0000919574-15-007429.txt : 20151019
0000919574-15-007429.hdr.sgml : 20151019
20151019160909
ACCESSION NUMBER: 0000919574-15-007429
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151007
FILED AS OF DATE: 20151019
DATE AS OF CHANGE: 20151019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pure Storage, Inc.
CENTRAL INDEX KEY: 0001474432
STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572]
IRS NUMBER: 271069557
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
BUSINESS PHONE: 800-379-7873
MAIL ADDRESS:
STREET 1: 650 CASTRO STREET, SUITE 400
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94041
FORMER COMPANY:
FORMER CONFORMED NAME: PURE Storage, Inc.
DATE OF NAME CHANGE: 20100804
FORMER COMPANY:
FORMER CONFORMED NAME: Os76, Inc.
DATE OF NAME CHANGE: 20091014
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fixel Lee
CENTRAL INDEX KEY: 0001526825
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164333
MAIL ADDRESS:
STREET 1: C/O TIGER GLOBAL
STREET 2: 101 PARK AVENUE - 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SHLEIFER SCOTT L
CENTRAL INDEX KEY: 0001324962
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164334
MAIL ADDRESS:
STREET 1: C/O TIGER TECHNOLOGY L.P.
STREET 2: 101 PARK AVE. 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Coleman Charles P III
CENTRAL INDEX KEY: 0001307150
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164335
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tiger Global PIP Management VII, Ltd.
CENTRAL INDEX KEY: 0001542015
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164336
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: 212-984-2119
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tiger Global PIP Performance VII, L.P.
CENTRAL INDEX KEY: 0001542016
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164337
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: 212-984-2119
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TIGER GLOBAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167483
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164339
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-984-8847
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET
STREET 2: 35TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER NAME:
FORMER CONFORMED NAME: TIGER TECHNOLOGY MANAGEMENT LLC
DATE OF NAME CHANGE: 20020214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tiger Global Private Investment Partners VII, L.P.
CENTRAL INDEX KEY: 0001542017
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37570
FILM NUMBER: 151164338
BUSINESS ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
BUSINESS PHONE: 212-984-2119
MAIL ADDRESS:
STREET 1: 101 PARK AVENUE
STREET 2: 48TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10178
3
1
p6858980.xml
OWNERSHIP DOCUMENT
X0206
3
2015-10-07
0
0001474432
Pure Storage, Inc.
PSTG
0001167483
TIGER GLOBAL MANAGEMENT LLC
9 WEST 57TH STREET
35TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001542017
Tiger Global Private Investment Partners VII, L.P.
C/O CAMPBELLS CORPORATE SERVICES LIMITED
P.O. BOX 268, FLOOR 4 WILLOW HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001542016
Tiger Global PIP Performance VII, L.P.
C/O CAMPBELLS CORPORATE SERVICES LIMITED
P.O. BOX 268, FLOOR 4 WILLOW HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001542015
Tiger Global PIP Management VII, Ltd.
C/O CAMPBELLS CORPORATE SERVICES LIMITED
P.O. BOX 268, FLOOR 4 WILLOW HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001307150
Coleman Charles P III
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001324962
SHLEIFER SCOTT L
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
NEW YORK
NY
10019
0
0
1
0
0001526825
Fixel Lee
C/O TIGER GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 35TH FLOOR
NEW YORK
NY
10019
0
0
1
0
Class A Common Stock
1000000
I
See Footnote
Class B Common Stock
Class A Common Stock
4208676
D
The securities are held in the accounts of private investment funds managed by Tiger Global Management, LLC ("Tiger Global") and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global and (iv) Lee Fixel ("Fixel"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman, Shleifer and Fixel disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025.
The Class B Common Stock is held in the account of Tiger Global Private Investment Partners VII, L.P. ("PIP VII"). Tiger Global PIP Management VII, Ltd. ("Management VII"), Tiger Global PIP Performance VII, L.P. ("Performance VII"), Tiger Global, Coleman, Shleifer and Fixel may each be deemed to be the beneficial owner of these shares by virtue of Performance VII being the general partner of PIP VII, Management VII being the general partner of Performance VII, Tiger Global being the management company of PIP VII, Coleman being the director of Management VII and a partner and a portfolio manager of Tiger Global, and Shleifer and Fixel each being a partner and portfolio manager of Tiger Global. Each of Management VII, Performance VII, Tiger Global, Coleman, Shleifer and Fixel disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act.
Tiger Global Management, LLC, By: /s/ Anil L. Crasto, Chief Operating Officer
2015-10-19
Tiger Global Private Investment Partners VII, L.P., By: Tiger Global PIP Performance VII, L.P., General Partner, By: Tiger Global PIP Management VII, Ltd., General Partner, By: /s/ Anil L. Crasto, Chief Operating Officer
2015-10-19
Tiger Global PIP Performance VII, L.P., By: Tiger Global PIP Management VII, Ltd., General Partner, By: /s/ Anil L. Crasto, Chief Operating Officer
2015-10-19
Tiger Global PIP Management VII, Ltd., By: /s/ Anil L. Crasto, Chief Operating Officer
2015-10-19
By: /s/ Charles P. Coleman, III
2015-10-19
By: /s/ Scott Shleifer
2015-10-19
By: /s/ Lee Fixel
2015-10-19