Chief Investment officer

0001683168-17-001248.txt : 20170515 0001683168-17-001248.hdr.sgml : 20170515 20170515153118 ACCESSION NUMBER: 0001683168-17-001248 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 17843805 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 03-31-2017 03-31-2017 false AFAM CAPITAL, INC.

12117 Fm 2244 Bldg 3, Suite 170 Austin TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment officer 512-354-7044 /s/ John Buckingham Austin TX 05-15-2017 0 185 720996 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 5938 133698 SH SOLE 118433 0 15264 Aetna COMMON 00817Y108 10496 82287 SH SOLE 71517 0 10770 Agrium COMMON 008916108 1707 17862 SH SOLE 16044 0 1818 Alaska Air Group COMMON 011659109 1099 11912 SH SOLE 11002 0 910 Allianz SE COMMON 018805101 1460 78769 SH SOLE 75023 0 3746 Allstate COMMON 020002101 2055 25213 SH SOLE 23732 0 1481 American Eagle Outfitters COMMON 02553E106 5591 398518 SH SOLE 356116 0 42403 American Railcar COMMON 02916P103 2649 64441 SH SOLE 58642 0 5799 Amgen Inc COMMON 031162100 9241 56326 SH SOLE 50257 0 6069 Anworth Mortgage Asset Corp COMMON 037347101 1938 349275 SH SOLE 320758 0 28517 Apple Computer COMMON 037833100 12682 88281 SH SOLE 79497 0 8784 Archer-Daniels-Midland COMMON 039483102 7815 169748 SH SOLE 151137 0 18611 AT&T Inc COMMON 00206r102 2364 56898 SH SOLE 53451 0 3447 AVX Corp COMMON 002444107 2370 144671 SH SOLE 134618 0 10053 Axis Capital COMMON G0692U109 6372 95063 SH SOLE 81679 0 13384 Baker Hughes COMMON 057224107 4852 81118 SH SOLE 70266 0 10852 Bank of America COMMON 060505104 6194 262571 SH SOLE 219067 0 43504 Bank of NY Mellon Corp COMMON 064058100 5887 124636 SH SOLE 106998 0 17638 Barrick Gold COMMON 067901108 3135 165064 SH SOLE 139681 0 25383 BB&T Corporation COMMON 054937107 5144 115069 SH SOLE 102315 0 12754 Benchmark Electronics COMMON 08160h101 5490 172653 SH SOLE 148369 0 24284 BHP Billiton COMMON 088606108 701 19291 SH SOLE 18455 0 836 Biogen Idec COMMON 09062X103 4665 17061 SH SOLE 14757 0 2304 Boeing Co COMMON 097023105 1957 11064 SH SOLE 10478 0 586 Brocade Communications Systems COMMON 111621306 6759 541610 SH SOLE 472702 0 68908 CA Inc COMMON 12673P105 6352 200260 SH SOLE 177605 0 22654 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 3880 45010 SH SOLE 39782 0 5229 Capital One Financial COMMON 14040H105 6278 72447 SH SOLE 64010 0 8437 Cardinal Health COMMON 14149Y108 1621 19875 SH SOLE 17120 0 2755 Carnival Corp COMMON 143658300 1418 24076 SH SOLE 23514 0 562 Caterpillar COMMON 149123101 5674 61170 SH SOLE 54866 0 6304 Celanese Corp COMMON 150870103 9065 100895 SH SOLE 87700 0 13195 Cisco Systems COMMON 17275R102 10158 300535 SH SOLE 268272 0 32263 Coach COMMON 189754104 7261 175692 SH SOLE 156477 0 19215 Comcast Corp CL A COMMON 20030N101 9047 240672 SH SOLE 210167 0 30505 Consumer Discret Select Sector SPDR ETF 81369Y407 2480 28198 SH SOLE 27601 0 597 Consumer Staples Select Sector SPDR ETF 81369Y308 4607 84404 SH SOLE 83464 0 940 Corning COMMON 219350105 9955 368715 SH SOLE 328727 0 39987 CSX COMMON 126408103 1039 22319 SH SOLE 21530 0 789 Cummins Inc COMMON 231021106 5541 36649 SH SOLE 31420 0 5229 CVS Health COMMON 126650100 3677 46844 SH SOLE 41303 0 5542 Deere & Co. COMMON 244199105 6870 63108 SH SOLE 55992 0 7115 Delta Air Lines COMMON 247361702 4573 99489 SH SOLE 86395 0 13095 