0001019687-14-001788.txt : 20140513 0001019687-14-001788.hdr.sgml : 20140513 20140513101334 ACCESSION NUMBER: 0001019687-14-001788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140513 DATE AS OF CHANGE: 20140513 EFFECTIVENESS DATE: 20140513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AFAM CAPITAL, INC. CENTRAL INDEX KEY: 0001167495 IRS NUMBER: 954074555 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10139 FILM NUMBER: 14835709 BUSINESS ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 BUSINESS PHONE: 512-354-7044 MAIL ADDRESS: STREET 1: 12117 FM 2244 BLDG 3, SUITE 170 CITY: AUSTIN STATE: TX ZIP: 78738 FORMER COMPANY: FORMER CONFORMED NAME: AL FRANK ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: FRANK AL ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167495 XXXXXXXX 03-31-2014 03-31-2014 false AFAM CAPITAL, INC.

12117 FM 2244 BLDG 3, SUITE 170 AUSTIN TX 78738

13F HOLDINGS REPORT 028-10139 N John Buckingham 512-354-7044 /s/ John Buckingham Austin TX 05-13-2014 0 144 744676 INFORMATION TABLE 2 infotable.xml Abbott Laboratories COMMON 002824100 3400 88280 SH SOLE 66317 0 21963 Activision Blizzard COMMON 00507V109 6920 338574 SH SOLE 240208 0 98366 Aetna COMMON 00817Y108 8480 113113 SH SOLE 85495 0 27618 Agrium COMMON 008916108 1064 10915 SH SOLE 10036 0 879 Allstate COMMON 020002101 1269 22429 SH SOLE 20678 0 1751 American Eagle Outfitters COMMON 02553E106 4925 402400 SH SOLE 299955 0 102445 American Software COMMON 029683109 1467 144263 SH SOLE 138738 0 5525 Anworth Mortgage Asset Corp COMMON 037347101 1368 275838 SH SOLE 234300 0 41538 Apache COMMON 037411105 4377 52768 SH SOLE 39406 0 13362 Apple Computer COMMON 037833100 7514 13999 SH SOLE 10674 0 3325 Archer-Daniels-Midland COMMON 039483102 8358 192617 SH SOLE 148664 0 43954 AVX Corp COMMON 002444107 1526 115798 SH SOLE 101347 0 14451 Baker Hughes COMMON 057224107 6113 94022 SH SOLE 66958 0 27064 Bank of NY Mellon Corp. COMMON 064058100 5765 163357 SH SOLE 117027 0 46330 Barrick Gold COMMON 067901108 4574 256511 SH SOLE 198450 0 58061 Baxter International COMMON 071813109 7367 100126 SH SOLE 76795 0 23331 BB&T Corporation COMMON 054937107 5196 129354 SH SOLE 97017 0 32337 Benchmark Electronics COMMON 08160h101 5708 252008 SH SOLE 184914 0 67094 BHP Billiton COMMON 088606108 2652 39128 SH SOLE 34877 0 4251 BioMed Realty COMMON 09063H107 6338 309343 SH SOLE 236012 0 73331 Bristow Group Inc COMMON 110394103 7616 100843 SH SOLE 72011 0 28832 Brocade Communications Systems COMMON 111621306 4825 454800 SH SOLE 300994 0 153806 CA Inc. COMMON 12673P105 1530 49388 SH SOLE 40470 0 8918 California Water Service COMMON 130788102 3486 145623 SH SOLE 94268 0 51355 Canadian Imperial Bank of Commerce (CIBC) COMMON 136069101 4972 57684 SH