Chief Investment Officer

0001019687-15-003017.txt : 20150810 0001019687-15-003017.hdr.sgml : 20150810 20150810111710 ACCESSION NUMBER: 0001019687-15-003017 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150810 DATE AS OF CHANGE: 20150810 EFFECTIVENESS DATE: 20150810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 151039688 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 06-30-2015 06-30-2015 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham Chief Investment Officer 512-354-7044 /s/ John Buckingham Austin TX 08-10-2015 0 152 752344 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 4494 91559 SH SOLE 78174 0 13385 Activision Blizzard COMMON 00507V109 8122 335488 SH SOLE 276013 0 59475 Aetna COMMON 00817Y108 13197 103536 SH SOLE 86145 0 17391 Agrium COMMON 008916108 1336 12610 SH SOLE 12139 0 471 Allstate COMMON 020002101 1522 23468 SH SOLE 22535 0 933 American Eagle Outfitters COMMON 02553E106 6994 406129 SH SOLE 346436 0 59693 American Railcar COMMON 02916P103 1030 21172 SH SOLE 20504 0 668 Amgen COMMON 031162100 8974 58453 SH SOLE 49751 0 8702 Anworth Mortgage Asset Corp COMMON 037347101 1501 304404 SH SOLE 277884 0 26520 Apache COMMON 037411105 2850 49448 SH SOLE 43387 0 6060 Apple Computer COMMON 037833100 12245 97631 SH SOLE 84386 0 13245 Archer-Daniels-Midland COMMON 039483102 9205 190891 SH SOLE 163126 0 27765 AT&T Inc Com COMMON 00206r102 1258 35430 SH SOLE 34469 0 961 AVX Corp COMMON 002444107 1862 138309 SH SOLE 128644 0 9665 Axis Capital COMMON G0692U109 5907 110687 SH SOLE 92335 0 18352 Baker Hughes COMMON 057224107 5958 96571 SH SOLE 80265 0 16306 Bank of NY Mellon Corp. COMMON 064058100 6910 164643 SH SOLE 136007 0 28635 Barrick Gold COMMON 067901108 2079 195074 SH SOLE 161550 0 33524 Baxter International COMMON 071813109 7294 104306 SH SOLE 89382 0 14924 BB&T Corporation COMMON 054937107 5158 127964 SH SOLE 107554 0 20410 Benchmark Electronics COMMON 08160h101 5689 261211 SH SOLE 218907 0 42304 BHP Billiton COMMON 088606108 1728 42455 SH SOLE 39812 0 2642 BioMed Realty COMMON 09063H107 6536 337975 SH SOLE 290020 0 47956 Bristow Group Inc COMMON 110394103 5511 103400 SH SOLE 85273 0 18127 Brocade Communications Systems COMMON 111621306 5681 478192 SH SOLE 380516 0 97676 CA Inc. COMMON 12673P105 6079 207544 SH SOLE 179349 0 28195 California Water Service COMMON 130788102 3426 149945 SH SOLE 116732 0 33213 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 4497 61007 SH SOLE 51837 0 9170 Capital One Financial COMMON 14040H105 6802 77319 SH SOLE 64186 0 13133 Cardinal Health COMMON 14149Y108 1100 13147 SH SOLE 12312 0 835 Caterpillar COMMON 149123101 5707 67288 SH SOLE 57643 0 9645 Celanese Corp COMMON 150870103 8636 120145 SH SOLE 100260 0 19885 Chesapeake Energy COMMON 165167107 1246 111565 SH SOLE 91103 0 20462 Cisco Systems COMMON 17275R102 8876 323240 SH SOLE 271809 0 51431 Coach COMMON 189754104 6431 185816 SH SOLE 158183 0 27633 Comcast Corp CL A COMMON 20030N101 8641 143676 SH SOLE 118964 0 24711 Corning COMMON 219350105 7430 376580 SH SOLE 329394 0 47186 Credit Suisse Group COMMON 225401108 2612 94637 SH SOLE 75466 0 19172 CSX COMMON 126408103 1077 32974 SH SOLE 32250 0 724 Deere & Co. COMMON 244199105 6769 69751 SH SOLE 58986 0 10765 Denbury Resources COMMON 247916208 73 11405 SH SOLE 9331 0 2074 Diamond Offshore COMMON 25271c102 1353 52423 SH SOLE 44895 0 7528 Diodes COMMON 254543101 430 17855 SH SOLE 12090 0 5765 Direxion Daily Dev Mkts Bull 3X Shrs ETF 25459W789 480 7343 SH SOLE 7343 0 0 Direxion Daily Emrg Mkts Bull 3X Shares ETF 25459Y686 307 13456 SH SOLE 13456 0 0 Direxion Daily S&P500 Bull 3X Shares ETF 25459W862 370 4206 SH SOLE 4206 0 0 Disney, Walt COMMON 