Digital Realty Trust COMMON 253868103 5608 52709 SH SOLE 45860 0 6849 Diodes COMMON 254543101 371 15431 SH SOLE 9666 0 5765 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 507 9078 SH SOLE 9078 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25490K281 203 2750 SH SOLE 2750 0 0 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 203 5665 SH SOLE 5665 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 596 4715 SH SOLE 4715 0 0 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 386 3646 SH SOLE 3643 0 3 DSW Inc COMMON 23334L102 2175 105157 SH SOLE 96057 0 9100 Eaton Corp PLC COMMON G29183103 8242 111154 SH SOLE 99562 0 11593 Energy Select Sector SPDR ETF 81369Y506 676 9669 SH SOLE 9106 0 563 Entergy COMMON 29364G103 3804 50074 SH SOLE 46623 0 3451 Ericsson COMMON 294821608 1817 273676 SH SOLE 247990 0 25686 Exxon Mobil COMMON 30231G102 5023 61245 SH SOLE 55630 0 5615 FedEx Corp COMMON 31428X106 5807 29758 SH SOLE 25195 0 4563 Fifth Third Bancorp COMMON 316773100 5571 219343 SH SOLE 187832 0 31510 Financials Select Sector SPDR ETF 81369Y605 3679 155033 SH SOLE 153940 0 1093 Fluor COMMON 343412102 4229 80370 SH SOLE 69942 0 10428 Foot Locker COMMON 344849104 1425 19051 SH SOLE 18278 0 773 General Electric Co. COMMON 369604103 1645 55210 SH SOLE 50079 0 5131 General Motors COMMON 37045V100 5575 157670 SH SOLE 137766 0 19905 Gilead Sciences COMMON 375558103 4322 63635 SH SOLE 57138 0 6497 Global X FTSE Colombia 20 ETF ETF 37950E200 3228 340147 SH SOLE 335842 0 4305 Goldman Sachs Group COMMON 38141G104 3997 17400 SH SOLE 14956 0 2444 Goodyear Tire COMMON 382550101 7298 202717 SH SOLE 179126 0 23591 Halliburton Co. COMMON 406216101 3524 71617 SH SOLE 61234 0 10382 Health Care Select Sector SPDR ETF 81369Y209 5289 71129 SH SOLE 70437 0 692 HollyFrontier Corp COMMON 436106108 5373 189597 SH SOLE 166806 0 22791 Honda Motor COMMON 438128308 1545 51058 SH SOLE 46152 0 4906 HSBC Holdings PLC COMMON 404280406 1900 46542 SH SOLE 42854 0 3688 Industrial Select Sector SPDR ETF 81369Y704 4227 64968 SH SOLE 64968 0 0 ING Groep NV COMMON 456837103 5873 389222 SH SOLE 336584 0 52638 Intel COMMON 458140100 8855 245500 SH SOLE 222701 0 22799 Int'l Business Machines COMMON 459200101 6339 36402 SH SOLE 32902 0 3500 iShares Barclays 20 Plux Year Treas Bond ETF 464287432 3088 25584 SH SOLE 24736 0 848 iShares Barclays 3-7 Year Treasury Bond ETF ETF 464288661 1687 13710 SH SOLE 13312 0 398 iShares Barclays 7-10 Year Treasury ETF 464287440 2398 22713 SH SOLE 21996 0 717 iShares Barclays MBS Bond ETF ETF 464288588 5973 56061 SH SOLE 54590 0 1471 iShares iBoxx Invest Grade Corp Bond ETF 464287242 3124 26492 SH SOLE 25810 0 682 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 2301 20235 SH SOLE 19698 0 537 iShares MSCI All Peru Capped Index Fund ETF 464289842 4303 126256 SH SOLE 124140 0 2116 iShares MSCI Australia Index ETF 464286103 3626 160370 SH SOLE 158528 0 1842 iShares MSCI Austria Index ETF 464286202 2336 128591 SH SOLE 126978 0 1613 iShares MSCI Belgium Capped Index ETF 464286301 621 33085 SH SOLE 28651 0 4434 iShares MSCI Brazil Capped Index Fund ETF 464286400 8178 218323 SH SOLE 213607 0 4716 iShares MSCI Canada Index ETF 464286509 331 12327 SH SOLE 10756 0 1571 iShares MSCI Chile Capped ETF ETF 464286640 3824 87776 SH SOLE 85883 0 1893 iShares MSCI France Index Fund ETF 464286707 