1996 SH SOLE 1996 0 0 iShares Barclays 1-3 Year Treasury Bond ETF 464287457 3454 41424 SH SOLE 40098 0 1326 iShares Russell 2000 Value Fund ETF 464287630 229 1735 SH SOLE 1560 0 175 iShares Barclays Agency Bond ETF 464288166 318 2856 SH SOLE 2608 0 248 iShares JPMorgan USD Emerging Markets Bond ETF 464288281 2436 22813 SH SOLE 22169 0 644 iShares Barclays MBS Bond ETF ETF 464288588 628 6026 SH SOLE 5880 0 146 iShares Short Treasury Bond ETF ETF 464288679 3467 31390 SH SOLE 30723 0 667 iShares MSCI All Peru Capped Fund ETF 464289842 2273 57908 SH SOLE 55027 0 2881 iShares MSCI Indonesia Fund ETF 46429b309 490 21345 SH SOLE 18025 0 3320 iShares MSCI Philippines Fund ETF 46429b408 246 8153 SH SOLE 6883 0 1270 iShares MSCI Ireland Fund ETF 46429b507 1486 31406 SH SOLE 30297 0 1109 iShares MSCI India Fund ETF 46429b598 589 17708 SH SOLE 15055 0 2653 iShares MSCI Poland Capped Investable Market Fund ETF 46429b606 471 21629 SH SOLE 18264 0 3365 iShares Floating Rate Note ETF 46429b655 4376 85800 SH SOLE 83400 0 2400 iShares MSCI Taiwan Fund ETF 46434g772 586 16282 SH SOLE 13717 0 2565 iShares MSCI Malaysia Fund ETF 46434g814 1360 43605 SH SOLE 42061 0 1544 iShares MSCI Japan Fund ETF 46434g822 437 7546 SH SOLE 6372 0 1174 iShares MSCI Italy Capped Fund ETF 46434g830 1441 49885 SH SOLE 48204 0 1681 iShares MSCI United Kingdom Fund ETF 46435g334 696 20008 SH SOLE 19285 0 723 iShares Core International Aggregate Bond ETF ETF 46435g672 955 18125 SH SOLE 17572 0 553 JP Morgan Chase COMMON 46625h100 11800 113239 SH SOLE 101358 0 11882 Jabil Inc. COMMON 466313103 3161 114278 SH SOLE 101554 0 12724 Johnson & Johnson COMMON 478160104 7202 59357 SH SOLE 54148 0 5209 Juniper Networks COMMON 48203r104 4386 159956 SH SOLE 140548 0 19407 Keycorp COMMON 493267108 2268 116078 SH SOLE 101287 0 14791 Kimberly Clark COMMON 494368103 5500 52214 SH SOLE 46477 0 5737 Kimco Realty Corp COMMON 49446r109 2855 168030 SH SOLE 166162 0 1868 Kohl's COMMON 500255104 6797 93242 SH SOLE 81963 0 11278 Kroger COMMON 501044101 2098 73742 SH SOLE 72474 0 1268 Lam Research COMMON 512807108 5811 33618 SH SOLE 30529 0 3089 Lowe's Companies COMMON 548661107 5288 55332 SH SOLE 47364 0 7968 MDC Holdings COMMON 552676108 8312 270131 SH SOLE 240783 0 29348 Manpower Inc COMMON 56418h100 7408 86082 SH SOLE 76317 0 9766 McKesson COMMON 58155q103 2973 22286 SH SOLE 19431 0 2855 Merck & Co. COMMON 58933y105 2773 45685 SH SOLE 44335 0 1350 Metlife COMMON 59156r108 4766 109314 SH SOLE 98017 0 11297 Microsoft COMMON 594918104 13058 132424 SH SOLE 118010 0 14413 Mosaic COMMON 61945c103 4163 148400 SH SOLE 132670 0 15730 National Oilwell COMMON 637071101 5952 137146 SH SOLE 123299 0 13847 Netapp Inc COMMON 64110d104 1324 16864 SH SOLE 16645 0 219 New York Community Bancorp COMMON 649445103 1006 91152 SH SOLE 87439 0 3713 Newmont Mining Corp Holding Co. COMMON 651639106 2801 74270 SH SOLE 69987 0 4283 Nippon Telegraph and Telephone COMMON 654624105 4083 90061 SH SOLE 78187 0 11875 Norfolk Southern COMMON 655844108 10009 66344 SH SOLE 58628 0 7716 Nutrien Ltd COMMON 67077m108 2444 44937 SH SOLE 40270 0 4667 Oceaneering Int'l COMMON 675232102 1589 62415 SH SOLE 54103 0 8311 Old National Bancorp COMMON 680033107 6242 335584 SH SOLE 297160 0 38424 Oracle COMMON 68389x105 6735 152860 SH SOLE 134961 0 17899 PNC Financial COMMON 693475105 7300 54035 SH SOLE 48019 0 6016 Pfizer COMMON 717081103 3329 91759 SH SOLE 81809 0 9950 Physicians Realty Trust COMMON 71943u104 2391 149992 SH SOLE 