0001019687-15-003948.txt : 20151110 0001019687-15-003948.hdr.sgml : 20151110 20151109093509 ACCESSION NUMBER: 0001019687-15-003948 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 EFFECTIVENESS DATE: 20151109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 151214279 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 09-30-2015 09-30-2015 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7044 /s/ John Buckingham Austin TX 11-06-2015 0 150 656211 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 3696 91905 SH SOLE 78574 0 13330 Activision Blizzard COMMON 00507V109 366 11864 SH SOLE 978 0 10886 Aetna COMMON 00817Y108 11148 101893 SH SOLE 84642 0 17251 Agrium COMMON 008916108 1141 12748 SH SOLE 12311 0 437 Allstate COMMON 020002101 1394 23936 SH SOLE 23063 0 873 American Eagle Outfitters COMMON 02553E106 6383 408379 SH SOLE 348935 0 59444 American Railcar COMMON 02916P103 2446 67638 SH SOLE 58240 0 9398 Amgen Inc COMMON 031162100 8140 58850 SH SOLE 50171 0 8679 Anworth Mortgage Asset Corp COMMON 037347101 1589 321563 SH SOLE 295443 0 26120 Apache COMMON 037411105 1919 49011 SH SOLE 43029 0 5982 Apple Computer COMMON 037833100 10709 97090 SH SOLE 83877 0 13213 Archer-Daniels-Midland COMMON 039483102 7994 192854 SH SOLE 165178 0 27677 AT&T Inc Com COMMON 00206r102 1236 37934 SH SOLE 36881 0 1053 AVX Corp COMMON 002444107 1825 139421 SH SOLE 129719 0 9702 Axis Capital COMMON G0692U109 5947 110704 SH SOLE 92351 0 18352 Baker Hughes COMMON 057224107 4784 91936 SH SOLE 75630 0 16306 Bank of NY Mellon Corp. COMMON 064058100 6463 165078 SH SOLE 136535 0 28543 Barrick Gold COMMON 067901108 1231 193618 SH SOLE 160039 0 33579 Baxalta Incorporated COMMON 07177M103 2726 86517 SH SOLE 72743 0 13774 Baxter International COMMON 071813109 2871 87389 SH SOLE 73740 0 13649 BB&T Corporation COMMON 054937107 4573 128449 SH SOLE 108144 0 20305 Benchmark Electronics COMMON 08160h101 5714 262608 SH SOLE 220364 0 42244 BHP Billiton COMMON 088606108 1358 42956 SH SOLE 40257 0 2700 BioMed Realty COMMON 09063H107 6803 340491 SH SOLE 292716 0 47776 Bristow Group Inc COMMON 110394103 2737 104610 SH SOLE 86448 0 18161 Brocade Communications Systems COMMON 111621306 5048 486339 SH SOLE 388661 0 97678 CA Inc. COMMON 12673P105 5739 210203 SH SOLE 182141 0 28062 California Water Service COMMON 130788102 3378 152726 SH SOLE 119370 0 33356 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 4282 59507 SH SOLE 50412 0 9095 Capital One Financial COMMON 14040H105 5658 78021 SH SOLE 64888 0 13134 Cardinal Health COMMON 14149Y108 1110 14447 SH SOLE 13612 0 835 Caterpillar COMMON 149123101 4453 68134 SH SOLE 58500 0 9634 Celanese Corp COMMON 150870103 7181 121367 SH SOLE 101481 0 19885 Chesapeake Energy COMMON 165167107 782 106677 SH SOLE 86345 0 20332 Cisco Systems COMMON 17275R102 8507 324085 SH SOLE 272708 0 51377 Coach COMMON 189754104 5455 188571 SH SOLE 161096 0 27475 Comcast Corp CL A COMMON 20030N101 8207 144291 SH SOLE 119594 0 24697 Corning COMMON 219350105 6517 380655 SH SOLE 333632 0 47022 Credit Suisse Group COMMON 225401108 2292 95363 SH SOLE 76277 0 19087 CSX COMMON 126408103 891 33124 SH SOLE 32400 0 724 Deere & Co. COMMON 244199105 5200 70267 SH SOLE 59539 0 10728 Diamond Offshore COMMON 25271c102 893 51641 SH SOLE 44152 0 7489 Diodes COMMON 254543101 382 17855 SH SOLE 12090 0 5765 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 211 4576 SH SOLE 4576 0 0 Disney, Walt COMMON 254687106 11116 108769 SH SOLE 91144 0 17624 Eaton Corp PLC COMMON G29183103 6311 123031 SH SOLE 106586 0 16445 ENI SPA ADR COMMON 26874r108 1055 33631 