2103 79329 SH SOLE 78279 0 1050 iShares MSCI Frontier 100 ETF 464286145 297 10697 SH SOLE 10697 0 0 iShares MSCI Germany Index Fund ETF 464286806 4373 152108 SH SOLE 147698 0 4410 iShares MSCI Hong Kong Index ETF 464286871 2582 116052 SH SOLE 114586 0 1466 iShares MSCI India Index Fund ETF 46429B598 2576 81803 SH SOLE 79641 0 2162 iShares MSCI Indonesia Index ETF 46429B309 2597 100686 SH SOLE 96756 0 3930 iShares MSCI Italy Capped Inde ETF 46434G830 340 13203 SH SOLE 13203 0 0 iShares MSCI Japan Index ETF 46434G822 5882 114216 SH SOLE 111519 0 2697 iShares MSCI Netherlands Inves ETF 464286814 2464 91912 SH SOLE 88000 0 3912 iShares MSCI New Zealand Index ETF 464289123 4448 105353 SH SOLE 103209 0 2144 iShares MSCI Philippines Index ETF 46429B408 312 9145 SH SOLE 7925 0 1220 iShares MSCI Poland Investable ETF ETF 46429B606 1583 73375 SH SOLE 70992 0 2383 iShares MSCI South Africa Index ETF 464286780 3642 65987 SH SOLE 64641 0 1346 iShares MSCI South Korea Index ETF 464286772 4059 65610 SH SOLE 63600 0 2010 iShares MSCI Spain Capped Index ETF 464286764 2000 65762 SH SOLE 65073 0 689 iShares MSCI Switzerland Index ETF 464286749 3145 98343 SH SOLE 94863 0 3480 iShares MSCI Taiwan Index ETF 46434G772 4743 142724 SH SOLE 138750 0 3974 iShares MSCI Thailand Capped ETF ETF 464286624 5076 65085 SH SOLE 63366 0 1719 iShares MSCI United Kingdom Index ETF 46435G334 816 25068 SH SOLE 24829 0 239 iShares National Muni Bond ETF 464288414 839 7698 SH SOLE 7508 0 190 Jabil Circuit COMMON 466313103 3322 114864 SH SOLE 101750 0 13114 Johnson & Johnson COMMON 478160104 7933 63690 SH SOLE 58313 0 5377 JP Morgan Chase COMMON 46625H100 10115 115157 SH SOLE 102445 0 12712 Keycorp COMMON 493267108 2280 128222 SH SOLE 113011 0 15211 Kimberly Clark COMMON 494368103 1930 14665 SH SOLE 13103 0 1562 Kohl's COMMON 500255104 3718 93398 SH SOLE 81250 0 12148 Manpower Inc COMMON 56418H100 10608 103424 SH SOLE 91104 0 12320 Marvell Tech COMMON g5876h105 3656 239581 SH SOLE 211562 0 28019 Materials Select Sector SPDR ETF 81369Y100 1018 19423 SH SOLE 19423 0 0 McKesson COMMON 58155Q103 3151 21254 SH SOLE 18878 0 2376 MDC Holdings COMMON 552676108 7876 262103 SH SOLE 232386 0 29717 Medtronic PLC COMMON G5960L103 1464 18175 SH SOLE 16574 0 1601 Merck & Co. COMMON 58933Y105 2039 32088 SH SOLE 28812 0 3276 Metlife COMMON 59156r108 5723 108348 SH SOLE 95996 0 12352 Microsoft COMMON 594918104 11134 169063 SH SOLE 150820 0 18243 Mosaic COMMON 61945c103 3395 116348 SH SOLE 104322 0 12026 National Oilwell COMMON 637071101 5569 138913 SH SOLE 124485 0 14427 Navios Maritime Holdings Inc COMMON Y62196103 672 359197 SH SOLE 309283 0 49914 New Residential Investment COMMON 64828T201 195 11495 SH SOLE 10738 0 757 Newmont Mining Corp Holding Co. COMMON 651639106 2349 71273 SH SOLE 66928 0 4345 Nike Inc. COMMON 654106103 5053 90674 SH SOLE 79355 0 11318 Nippon Telegraph and Telephone COMMON 654624105 3410 79602 SH SOLE 67245 0 12358 Norfolk Southern COMMON 655844108 8032 71735 SH SOLE 63200 0 8535 Oceaneering Int'l COMMON 675232102 2965 109503 SH SOLE 95780 0 13723 Old National Bancorp COMMON 680033107 5645 325357 SH SOLE 283314 0 42042 Oracle COMMON 68389X105 6599 147933 SH SOLE 129104 0 18829 PetMed Express COMMON 716382106 1968 97720 SH SOLE 90942 0 6778 Pfizer COMMON 717081103 2552 74585 SH SOLE 65309 0 9276 