254687106 12671 111011 SH SOLE 93372 0 17639 Eaton Corp PLC COMMON G29183103 8450 125210 SH SOLE 108682 0 16528 Energy Select Sector SPDR ETF 81369y506 3728 49603 SH SOLE 48940 0 663 ENI SPA ADR COMMON 26874r108 1224 34399 SH SOLE 30231 0 4168 Ensco PLC COMMON G3157S106 2876 129144 SH SOLE 114305 0 14839 Entergy COMMON 29364G103 3982 56486 SH SOLE 49287 0 7199 Ericsson COMMON 294821608 5375 514844 SH SOLE 436471 0 78373 Exxon Mobil COMMON 30231G102 5264 63268 SH SOLE 55375 0 7893 First Trust Enhanced Short Maturity ETF 33739Q408 3651 60837 SH SOLE 60837 0 0 First Trust Switzerland AlphaDEX Fund ETF 33737J232 353 8790 SH SOLE 8790 0 0 First Trust Tactical High Yield ETF 33738D408 5455 109162 SH SOLE 109162 0 0 First Trust Taiwan AlphaDEX Fund ETF 33737J257 355 9362 SH SOLE 9362 0 0 First Trust Technology ETF 33734X176 630 17826 SH SOLE 17826 0 0 Fluor COMMON 343412102 4154 78370 SH SOLE 67692 0 10678 Foot Locker COMMON 344849104 3187 47566 SH SOLE 42186 0 5380 Freeport McMoran Copper & Gold COMMON 35671D857 3274 175806 SH SOLE 147646 0 28160 General Electric Co. COMMON 369604103 2068 77842 SH SOLE 71093 0 6749 Gilead Sciences COMMON 375558103 6714 57343 SH SOLE 49389 0 7954 Global X FTSE Colombia 20 ETF ETF 37950e200 2873 269001 SH SOLE 269001 0 0 Goldman Sachs Group COMMON 38141G104 4085 19563 SH SOLE 15604 0 3959 Goodyear Tire COMMON 382550101 6741 223592 SH SOLE 187193 0 36400 Halliburton Co. COMMON 406216101 3582 83165 SH SOLE 65191 0 17974 HollyFrontier Corp COMMON 436106108 6364 149081 SH SOLE 126875 0 22206 Honda Motor COMMON 438128308 1519 46873 SH SOLE 42720 0 4153 HSBC Holdings PLC COMMON 404280406 2072 46250 SH SOLE 40006 0 6244 Ingram Micro COMMON 457153104 4376 174817 SH SOLE 137944 0 36873 Intel COMMON 458140100 7977 262284 SH SOLE 226159 0 36125 Int'l Business Machines COMMON 459200101 6101 37506 SH SOLE 32116 0 5390 iShares Barclays MBS Bond ETF 464288588 11599 106782 SH SOLE 97999 0 8783 iShares Barclays TIPS Bond ETF 464287176 598 5340 SH SOLE 5285 0 55 iShares Emerging Markets High Yield Bond ETF 464286285 6485 135142 SH SOLE 125039 0 10103 iShares Floating Rate Note ETF 46429B655 7606 150193 SH SOLE 140421 0 9772 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 5923 53884 SH SOLE 49279 0 4605 iShares MSCI All Peru Capped Index Fund ETF 464289842 3293 112940 SH SOLE 112940 0 0 iShares MSCI Frontier 100 ETF 464286145 628 21459 SH SOLE 21222 0 237 iShares MSCI Hong Kong Index ETF 464286871 5953 263861 SH SOLE 256782 0 7079 iShares MSCI Malaysia Index Fund ETF 464286830 2899 239426 SH SOLE 233499 0 5927 iShares MSCI Singapore Index ETF 464286673 2997 238432 SH SOLE 232222 0 6210 iShares MSCI South Korea Index ETF 464286772 6009 109040 SH SOLE 106293 0 2747 iShares MSCI Spain Capped Index ETF 464286764 5875 175103 SH SOLE 170598 0 4505 iShares MSCI Switzerland Index ETF 464286749 5552 169534 SH SOLE 165038 0 4496 iShares MSCI Taiwan Index ETF 464286731 5771 365701 SH SOLE 355883 0 9818 Jabil Circuit COMMON 466313103 1941 91186 SH SOLE 85462 0 5724 Johnson & Johnson COMMON 478160104 6183 63439 SH SOLE 54820 0 8619 JP Morgan Chase COMMON 46625H100 9265 136733 SH SOLE 116037 0 20696 Keycorp COMMON 493267108 1744 116097 SH SOLE 103281 0 12816 Kimberly Clark COMMON 494368103 1529 14424 SH SOLE 13051 0 1373 Kohl's COMMON 500255104 5930 94718 SH SOLE 77232 0 17486 Lexmark International COMMON 529771107 5164 116842 SH SOLE 105445 0 11397 Manpower Inc. COMMON 56418H100 9921 110998 SH SOLE 91811 0 19188 Marathon Oil COMMON 565849106 3338 125758 SH SOLE 106141 0 19617 Market Vectors Emerging Markets High Yield Bond ETF ETF 57061R403 12892 534952 SH SOLE 495124 0 39828 Market Vectors Russia ETF ETF 