SOLE 42800 0 14884 Capital One Financial COMMON 14040H105 5681 73626 SH SOLE 52361 0 21265 Cardinal Health COMMON 14149Y108 1269 18131 SH SOLE 16241 0 1890 Caterpillar COMMON 149123101 6392 64330 SH SOLE 48881 0 15449 Celanese Corp COMMON 150870103 6539 117798 SH SOLE 85306 0 32492 Chesapeake Energy COMMON 165167107 2800 109303 SH SOLE 73937 0 35366 Cisco Systems COMMON 17275R102 7098 316728 SH SOLE 235978 0 80750 Comcast Corp CL A COMMON 20030N101 7773 155403 SH SOLE 112107 0 43296 Conagra Foods COMMON 205887102 5569 179485 SH SOLE 128985 0 50500 Corning COMMON 219350105 7646 367235 SH SOLE 286756 0 80479 Credit Suisse Group COMMON 225401108 3907 120659 SH SOLE 84598 0 36061 CSX COMMON 126408103 875 30218 SH SOLE 25717 0 4501 Deere & Co. COMMON 244199105 5995 66022 SH SOLE 49704 0 16318 Diamond Offshore COMMON 25271c102 2664 54641 SH SOLE 41036 0 13605 Diodes COMMON 254543101 550 21063 SH SOLE 6397 0 14666 Direxion Daily Developed Markets Bull 3x ETF 25459W789 1142 15608 SH SOLE 15130 0 478 Direxion Daily Emerging Markets Bull 3x ETF 25459Y686 1407 53876 SH SOLE 52181 0 1695 Direxion Daily Mid Cap Bull 3X Shares ETF 25459W730 324 3795 SH SOLE 3685 0 110 Direxion Daily Real Estate Bull 3x ETF 25459W755 338 6826 SH SOLE 6609 0 217 Direxion Daily S&P 500 Bull 3X Shares ETF 25459W862 773 11693 SH SOLE 11354 0 339 Direxion Daily Small Cap Bull 3X Shares ETF 25459W847 300 3847 SH SOLE 3730 0 117 Disney, Walt COMMON 254687106 9994 124810 SH SOLE 94071 0 30739 DuPont COMMON 263534109 3465 51640 SH SOLE 40519 0 11122 Eaton Corp PLC COMMON G29183103 9283 123581 SH SOLE 95010 0 28571 Eli Lilly & Co. COMMON 532457108 5179 87982 SH SOLE 62518 0 25464 ENI SPA ADR COMMON 26874r108 2919 58186 SH SOLE 48239 0 9947 Ensco PLC COMMON G3157S106 5799 109871 SH SOLE 84028 0 25843 Entergy COMMON 29364G103 3594 53761 SH SOLE 44467 0 9294 Ericsson COMMON 294821608 6414 481178 SH SOLE 358605 0 122573 Exxon Mobil COMMON 30231G102 6369 65203 SH SOLE 51931 0 13272 Foot Locker COMMON 344849104 2721 57911 SH SOLE 42723 0 15188 Freeport McMoran Copper & Gold COMMON 35671D857 5495 166175 SH SOLE 120679 0 45496 General Electric Co. COMMON 369604103 1389 53641 SH SOLE 43920 0 9721 Global X FTSE Colombia 20 ETF 37950e200 4332 232527 SH SOLE 221710 0 10817 Goldman Sachs Group COMMON 38141G104 3149 19218 SH SOLE 13027 0 6191 Halliburton Co. COMMON 406216101 4414 74959 SH SOLE 49053 0 25906 Hasbro COMMON 418056107 8822 158620 SH SOLE 118098 0 40522 HollyFrontier Corp COMMON 436106108 6689 140588 SH SOLE 106885 0 33703 HSBC Holdings PLC COMMON 404280406 2188 43045 SH SOLE 31800 0 11245 Ingram Micro COMMON 457153104 5013 169599 SH SOLE 110796 0 58803 Intel COMMON 458140100 6674 258573 SH SOLE 196331 0 62242 Int'l Business Machines COMMON 459200101 6698 34796 