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 776 7674 SH SOLE 7455 0 219 PNC Bank COMMON 693475105 6616 55024 SH SOLE 48104 0 6920 Powershares DB Optimum Yield ETF 73937V106 714 42917 SH SOLE 42917 0 0 Powershares S&P 500 Consumer Discretionary ETF 73937B506 330 6253 SH SOLE 6253 0 0 Powershares Senior Loan Portfolio ETF 73936Q769 1279 55007 SH SOLE 52372 0 2635 Prudential COMMON 744320102 9300 87176 SH SOLE 78339 0 8837 Qualcomm COMMON 747525103 4575 79784 SH SOLE 70879 0 8906 Rayonier COMMON 754907103 897 31667 SH SOLE 27966 0 3701 Real Estate Select SPDR ETF 81369Y860 1122 35510 SH SOLE 35100 0 410 Royal Caribbean Cruises COMMON v7780t103 8399 85611 SH SOLE 73549 0 12062 Royal Dutch Shell A COMMON 780259206 2328 44144 SH SOLE 37662 0 6481 Sanofi COMMON 80105n105 4226 93401 SH SOLE 84228 0 9173 Schlumberger COMMON 806857108 1167 14938 SH SOLE 13058 0 1880 Seagate Technology COMMON g7945m107 9702 211236 SH SOLE 187757 0 23479 Ship Finance Int'l COMMON G81075106 2897 197044 SH SOLE 180037 0 17007 Shire Pharmaceuticals COMMON 82481R106 4786 27469 SH SOLE 23902 0 3567 SPDR Bloomberg Barclays 1 to 3 Month Bill ETF 78464A680 1291 28233 SH SOLE 26617 0 1616 SPDR S&P Emerging Markets Small Cap ETF ETF 78463X756 4101 90368 SH SOLE 89237 0 1131 Staples COMMON 855030102 1850 210983 SH SOLE 187203 0 23779 Symantec COMMON 871503108 7537 245662 SH SOLE 220779 0 24884 Synchrony Financial COMMON 87165B103 1541 44935 SH SOLE 41780 0 3155 Target COMMON 87612E106 4062 73592 SH SOLE 63974 0 9618 Technology Select Sector SPDR ETF 81369Y803 7385 138532 SH SOLE 137315 0 1217 TeeKay Shipping COMMON Y8564W103 1165 127290 SH SOLE 110702 0 16588 The Travelers Companies COMMON 89417e109 2259 18740 SH SOLE 16754 0 1986 Total SA COMMON 89151e109 3095 61386 SH SOLE 58683 0 2703 Trinity Industries COMMON 896522109 3009 113322 SH SOLE 102234 0 11088 Tsakos Energy COMMON G9108L108 1524 318089 SH SOLE 273668 0 44421 Tutor Perini Corp COMMON 901109108 5256 165284 SH SOLE 143466 0 21818 Tyson Foods COMMON 902494103 4349 70468 SH SOLE 61445 0 9023 Utilities Select Sector SPDR ETF 81369Y886 297 5787 SH SOLE 5291 0 496 Vaneck Vectors Emerging Markets High Yield Bond ETF ETF 92189F353 5588 226586 SH SOLE 222847 0 3739 Vaneck Vectors Russia ETF ETF 92189F403 5685 275020 SH SOLE 268146 0 6874 VanEck Vectors Semiconductor ETF ETF 92189f676 877 11000 SH SOLE 11000 0 0 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 1593 18444 SH SOLE 17475 0 969 Vanguard Mortgage-Backed Securities ETF ETF 92206c771 807 15369 SH SOLE 15369 0 0 Vanguard Short-Term Bond ETF ETF 921937827 1949 24451 SH SOLE 23947 0 504 Vanguard Short-Term Corp Bond Index ETF ETF 92206C409 434 5439 SH SOLE 4979 0 460 Vanguard Telecom Services ETF ETF 92204A884 301 3176 SH SOLE 2904 0 272 Vanguard Total Bond Market ETF ETF 921937835 1338 16501 SH SOLE 15480 0 1021 Vanguard Total Stock Market ETF ETF 922908769 279 2299 SH SOLE 2299 0 0 Wal-Mart Stores COMMON 931142103 5541 76875 SH SOLE 70141 0 6734 Walt Disney COMMON 254687106 11783 103913 SH SOLE 92190 0 11723 Wells Fargo & Co. COMMON 949746101 5482 98487 SH SOLE 88148 0 10339 Whirpool COMMON 963320106 5842 34098 SH SOLE 30577 0 3522 Williams Sonoma COMMON 969904101 1235 23034 SH SOLE 19169 0 3865 Yamana Gold COMMON 98462Y100 1998 723838 SH SOLE 666674 0 57164 Zimmer Biomet COMMON 98956p102 5022 41124 SH SOLE 35375 0 5749