Chief Investment Officer

0001683168-18-000354.txt : 20180209 0001683168-18-000354.hdr.sgml : 20180209 20180209134938 ACCESSION NUMBER: 0001683168-18-000354 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180209 DATE AS OF CHANGE: 20180209 EFFECTIVENESS DATE: 20180209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 18590545 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 12-31-2017 12-31-2017 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment Officer 512-354-7044 /s/ John Buckingham Austin TX 02-09-2018 0 192 200373 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 7647 133996 SH SOLE 119641 0 14355 Aetna COMMON 00817y108 14144 78411 SH SOLE 68515 0 9896 Agrium COMMON 008916108 2313 20110 SH SOLE 17990 0 2120 Alaska Air Group COMMON 011659109 1060 14427 SH SOLE 13426 0 1001 Allianz SE COMMON 018805101 2243 97663 SH SOLE 93131 0 4532 Allstate COMMON 020002101 1475 14083 SH SOLE 12947 0 1136 Alphabet Inc Class A COMMON 02079k305 374 355 SH SOLE 355 0 0 Alphabet Inc Class C COMMON 02079k107 392 375 SH SOLE 375 0 0 Amazon.com COMMON 023135106 465 398 SH SOLE 398 0 0 American Eagle Outfitters COMMON 02553e106 6956 370026 SH SOLE 330340 0 39686 American Railcar COMMON 02916p103 2326 55853 SH SOLE 52644 0 3209 Amgen Inc COMMON 031162100 9992 57459 SH SOLE 51669 0 5790 Anworth Mortgage Asset Corp COMMON 037347101 1929 354554 SH SOLE 326037 0 28517 Apple Computer COMMON 037833100 14757 87199 SH SOLE 78908 0 8292 Archer-Daniels-Midland COMMON 039483102 6936 173065 SH SOLE 155501 0 17565 AT&T Inc COMMON 00206r102 2068 53197 SH SOLE 49729 0 3468 AVX Corp COMMON 002444107 2277 131605 SH SOLE 123502 0 8103 AXA SA COMMON 054536107 1137 38326 SH SOLE 37321 0 1005 Axis Capital COMMON g0692u109 4701 93539 SH SOLE 81208 0 12331 Baker Hughes a GE Company COMMON 05722g100 2132 67392 SH SOLE 60470 0 6922 Bank of America COMMON 060505104 8131 275448 SH SOLE 235004 0 40444 Bank of NY Mellon Corp COMMON 064058100 6550 121606 SH SOLE 105494 0 16111 Barrick Gold COMMON 067901108 2465 170352 SH SOLE 146804 0 23548 BB&T Corporation COMMON 054937107 5801 116681 SH SOLE 104591 0 12090 Benchmark Electronics COMMON 08160h101 4936 169625 SH SOLE 147462 0 22163 Berkshire Hathaway CL B COMMON 084670702 396 1999 SH SOLE 1999 0 0 BHP Billiton COMMON 088606108 854 18570 SH SOLE 17699 0 871 Biogen Idec COMMON 09062x103 5511 17300 SH SOLE 15154 0 2146 Boeing Co COMMON 097023105 2521 8550 SH SOLE 7974 0 576 Brighthouse Financial COMMON 10922n103 398 6792 SH SOLE 5842 0 950 CA Inc COMMON 12673p105 6503 195412 SH SOLE 174155 0 21257 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 4374 44905 SH SOLE 40129 0 4776 Capital One Financial COMMON 14040h105 7515 75464 SH SOLE 67468 0 7996 Cardinal Health COMMON 14149y108 1377 22478 SH SOLE 21583 0 895 Carnival Corp COMMON 143658300 1527 23001 SH SOLE 22428 0 573 Caterpillar COMMON 149123101 9226 58549 SH SOLE 52894 0 5655 Celanese Corp COMMON 150870103 10568 98689 SH SOLE 86307 0 12382 Cisco Systems COMMON 17275r102 11206 292575 SH SOLE 262398 0 30177 Comcast Corp CL A COMMON 20030n101 9904 247288 SH SOLE 218500 0 28788 Consumer Discret Select Sector SPDR ETF 81369y407 3852 39032 SH SOLE 38475 0 557 Consumer Staples Select Sector SPDR ETF 81369y308 7409 130237 SH SOLE 129517 0 720 Corning COMMON 219350105 11634 363679 SH SOLE 325384 0 38294 Cummins Inc COMMON 231021106 6260 35439 SH SOLE 30511 0 4928 CVS Health COMMON 126650100 3287 45335 SH SOLE 41099 0 4236 Deere & Co. COMMON 244199105 9532 