SH SOLE 26743 0 8053 Int'l Game Technology COMMON 459902102 4734 336707 SH SOLE 241116 0 95591 iShares Barclays MBS Bond Fund ETF 464288588 13873 130720 SH SOLE 125047 0 5673 iShares Barclays TIPS Bond Fund ETF 464287176 1205 10752 SH SOLE 10409 0 343 iShares Emerging Markets High Yield Bond Fund ETF 464286285 8550 169635 SH SOLE 162617 0 7018 iShares MSCI Japan Index Fund ETF 464286848 3808 336071 SH SOLE 320068 0 16003 iShares MSCI Korea Index Fund ETF 464286772 5218 84834 SH SOLE 81042 0 3792 iShares MSCI Peru Cap ETF 464289842 5036 155927 SH SOLE 149311 0 6616 iShares MSCI Singapore Index Fund ETF 464286673 3764 288174 SH SOLE 274844 0 13330 iShares U.S. Floating Rate Note < 5 Years ETF 46429B655 27297 538290 SH SOLE 514529 0 23761 Jabil Circuit COMMON 466313103 1422 79025 SH SOLE 70171 0 8854 Johnson & Johnson COMMON 478160104 4489 45697 SH SOLE 35116 0 10581 JP Morgan Chase COMMON 46625H100 8482 139711 SH SOLE 106331 0 33379 Keycorp COMMON 493267108 1452 101937 SH SOLE 93244 0 8693 Kimberly Clark COMMON 494368103 1311 11895 SH SOLE 10885 0 1010 KLA-Tencor COMMON 482480100 5305 76736 SH SOLE 57591 0 19145 Kohl's COMMON 500255104 5150 90663 SH SOLE 64641 0 26022 Lexmark International COMMON 529771107 4838 104520 SH SOLE 86855 0 17665 Manpower Inc. COMMON 56418H100 8861 112408 SH SOLE 83782 0 28626 Marathon Oil COMMON 565849106 5694 160291 SH SOLE 125540 0 34751 Market Vectors Emerging Markets High Yield Bond ETF 57061R403 15555 604313 SH SOLE 578535 0 25778 Market Vectors Emerging Markets Local Currency Bond ETF 57060U522 4325 183554 SH SOLE 176281 0 7273 Market Vectors Russia ETF ETF 57060U506 5194 216520 SH SOLE 207256 0 9264 Marvell Tech COMMON g5876h105 4394 278991 SH SOLE 184099 0 94892 MDC Holdings COMMON 552676108 5788 204656 SH SOLE 154819 0 49837 Medtronic COMMON 585055106 1159 18828 SH SOLE 16403 0 2425 Metlife COMMON 59156r108 5459 103391 SH SOLE 75514 0 27877 Microsoft COMMON 594918104 8894 216978 SH SOLE 170860 0 46118 Mosaic Company New COMMON 61945c103 5497 109938 SH SOLE 77204 0 32734 Navios Maritime Holdings Inc. COMMON Y62196103 9440 958409 SH SOLE 721770 0 236639 New York Community COMMON 649445103 1645 102351 SH SOLE 84048 0 18303 Newmont Mining Corp Holding Co. COMMON 651639106 1186 50610 SH SOLE 39083 0 11527 Nippon Telegraph and Telephone COMMON 654624105 5930 217704 SH SOLE 158480 0 59224 Norfolk Southern COMMON 655844108 8718 89716 SH SOLE 67073 0 22643 Novartis COMMON 66987V109 7241 85174 SH SOLE 66337 0 18837 Nvidia COMMON 67066G104 5909 329948 SH SOLE 233017 0 96931 Oracle COMMON 68389X105 6228 152235 SH SOLE 106945 0 45290 Pepsico COMMON 713448108 1876 22468 SH SOLE 17119 0 5349 PetMed Express COMMON 716382106 1745 130106 SH SOLE 109627 0 20479 Pfizer COMMON 717081103 2119 65971 SH