SH SOLE 29508 0 4123 Ensco PLC COMMON G3157S106 1839 130575 SH SOLE 115358 0 15217 Entergy COMMON 29364G103 3779 58046 SH SOLE 50887 0 7159 Ericsson COMMON 294821608 5081 519535 SH SOLE 441352 0 78183 Exxon Mobil COMMON 30231G102 4731 63628 SH SOLE 55728 0 7899 First Trust Enhanced Short Maturity ETF 33739Q408 2268 37882 SH SOLE 37882 0 0 First Trust Switzerland AlphaDEX Fund ETF 33737J232 254 6806 SH SOLE 6806 0 0 First Trust Tactical High Yield ETF 33738D408 3346 69514 SH SOLE 69514 0 0 First Trust Taiwan AlphaDEX Fund ETF 33737J257 249 8297 SH SOLE 8297 0 0 First Trust Technology ETF 33734X176 302 9550 SH SOLE 9550 0 0 Fluor COMMON 343412102 3334 78724 SH SOLE 68061 0 10664 Freeport McMoran Copper & Gold COMMON 35671D857 1356 139895 SH SOLE 110212 0 29683 General Electric Co. COMMON 369604103 1981 78568 SH SOLE 71809 0 6759 General Motors COMMON 37045V100 4633 154338 SH SOLE 126520 0 27818 Gilead Sciences COMMON 375558103 6079 61912 SH SOLE 53998 0 7914 Global X FTSE Colombia 20 ETF ETF 37950e200 2067 250525 SH SOLE 250525 0 0 Goldman Sachs Group COMMON 38141G104 3450 19857 SH SOLE 15898 0 3959 Goodyear Tire COMMON 382550101 6455 220095 SH SOLE 183734 0 36360 Halliburton Co. COMMON 406216101 2976 84178 SH SOLE 66204 0 17974 HollyFrontier Corp COMMON 436106108 7316 149800 SH SOLE 127674 0 22125 Honda Motor COMMON 438128308 1406 47035 SH SOLE 42967 0 4068 HSBC Holdings PLC COMMON 404280406 1813 47865 SH SOLE 41669 0 6196 Ingram Micro COMMON 457153104 4801 176258 SH SOLE 139385 0 36874 Intel COMMON 458140100 7960 264106 SH SOLE 228041 0 36065 Int'l Business Machines COMMON 459200101 5561 38362 SH SOLE 32962 0 5400 iShares Barclays MBS Bond ETF 464288588 10198 93027 SH SOLE 85849 0 7178 iShares Barclays TIPS Bond ETF 464287176 424 3831 SH SOLE 3776 0 55 iShares Emerging Markets High Yield Bond ETF 464286285 5546 122734 SH SOLE 114075 0 8659 iShares Floating Rate Note ETF 46429B655 6346 125790 SH SOLE 117318 0 8472 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 5199 48865 SH SOLE 45150 0 3715 iShares MSCI All Peru Capped Index Fund ETF 464289842 2638 119055 SH SOLE 119055 0 0 iShares MSCI Frontier 100 ETF 464286145 368 14624 SH SOLE 14387 0 237 iShares MSCI Hong Kong Index ETF 464286871 5182 271009 SH SOLE 263309 0 7700 iShares MSCI Singapore Index ETF 464286673 5078 499294 SH SOLE 485345 0 13949 iShares MSCI South Korea Index ETF 464286772 5299 108632 SH SOLE 105616 0 3016 iShares MSCI Spain Capped Index ETF 464286764 5054 170392 SH SOLE 165738 0 4654 iShares MSCI Sweden Index ETF 464286756 5200 179110 SH SOLE 174126 0 4984 iShares MSCI Switzerland Index ETF 464286749 4825 157726 SH SOLE 153118 0 4608 iShares MSCI Taiwan Index ETF 464286731 4855 368919 SH SOLE 358096 0 10823 Jabil Circuit COMMON 466313103 2074 92736 SH SOLE 87172 0 5564 Johnson & Johnson COMMON 478160104 6058 64896 SH SOLE 56243 0 8653 JP Morgan Chase COMMON 46625H100 8359 137108 SH SOLE 116435 0 20672 Keycorp COMMON 493267108 1518 116668 SH SOLE 104112 0 12556 Kimberly Clark COMMON 494368103 1585 14532 SH SOLE 13185 0 1347 Kohl's COMMON 500255104 4440 95872 SH SOLE 78407 0 17465 Lexmark International COMMON 529771107 3503 120892 SH SOLE 109653 0 11239 Manpower Inc. COMMON 56418H100 8794 107384 SH SOLE 88228 0 19157 Marathon Oil COMMON 565849106 1924 124942 SH SOLE 105754 0 19188 Market Vectors Emerging Markets High Yield Bond ETF ETF 57061R403 10642 472141 SH SOLE 437463 0 34678 Marvell Tech COMMON g5876h105 2727 301272 SH SOLE 249526 0 51746 MDC Holdings COMMON 552676108 7019 268121 SH SOLE 227578 0 40542 Medtronic PLC COMMON g5960l103 1415 21140 