60902 SH SOLE 54504 0 6398 Delta Air Lines COMMON 247361702 6060 108206 SH SOLE 95784 0 12421 Deutsche Post COMMON 25157y202 1569 32976 SH SOLE 32310 0 666 Digital Realty Trust COMMON 253868103 6203 54462 SH SOLE 47941 0 6521 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459w789 306 3706 SH SOLE 3706 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25490k281 321 2551 SH SOLE 2551 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459w862 393 8875 SH SOLE 8875 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459w847 330 4691 SH SOLE 4691 0 0 DSW Inc COMMON 23334l102 2070 96682 SH SOLE 92632 0 4050 Eaton Corp PLC COMMON g29183103 8907 112726 SH SOLE 101924 0 10803 Energy Select Sector SPDR ETF 81369y506 8655 119780 SH SOLE 119196 0 584 Exxon Mobil COMMON 30231g102 5367 64162 SH SOLE 58689 0 5473 FedEx Corp COMMON 31428x106 7551 30260 SH SOLE 25958 0 4302 Fifth Third Bancorp COMMON 316773100 6640 218868 SH SOLE 189734 0 29134 Financials Select Sector SPDR ETF 81369y605 8780 314597 SH SOLE 312653 0 1944 Fluor COMMON 343412102 3719 72012 SH SOLE 62678 0 9334 Foot Locker COMMON 344849104 2222 47389 SH SOLE 46103 0 1286 General Motors COMMON 37045v100 6871 167617 SH SOLE 148608 0 19008 Gilead Sciences COMMON 375558103 4865 67909 SH SOLE 62471 0 5438 Global X FTSE Colombia 20 ETF ETF 37950e200 4241 423209 SH SOLE 420256 0 2953 Goldman Sachs Group COMMON 38141g104 5329 20918 SH SOLE 18663 0 2255 Goodyear Tire COMMON 382550101 7387 228632 SH SOLE 205621 0 23010 Halliburton Co. COMMON 406216101 3986 81557 SH SOLE 70381 0 11177 Health Care Select Sector SPDR ETF 81369y209 8739 105698 SH SOLE 105047 0 651 HollyFrontier Corp COMMON 436106108 9754 190432 SH SOLE 168977 0 21455 Home Depot COMMON 437076102 330 1740 SH SOLE 1740 0 0 Honda Motor COMMON 438128308 1761 51677 SH SOLE 46792 0 4885 HSBC Holdings PLC COMMON 404280406 2560 49578 SH SOLE 45890 0 3688 Industrial Select Sector SPDR ETF 81369y704 2347 31018 SH SOLE 31018 0 0 ING Groep NV COMMON 456837103 6895 373518 SH SOLE 325410 0 48108 Intel COMMON 458140100 11809 255834 SH SOLE 233869 0 21965 Int'l Business Machines COMMON 459200101 7175 46765 SH SOLE 41935 0 4830 iShare International Treasury Bond ETF ETF 464288117 5366 107501 SH SOLE 107501 0 0 iShares Barclays 20 plus Year Treasury Bond ETF 464287432 1081 8518 SH SOLE 8339 0 179 iShares Barclays 7-10 Year Treasury ETF 464287440 528 5001 SH SOLE 4894 0 107 iShares Barclays MBS Bond ETF ETF 464288588 801 7514 SH SOLE 7191 0 323 iShares Core International Aggregate Bond ETF ETF 46435g672 6591 126634 SH SOLE 126634 0 0 iShares iBoxx $ Invest Grade Corp Bond ETF 464287242 6464 53176 SH SOLE 51708 0 1468 iShares JPMorgan USD Emerging Markets Bond ETF 464288281 4737 40805 SH SOLE 39831 0 974 iShares MSCI All Peru Capped Index Fund ETF 464289842 5024 122600 SH SOLE 120421 0 2179 iShares MSCI Australia Index ETF 464286103 5444 234964 SH SOLE 233541 0 1423 iShares MSCI Austria Index ETF 464286202 1511 61322 SH SOLE 56962 0 4360 iShares MSCI Belgium Capped Index ETF 464286301 629 29919 SH SOLE 25647 0 4272 iShares MSCI Brazil Capped Index Fund ETF 464286400 11155 275783 SH SOLE 271041 0 4742 iShares MSCI Chile Capped ETF ETF 464286640 6158 118055 SH SOLE 116392 0 1663 iShares MSCI France Index Fund ETF 464286707 1961 62820 SH SOLE 61991 0 829 iShares MSCI Frontier 100 ETF 464286145 438 13211 SH SOLE 13211 0 0 iShares MSCI Germany Index Fund ETF 464286806 4063 123045 SH SOLE 119791 0 3254 iShares MSCI Hong Kong Index ETF 464286871 