57060U506 5592 305900 SH SOLE 298344 0 7556 Marvell Tech COMMON g5876h105 3861 292858 SH SOLE 241018 0 51840 MDC Holdings COMMON 552676108 8122 271020 SH SOLE 230352 0 40668 Medtronic PLC COMMON g5960l103 1508 20357 SH SOLE 19501 0 856 Metlife COMMON 59156r108 6188 110516 SH SOLE 94187 0 16329 Microsoft COMMON 594918104 8991 203645 SH SOLE 176876 0 26768 Mosaic Company New COMMON 61945c103 5490 117178 SH SOLE 95812 0 21367 Navios Maritime Holdings Inc. COMMON Y62196103 4575 1229963 SH SOLE 1064109 0 165854 Newmont Mining Corp Holding Co. COMMON 651639106 1023 43804 SH SOLE 39407 0 4397 Nippon Telegraph and Telephone COMMON 654624105 7978 219840 SH SOLE 182261 0 37580 Norfolk Southern COMMON 655844108 7390 84593 SH SOLE 70610 0 13983 Nvidia COMMON 67066G104 6898 343028 SH SOLE 284781 0 58247 Old National Bancorp COMMON 680033107 4913 339787 SH SOLE 289557 0 50230 Oracle COMMON 68389X105 6380 158308 SH SOLE 129800 0 28509 Paragon Offshore COMMON g6s01w108 458 419770 SH SOLE 354790 0 64980 PetMed Express COMMON 716382106 2447 141715 SH SOLE 133234 0 8481 Pfizer COMMON 717081103 2450 73071 SH SOLE 62770 0 10301 PIMCO 0-5 Year High Yield Corporate Bond Index ETF ETF 72201R783 11364 113786 SH SOLE 104243 0 9543 PNC Bank COMMON 693475105 5738 59988 SH SOLE 51051 0 8937 PowerShares DB Commodity Fund ETF 73935S105 1186 65862 SH SOLE 65125 0 737 ProShares Short Russell2000 ETF 74347R826 623 10750 SH SOLE 10750 0 0 Prudential COMMON 744320102 8342 95317 SH SOLE 81482 0 13835 Qualcomm COMMON 747525103 2036 32510 SH SOLE 29977 0 2533 Rayonier COMMON 754907103 869 34007 SH SOLE 30194 0 3813 Rayonier Advanced Materials COMMON 75508b104 178 10918 SH SOLE 9702 0 1216 Royal Caribbean Cruises COMMON v7780t103 11429 145235 SH SOLE 117521 0 27714 Royal Dutch Shell A COMMON 780259206 3319 58217 SH SOLE 48118 0 10100 Sanofi COMMON 80105n105 6547 132190 SH SOLE 112692 0 19498 Seagate Tech COMMON g7945m107 5987 126039 SH SOLE 107042 0 18997 Ship Finance Int'l COMMON G81075106 3699 226663 SH SOLE 194208 0 32455 South32 Ltd COMMON 84473L105 111 16523 SH SOLE 15470 0 1053 SPDR Barclays Short Term High Yield Bond ETF 78468R408 23394 809193 SH SOLE 743155 0 66038 Staples COMMON 855030102 5260 343592 SH SOLE 289587 0 54005 Symantec COMMON 871503108 7149 307492 SH SOLE 265787 0 41705 Target COMMON 87612E106 6454 79070 SH SOLE 64499 0 14571 Technology Select Sector SPDR ETF 81369Y803 3099 74857 SH SOLE 73655 0 1202 The Travelers Companies COMMON 89417e109 1601 16565 SH SOLE 14746 0 1819 Tidewater COMMON 886423102 907 39906 SH SOLE 32878 0 7028 Total SA ADR COMMON 89151e109 3002 61051 SH SOLE 53890 0 7161 Trinity Industries COMMON 896522109 3549 134289 SH SOLE 113098 0 21191 Tsakos Energy COMMON G9108L108 1818 190729 SH SOLE 160333 0 30395 Tutor Perini Corp COMMON 901109108 5075 235178 SH SOLE 194588 0 40590 Tyson Foods COMMON 902494103 7138 167436 SH SOLE 141904 0 25532 Universal Corp. COMMON 913456109 1433 24996 SH SOLE 24085 0 911 Utilities Select Sector SPDR ETF 81369y886 3775 91046 SH SOLE 89860 0 1186 Vanguard Global ex-U.S. Real Estate ETF ETF 922042676 637 11493 SH SOLE 11362 0 131 Vanguard Interm-Tm Corp Bond Index ETF ETF 92206C870 17137 200901 SH SOLE 183729 0 17172 Vanguard Short-Term Bond ETF ETF 921937827 7242 90312 SH SOLE 84427 0 5885 Vanguard Total Bond Market ETF ETF 921937835 15765 194008 SH SOLE 178486 0 15522 Wal-Mart Stores COMMON 931142103 5680 80078 SH SOLE 69922 0 10156 Waste Management COMMON 94106L109 7292 157331 SH SOLE 133080 0 24250 Wells Fargo & Co. COMMON 949746101 6457 114805 SH SOLE 97915 0 16890 Whirpool COMMON 963320106 5936 34300 SH SOLE 29375 0 4925 Yamana Gold COMMON 98462Y100 3273 1090955 SH SOLE 954079 0 136876