140705 0 9287 PIMCO 0-5 Year High Yield Corporate Bond Fund ETF 72201r783 450 4518 SH SOLE 4518 0 0 Prudential COMMON 744320102 7867 84133 SH SOLE 75811 0 8322 Qualcomm COMMON 747525103 5137 91535 SH SOLE 82843 0 8692 Regency Centers COMMON 758849103 3857 62125 SH SOLE 52547 0 9578 Royal Dutch Shell PLC Class A COMMON 780259206 3308 47787 SH SOLE 41457 0 6330 SPDR S&P China ETF 78463x400 1963 18735 SH SOLE 17605 0 1130 SPDR Blackstone GSO Senior Loan ETF 78467v608 275 5849 SH SOLE 5328 0 521 SPDR Barclays Short Term High Yield Bond ETF 78468r408 2838 103999 SH SOLE 101107 0 2892 Sanofi COMMON 80105n105 3879 96962 SH SOLE 85251 0 11711 Schlumberger COMMON 806857108 1189 17734 SH SOLE 16603 0 1131 Consumer Discret Select Sector SPDR ETF 81369y407 567 5189 SH SOLE 4665 0 524 Energy Select Sector SPDR ETF 81369y506 720 9484 SH SOLE 8557 0 927 Financials Select Sector SPDR ETF 81369y605 914 34385 SH SOLE 31017 0 3368 Technology Select Sector SPDR ETF 81369y803 852 12269 SH SOLE 11029 0 1240 Shire Pharmaceuticals COMMON 82481r106 5310 31457 SH SOLE 28157 0 3299 Siemens AG COMMON 826197501 2225 33773 SH SOLE 30921 0 2852 Societe Generale COMMON 83364l109 771 91423 SH SOLE 88810 0 2613 Symantec COMMON 871503108 4904 237494 SH SOLE 215067 0 22427 Synchrony Financial COMMON 87165b103 1607 48153 SH SOLE 45458 0 2695 Tapestry Inc COMMON 876030107 7942 170035 SH SOLE 152797 0 17238 Target COMMON 87612e106 5288 69468 SH SOLE 61087 0 8381 Total SA COMMON 89151e109 4169 68845 SH SOLE 64226 0 4619 Trinity Industries COMMON 896522109 4018 117267 SH SOLE 106802 0 10465 Tutor Perini Corp COMMON 901109108 3280 177761 SH SOLE 157646 0 20115 Tyson Foods COMMON 902494103 5296 76917 SH SOLE 68298 0 8619 United Technologies COMMON 913017109 213 1700 SH SOLE 1700 0 0 VanEck Vectors Emerging Markets High Yield Bond ETF ETF 92189f353 1129 49219 SH SOLE 45124 0 4095 VanEck Vectors Russia ETF ETF 92189f403 573 26977 SH SOLE 22778 0 4199 VanEck Vectors EM Local Curr Bond ETF ETF 92189f494 291 17117 SH SOLE 17117 0 0 Vanguard Short-Term Bond ETF ETF 921937827 313 3998 SH SOLE 3744 0 254 Vanguard Total Bond Market ETF ETF 921937835 866 10934 SH SOLE 10312 0 622 Vanguard Short-Term Corp Bond Fund ETF 92206c409 1200 15371 SH SOLE 14726 0 645 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 772 15010 SH SOLE 15010 0 0 Vanguard Interm-Tm Corp Bond Fund ETF 92206c870 1024 12263 SH SOLE 11551 0 712 Verizon Communications COMMON 92343v104 4238 84247 SH SOLE 76173 0 8074 Walmart Inc COMMON 931142103 6729 78565 SH SOLE 72249 0 6316 Walgreens Boots Alliance COMMON 931427108 1957 32615 SH SOLE 29608 0 3007 Wells Fargo & Co. COMMON 949746101 5503 99262 SH SOLE 89906 0 9356 Whirpool COMMON 963320106 7451 50953 SH SOLE 45947 0 5007 Williams Sonoma COMMON 969904101 2795 45531 SH SOLE 41711 0 3820 Yamana Gold COMMON 98462y100 2253 776778 SH SOLE 725937 0 50841 Zimmer Biomet Holdings COMMON 98956p102 5201 46668 SH SOLE 41311 0 5357 Axis Capital COMMON g0692u109 5245 94295 SH SOLE 82197 0 12099 Eaton Corp PLC COMMON g29183103 8195 109645 SH SOLE 99071 0 10573 Marvell Tech COMMON g5876h105 5432 253371 SH SOLE 229082 0 24289 Medtronic PLC COMMON g5960l103 2149 25106 SH SOLE 23398 0 1708 Seagate Technology COMMON g7945m107 7691 136203 SH SOLE 121095 0 15107 Ship Finance Int'l COMMON g81075106 3329 222693 SH SOLE 205467 0 17226 Tsakos Energy COMMON g9108l108 2109 566913 SH SOLE 493724 0 73188 Royal Caribbean Cruises COMMON v7780t103 8311 80218 SH SOLE 69205 0 11013