7198 283144 SH SOLE 282680 0 464 iShares MSCI India Index Fund ETF 46429b598 6060 168005 SH SOLE 164367 0 3638 iShares MSCI Indonesia Index ETF 46429b309 4488 157853 SH SOLE 152938 0 4915 iShares MSCI Italy Capped Index ETF 46434g830 5004 164386 SH SOLE 163250 0 1136 iShares MSCI Japan Index ETF 46434g822 7672 128014 SH SOLE 126757 0 1257 iShares MSCI Netherlands Fund ETF 464286814 1768 55709 SH SOLE 52501 0 3208 iShares MSCI New Zealand Index ETF 464289123 6118 128890 SH SOLE 127043 0 1847 iShares MSCI Philippines Index ETF 46429b408 328 8454 SH SOLE 7245 0 1209 iShares MSCI Poland Capped Investable Market Index Fund ETF 46429b606 5233 193157 SH SOLE 188424 0 4733 iShares MSCI South Africa Index ETF 464286780 6793 97058 SH SOLE 94332 0 2726 iShares MSCI South Korea Index ETF 464286772 8603 114810 SH SOLE 112292 0 2518 iShares MSCI Spain Capped Index ETF 464286764 6081 185568 SH SOLE 184609 0 959 iShares MSCI Switzerland Index ETF 464286749 4160 116918 SH SOLE 113577 0 3341 iShares MSCI Taiwan Index ETF 46434g772 4167 115075 SH SOLE 111303 0 3772 iShares MSCI Thailand Capped ETF ETF 464286624 8337 90126 SH SOLE 88475 0 1651 iShares MSCI United Kingdom Index ETF 46435g334 6936 193632 SH SOLE 192277 0 1355 iShares National Muni Bond ETF ETF 464288414 1895 17113 SH SOLE 16748 0 365 iShares Russell 2000 Value Index ETF 464287630 2869 22814 SH SOLE 22706 0 108 Jabil Inc. COMMON 466313103 3128 119166 SH SOLE 106333 0 12833 Johnson & Johnson COMMON 478160104 8786 62884 SH SOLE 57570 0 5314 JP Morgan Chase COMMON 46625h100 12228 114346 SH SOLE 102240 0 12106 Juniper Networks COMMON 48203r104 672 23579 SH SOLE 23579 0 0 Keycorp COMMON 493267108 2345 116244 SH SOLE 101266 0 14978 Kimberly Clark COMMON 494368103 5137 42578 SH SOLE 36918 0 5660 Kimco Realty Corp COMMON 49446r109 2441 134470 SH SOLE 130806 0 3664 Kohl's COMMON 500255104 5205 95977 SH SOLE 84299 0 11678 Kroger COMMON 501044101 2030 73955 SH SOLE 72593 0 1362 Lowe's Companies COMMON 548661107 5113 55011 SH SOLE 46921 0 8090 Manpower Inc COMMON 56418h100 8080 64069 SH SOLE 56604 0 7465 Market Vectors Emerging Markets High Yield Bond ETF ETF 92189f353 6565 268172 SH SOLE 263139 0 5033 Market Vectors Russia ETF ETF 92189f403 5863 276432 SH SOLE 270651 0 5781 Marvell Tech COMMON g5876h105 5656 263418 SH SOLE 238521 0 24897 Materials Select Sector SPDR ETF 81369y100 2613 43161 SH SOLE 43161 0 0 McKesson COMMON 58155q103 3576 22928 SH SOLE 19963 0 2965 MDC Holdings COMMON 552676108 8581 269167 SH SOLE 239314 0 29853 Medtronic PLC COMMON g5960l103 2031 25150 SH SOLE 23435 0 1715 Merck & Co. COMMON 58933y105 2485 44161 SH SOLE 42782 0 1379 Metlife COMMON 59156r108 5530 109377 SH SOLE 98014 0 11363 Microsoft COMMON 594918104 14251 166599 SH SOLE 149514 0 17085 Mosaic COMMON 61945c103 3824 149027 SH SOLE 132880 0 16148 National Oilwell COMMON 637071101 4986 138410 SH SOLE 124256 0 14154 Netapp Inc COMMON 64110d104 1118 20216 SH SOLE 19997 0 219 Newmont Mining Corp Holding Co. COMMON 651639106 2844 75804 SH SOLE 71519 0 4285 Nike Inc. COMMON 654106103 5995 95847 SH SOLE 84903 0 10944 Nippon Telegraph and Telephone COMMON 654624105 4144 87730 SH SOLE 75678 0 12053 Norfolk Southern COMMON 655844108 9736 67192 SH SOLE 59276 0 7916 Oceaneering Int'l COMMON 675232102 1376 65078 SH SOLE 56620 0 8457 Old National Bancorp COMMON 680033107 5841 334732 SH SOLE 295647 0 39085 Oracle COMMON 68389x105 7140 151016 SH SOLE 133033 0 17982 Pfizer COMMON 717081103 3171 87558 SH SOLE 77532 0 10026 