SOLE 45884 0 20087 PIMCO 0-5 Year High Yield Corporate Bond Fund ETF 72201R783 15707 147327 SH SOLE 141075 0 6252 PNC Bank COMMON 693475105 4992 57375 SH SOLE 41157 0 16218 Portugal Telecom Spons ADR COMMON 737273102 5253 1230138 SH SOLE 917947 0 312191 ProShares Short 20 plus Year Treasury ETF 74347X849 201 6625 SH SOLE 0 0 6625 ProShares Short Russell2000 ETF 74347R826 814 49300 SH SOLE 0 0 49300 Protective Life COMMON 743674103 7407 140848 SH SOLE 107864 0 32984 Prudential COMMON 744320102 7120 84110 SH SOLE 61899 0 22211 Rayonier COMMON 754907103 2205 48024 SH SOLE 33646 0 14378 Royal Caribbean Cruises COMMON v7780t103 8801 161305 SH SOLE 113112 0 48193 Royal Dutch Shell A COMMON 780259206 3860 52830 SH SOLE 37956 0 14874 Sanofi COMMON 80105n105 1050 20080 SH SOLE 19022 0 1058 Seagate Tech COMMON g7945m107 6836 121730 SH SOLE 93235 0 28495 Select Sector SPDR - Consumer Staples ETF 81369y308 1344 31208 SH SOLE 30756 0 452 Select Sector SPDR - Financial ETF 81369y605 1411 63147 SH SOLE 62265 0 882 Select Sector SPDR - Industrial ETF 81369y704 1353 25846 SH SOLE 25475 0 371 Select Sector SPDR - Utilities ETF 81369y886 1364 32891 SH SOLE 32413 0 478 Ship Finance Int'l COMMON G81075106 3988 221930 SH SOLE 171203 0 50727 Spartan Stores COMMON 846822104 2231 96107 SH SOLE 71678 0 24429 SPDR Barclays Short Term High Yield Bond ETF 78468R408 23317 752905 SH SOLE 720576 0 32329 St. Jude Medical COMMON 790849103 7170 109649 SH SOLE 78798 0 30851 Staples COMMON 855030102 3962 349409 SH SOLE 260244 0 89165 Symantec COMMON 871503108 5885 294701 SH SOLE 227434 0 67267 Target COMMON 87612E106 4501 74377 SH SOLE 53250 0 21127 The Travelers Companies COMMON 89417e109 1152 13533 SH SOLE 11157 0 2376 Titan International COMMON 88830M102 5300 279088 SH SOLE 200917 0 78171 Total SA ADR COMMON 89151e109 4038 61561 SH SOLE 51536 0 10025 Tsakos Energy COMMON G9108L108 1573 202728 SH SOLE 144246 0 58481 Tutor Perini Corp COMMON 901109108 6521 227450 SH SOLE 163096 0 64354 Tyson Foods COMMON 902494103 7098 161280 SH SOLE 119684 0 41595 U R S COMMON 903236107 3953 84001 SH SOLE 54788 0 29213 Vanguard Intermediate Term Corporate Bond Fund ETF 92206C870 15429 181565 SH SOLE 173870 0 7695 Vanguard Short-Term Bond ETF 921937827 21978 274417 SH SOLE 261995 0 12422 Vanguard Short-Term Corporate Bond Fund ETF 92206C409 455 5685 SH SOLE 5683 0 2 Vanguard Telecommunication Services ETF 92204A884 1066 12520 SH SOLE 12298 0 222 Wal-Mart Stores COMMON 931142103 5683 74359 SH SOLE 57093 0 17266 Waste Management COMMON 94106L109 6845 162697 SH SOLE 123692 0 39005 Wells Fargo & Co. COMMON 949746101 5846 117534 SH SOLE 90087 0 27447 Whirpool COMMON 963320106 8991 60159 SH SOLE 44013 0 16146 Yamana Gold COMMON 98462Y100 2733 311244 SH SOLE 242560 0 68683