0001167487-17-000003.txt : 20170127 0001167487-17-000003.hdr.sgml : 20170127 20170127115023 ACCESSION NUMBER: 0001167487-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 EFFECTIVENESS DATE: 20170127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LLC CENTRAL INDEX KEY: 0001167487 IRS NUMBER: 042933956 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10136 FILM NUMBER: 17552515 BUSINESS ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6176953504 MAIL ADDRESS: STREET 1: 20 WINTHROP SQUARE, 3RD FL CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: LONGFELLOW INVESTMENT MANAGEMENT CO LTD PARTNERSHIP DATE OF NAME CHANGE: 20020214 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001167487 XXXXXXXX 12-31-2016 12-31-2016 false LONGFELLOW INVESTMENT MANAGEMENT CO LLC

20 Winthrop Square, 3rd Fl Boston MA 02110

13F HOLDINGS REPORT 028-10136 N Michelle Martin 617-695-3504 Michelle Martin Boston MA 01-27-2017 0 47 252913 INFORMATION TABLE 2 infotable.xml Alere, Inc. COM 01449J105 7833 201000 SH SOLE 185165 0 15835 American Capital Ltd. COM 02503Y103 10303 574966 SH SOLE 528245 0 46721 Apollo Education Group, Inc. CL A 037604105 4950 500000 SH SOLE 458320 0 41680 Applied Micro Circuits Corpora COM NEW 03822w406 3711 449813 SH SOLE 413503 0 36310 Blackrock Floating Rate Inc St COM 09255x100 281 19503 SH SOLE 19503 0 0 Boulevard Acquisition Corp II UNIT 99/99/9999 10157Q201 762 75000 SH SOLE 75000 0 0 Brocade Communications Systems COM NEW 111621306 9617 770000 SH SOLE 707090 0 62910 CF Corporation UNIT 99/99/9999E G20307123 380 36328 SH SOLE 36328 0 0 CLARCOR Inc. COM 179895107 7010 85000 SH SOLE 77939 0 7061 CST Brands, Inc. COM 12646R105 10790 224100 SH SOLE 205905 0 18195 Cabela's Inc. COM 126804301 9567 163400 SH SOLE 151180 0 12220 Cardinal Financial Corp. COM 14149f109 11243 342864 SH SOLE 315484 0 27380 Cascade Bancorp COM NEW 147154207 937 115396 SH SOLE 115396 0 0 Cnova NV SHS N20947102 2459 448695 SH SOLE 412095 0 36600 Datalink Corporation COM 237934104 183 16245 SH SOLE 16245 0 0 Dell Technologies Inc. COM CL V 24703L103 2877 52333 SH SOLE 52333 0 0 Endurance Specialty Holdings L SHS G30397106 10626 115000 SH SOLE 105245 0 9755 Equity One, Inc. COM 294752100 9944 324000 SH SOLE 297350 0 26650 Financial Select Sector SPDR SBI INT-FINL 81369Y605 571 24538 SH SOLE 24538 0 0 GTY Technology Holdings Inc. UNIT 99/99/9999 G4182A110 378 36008 SH SOLE 36008 0 0 Harman International Industrie COM 413086109 10093 90800 SH SOLE 83920 0 6880 Headwaters Inc. COM 42210P102 11350 482577 SH SOLE 442237 0 40340 Hennessy Capital Acquisition C COM 42588J100 2016 200000 SH SOLE 179000 0 21000 Invesco Senior Income Trust COM 46131h107 646 139285 SH SOLE 139285 0 0 Lennar Corp. CL B CL B 526057302 586 17000 SH SOLE 17000 0 0 Level 3 Communications, Inc. COM NEW 52729N308 2142 38000 SH SOLE 38000 0 0 LifeLock, Inc. COM 53224v100 9568 400000 SH SOLE 367350 0 32650 Lions Gate Entertainment Class CL B NON VTG 535919500 2366 96400 SH SOLE 96400 0 0 M III Acquisition Corp. UNIT 99/99/9999T 55378T203 987 100000 SH SOLE 90000 0 10000 Media General, Inc. COM 58441K100 8135 432000 SH SOLE 392880 0 39120 Mentor Graphics Corporation COM 587200106 4983 135083 SH SOLE 124203 0 10880 NorthStar Asset Management Gro COM 66705Y104 12282 823200 SH SOLE 756160 0 67040 Powershares Senior Loan ETF SENIOR LN PORT 73936q769 2769 119500 SH SOLE 119500 0 0 PrivateBancorp, Inc. COM 742962103 12193 225000 SH SOLE 206100 0 18900 Reynolds American Inc. COM 761713106 7005 125000 SH SOLE 125000 0 0 Rite Aid Corporation COM 767754104 7416 900000 SH SOLE 827203 0 72797 Royal Dutch Shell PLC SPONS ADR A 780259206 1631 30000 SH SOLE 30000 0 0 Saban Capital Acquisition Corp UNIT 99/99/9999 78516C205 146 14050 SH SOLE 14050 0 0 St. Jude Medical, Inc. COM 790849103 13632 170000 SH SOLE 155684 0 14316 Team Health Holdings, Inc. COM 87817A107 4997 115000 SH SOLE 105420 0 9580 The WhiteWave Foods Company COM 966244105 10364 186399 SH SOLE 171174 0 15225 Twenty-First Century Fox - B CL B 90130a200 2044 75000 SH SOLE 75000 0 0 Universal American Corp. COM 91338E101 7860 790000 SH SOLE 725920 0 64080 WCI Communities, Inc. COM PAR $0.01 92923C807 9966 425000 SH SOLE 390456 0 34544 Hennessy Capital Acquisition $ *W EXP 07/28/202 42588J118 425 500000 SH SOLE 447500 0 52500 ETFS PALLADIUM TRUST SH BEN INT 26923A106 644 9189 SH SOLE 0 0 9189 SPDR BARCLAYS SHORT TERM HIGH YIELD BLOOMBERG SRT TR 78468R408 2245 81700 SH SOLE 81700 0 0