Physicians Realty Trust COMMON 71943u104 2292 127404 SH SOLE 119306 0 8098 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201r783 4661 46387 SH SOLE 45140 0 1247 PNC Financial COMMON 693475105 7771 53860 SH SOLE 47691 0 6169 PowerShares DB Optimum Yield Commodity ETF 73937v106 1092 62596 SH SOLE 62596 0 0 Powershares S&P 500 Consumer Discretionary ETF 73937b506 382 6253 SH SOLE 6253 0 0 Proctor & Gamble COMMON 742718109 225 2445 SH SOLE 2445 0 0 Prudential COMMON 744320102 10029 87228 SH SOLE 78767 0 8461 Qualcomm COMMON 747525103 5810 90750 SH SOLE 81942 0 8808 Rayonier COMMON 754907103 995 31454 SH SOLE 27753 0 3701 Real Estate Select SPDR ETF 81369y860 1632 49543 SH SOLE 49135 0 408 Regency Centers COMMON 758849103 4184 60484 SH SOLE 51268 0 9216 Royal Caribbean Cruises COMMON v7780t103 9760 81823 SH SOLE 70469 0 11354 Royal Dutch Shell A COMMON 780259206 3112 46647 SH SOLE 40254 0 6393 Sanofi COMMON 80105n105 4308 100185 SH SOLE 88251 0 11934 Schlumberger COMMON 806857108 1221 18118 SH SOLE 16963 0 1155 Seagate Technology COMMON g7945m107 8942 213710 SH SOLE 191577 0 22132 Ship Finance Int'l COMMON g81075106 3425 220945 SH SOLE 203115 0 17830 Shire Pharmaceuticals COMMON 82481r106 4518 29128 SH SOLE 26145 0 2983 Siemens AG COMMON 826197501 2158 31158 SH SOLE 28268 0 2890 Societe Generale COMMON 83364l109 996 96144 SH SOLE 93287 0 2857 SPDR Bloomberg Barclays 1-3 Month T-Bill ETF ETF 78468r663 11342 124097 SH SOLE 124097 0 0 SPDR S&P Emerging Markets Small Cap ETF 78463x756 6581 126549 SH SOLE 125826 0 723 Symantec COMMON 871503108 6857 244352 SH SOLE 221411 0 22941 Synchrony Financial COMMON 87165b103 1862 48222 SH SOLE 45456 0 2766 Tapestry Inc COMMON 876030107 7615 172168 SH SOLE 154451 0 17717 Target COMMON 87612e106 4472 68543 SH SOLE 60002 0 8541 Technology Select Sector SPDR ETF 81369y803 5126 80162 SH SOLE 78892 0 1270 Total SA COMMON 89151e109 3822 69143 SH SOLE 64490 0 4653 Trinity Industries COMMON 896522109 4323 115394 SH SOLE 104290 0 11104 Tsakos Energy COMMON g9108l108 2217 566948 SH SOLE 490750 0 76198 Tutor Perini Corp COMMON 901109108 4381 172818 SH SOLE 152473 0 20345 Tyson Foods COMMON 902494103 6126 75560 SH SOLE 66829 0 8732 United Technologies COMMON 913017109 217 1700 SH SOLE 1700 0 0 Utilities Select Sector SPDR ETF 81369y886 4712 89448 SH SOLE 89206 0 242 VanEck Vectors Semiconductor ETF ETF 92189f676 1197 12241 SH SOLE 12241 0 0 Vanguard Emerging Markets Government Bond ETF ETF 921946885 3922 48865 SH SOLE 48865 0 0 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206c870 1600 18306 SH SOLE 17520 0 786 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 927 17681 SH SOLE 17681 0 0 Vanguard Short-Term Bond ETF ETF 921937827 5212 65887 SH SOLE 65423 0 464 Vanguard Short-Term Corp Bond Index ETF ETF 92206c409 235 2962 SH SOLE 2962 0 0 Vanguard Total Bond Market ETF ETF 921937835 1362 16696 SH SOLE 15787 0 909 Verizon Communications COMMON 92343v104 4388 82897 SH SOLE 74994 0 7903 Walgreens Boots Alliance COMMON 931427108 2024 27874 SH SOLE 25616 0 2258 Wal-Mart Stores COMMON 931142103 7956 80566 SH SOLE 74087 0 6479 Walt Disney COMMON 254687106 11432 106334 SH SOLE 95310 0 11024 Wells Fargo & Co. COMMON 949746101 6205 102278 SH SOLE 92756 0 9522 Whirpool COMMON 963320106 6246 37038 SH SOLE 33635 0 3403 Williams Sonoma COMMON 969904101 2233 43197 SH SOLE 39332 0 3865 Yamana Gold COMMON 98462y100 2346 751843 SH SOLE 699715 0 52128 Zimmer Biomet COMMON 98956p102 5588 46305 SH SOLE 40887 0 5418