SH SOLE 20336 0 804 Metlife COMMON 59156r108 5258 111521 SH SOLE 95191 0 16330 Microsoft COMMON 594918104 9018 203750 SH SOLE 177101 0 26649 Mosaic Company New COMMON 61945c103 3726 119783 SH SOLE 98416 0 21367 National Oilwell COMMON 637071101 4532 120371 SH SOLE 104191 0 16179 Navios Maritime Holdings Inc. COMMON Y62196103 3131 1257339 SH SOLE 1085399 0 171940 Newmont Mining Corp Holding Co. COMMON 651639106 1117 69478 SH SOLE 65126 0 4352 Nippon Telegraph and Telephone COMMON 654624105 7749 219462 SH SOLE 181981 0 37481 Norfolk Southern COMMON 655844108 6511 85219 SH SOLE 71283 0 13936 Nvidia COMMON 67066G104 8501 344855 SH SOLE 286762 0 58093 Old National Bancorp COMMON 680033107 4818 345854 SH SOLE 295441 0 50413 Oracle COMMON 68389X105 5759 159429 SH SOLE 130820 0 28609 PetMed Express COMMON 716382106 2307 143288 SH SOLE 134997 0 8291 Pfizer COMMON 717081103 2280 72589 SH SOLE 62393 0 10196 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 10040 106107 SH SOLE 98197 0 7910 PNC Bank COMMON 693475105 5408 60633 SH SOLE 51695 0 8938 PowerShares DB Commodity Fund ETF 73935S105 677 44678 SH SOLE 43941 0 737 ProShares Short Russell2000 ETF 74348A210 650 10000 SH SOLE 10000 0 0 Prudential COMMON 744320102 7321 96059 SH SOLE 82277 0 13782 Qualcomm COMMON 747525103 1845 34331 SH SOLE 31840 0 2491 Quality Systems, Inc. COMMON 747582104 1221 97861 SH SOLE 85179 0 12682 Rayonier COMMON 754907103 762 34510 SH SOLE 30755 0 3755 Rayonier Advanced Materials COMMON 75508b104 63 10256 SH SOLE 9150 0 1106 Royal Caribbean Cruises COMMON v7780t103 8558 96058 SH SOLE 78311 0 17747 Royal Dutch Shell A COMMON 780259206 2770 58461 SH SOLE 48375 0 10086 Sanofi COMMON 80105n105 6319 133116 SH SOLE 113692 0 19424 Seagate Tech COMMON g7945m107 5696 127134 SH SOLE 108190 0 18943 Ship Finance Int'l COMMON G81075106 3569 219602 SH SOLE 187347 0 32255 South32 Ltd COMMON 84473L105 77 16100 SH SOLE 15079 0 1021 SPDR Barclays Short Term High Yield Bond ETF 78468R408 20048 744160 SH SOLE 687469 0 56691 Stage Stores COMMON 85254c305 923 93849 SH SOLE 92098 0 1751 Staples COMMON 855030102 4055 345735 SH SOLE 291908 0 53827 Symantec COMMON 871503108 6043 310372 SH SOLE 269109 0 41263 Target COMMON 87612E106 6260 79585 SH SOLE 65028 0 14557 Technology Select Sector SPDR ETF 81369Y803 2648 67033 SH SOLE 65831 0 1202 The Travelers Companies COMMON 89417e109 1691 16987 SH SOLE 15200 0 1787 Tidewater COMMON 886423102 594 45221 SH SOLE 38246 0 6975 Total SA ADR COMMON 89151e109 2743 61360 SH SOLE 54238 0 7122 Trinity Industries COMMON 896522109 3150 138935 SH SOLE 117778 0 21158 Tsakos Energy COMMON G9108L108 1545 190050 SH SOLE 159550 0 30501 Tutor Perini Corp COMMON 901109108 3892 236465 SH SOLE 195920 0 40545 Tyson Foods COMMON 902494103 7260 168440 SH SOLE 142993 0 25448 Universal Corp. COMMON 913456109 1272 25661 SH SOLE 24810 0 851 Utilities Select Sector SPDR ETF 81369y886 3141 72564 SH SOLE 71378 0 1186 Vanguard Global ex-U.S. Real Estate ETF ETF 922042676 394 7736 SH SOLE 7605 0 131 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 15342 179582 SH SOLE 165688 0 13894 Vanguard Short-Term Bond ETF ETF 921937827 6119 76121 SH SOLE 71137 0 4984 Vanguard Total Bond Market ETF ETF 921937835 14214 173491 SH SOLE 160749 0 12742 Wal-Mart Stores COMMON 931142103 5274 81342 SH SOLE 71154 0 10187 Waste Management COMMON 94106L109 7904 158680 SH SOLE 134514 0 24166 Wells Fargo & Co. COMMON 949746101 5946 115793 SH SOLE 98831 0 16962 Whirpool COMMON 963320106 5107 34683 SH SOLE 29775 0 4908 Yamana Gold COMMON 98462Y100 1795 1055724 SH SOLE 920368 0 135355