0000919574-15-007429.txt : 20151019 0000919574-15-007429.hdr.sgml : 20151019 20151019160909 ACCESSION NUMBER: 0000919574-15-007429 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151007 FILED AS OF DATE: 20151019 DATE AS OF CHANGE: 20151019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pure Storage, Inc. CENTRAL INDEX KEY: 0001474432 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 271069557 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 BUSINESS PHONE: 800-379-7873 MAIL ADDRESS: STREET 1: 650 CASTRO STREET, SUITE 400 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94041 FORMER COMPANY: FORMER CONFORMED NAME: PURE Storage, Inc. DATE OF NAME CHANGE: 20100804 FORMER COMPANY: FORMER CONFORMED NAME: Os76, Inc. DATE OF NAME CHANGE: 20091014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fixel Lee CENTRAL INDEX KEY: 0001526825 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164333 MAIL ADDRESS: STREET 1: C/O TIGER GLOBAL STREET 2: 101 PARK AVENUE - 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHLEIFER SCOTT L CENTRAL INDEX KEY: 0001324962 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164334 MAIL ADDRESS: STREET 1: C/O TIGER TECHNOLOGY L.P. STREET 2: 101 PARK AVE. 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Coleman Charles P III CENTRAL INDEX KEY: 0001307150 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164335 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tiger Global PIP Management VII, Ltd. CENTRAL INDEX KEY: 0001542015 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164336 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 212-984-2119 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tiger Global PIP Performance VII, L.P. CENTRAL INDEX KEY: 0001542016 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164337 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 212-984-2119 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TIGER GLOBAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001167483 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164339 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-984-8847 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET STREET 2: 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER NAME: FORMER CONFORMED NAME: TIGER TECHNOLOGY MANAGEMENT LLC DATE OF NAME CHANGE: 20020214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tiger Global Private Investment Partners VII, L.P. CENTRAL INDEX KEY: 0001542017 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37570 FILM NUMBER: 151164338 BUSINESS ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 BUSINESS PHONE: 212-984-2119 MAIL ADDRESS: STREET 1: 101 PARK AVENUE STREET 2: 48TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10178 3 1 p6858980.xml OWNERSHIP DOCUMENT X0206 3 2015-10-07 0 0001474432 Pure Storage, Inc. PSTG 0001167483 TIGER GLOBAL MANAGEMENT LLC 9 WEST 57TH STREET 35TH FLOOR NEW YORK NY 10019 0 0 1 0 0001542017 Tiger Global Private Investment Partners VII, L.P. C/O CAMPBELLS CORPORATE SERVICES LIMITED P.O. BOX 268, FLOOR 4 WILLOW HOUSE GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001542016 Tiger Global PIP Performance VII, L.P. C/O CAMPBELLS CORPORATE SERVICES LIMITED P.O. BOX 268, FLOOR 4 WILLOW HOUSE GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001542015 Tiger Global PIP Management VII, Ltd. C/O CAMPBELLS CORPORATE SERVICES LIMITED P.O. BOX 268, FLOOR 4 WILLOW HOUSE GRAND CAYMAN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001307150 Coleman Charles P III C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK NY 10019 0 0 1 0 0001324962 SHLEIFER SCOTT L C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK NY 10019 0 0 1 0 0001526825 Fixel Lee C/O TIGER GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 35TH FLOOR NEW YORK NY 10019 0 0 1 0 Class A Common Stock 1000000 I See Footnote Class B Common Stock Class A Common Stock 4208676 D The securities are held in the accounts of private investment funds managed by Tiger Global Management, LLC ("Tiger Global") and may be deemed to be beneficially owned by (i) Tiger Global; (ii) Charles P. Coleman, III ("Coleman"), a partner and portfolio manager of Tiger Global; (iii) Scott Shleifer ("Shleifer"), a partner and portfolio manager of Tiger Global and (iv) Lee Fixel ("Fixel"), a partner and portfolio manager of Tiger Global. Each of Tiger Global, Coleman, Shleifer and Fixel disclaim beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock on the same basis upon the earlier of: (i) any transfer, whether or not for value, except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation in effect as of the date hereof, (ii) the affirmative vote of the holders of Class B Common Stock representing not less than a majority of the outstanding shares of Class B Common Stock, or (iii) October 6, 2025. The Class B Common Stock is held in the account of Tiger Global Private Investment Partners VII, L.P. ("PIP VII"). Tiger Global PIP Management VII, Ltd. ("Management VII"), Tiger Global PIP Performance VII, L.P. ("Performance VII"), Tiger Global, Coleman, Shleifer and Fixel may each be deemed to be the beneficial owner of these shares by virtue of Performance VII being the general partner of PIP VII, Management VII being the general partner of Performance VII, Tiger Global being the management company of PIP VII, Coleman being the director of Management VII and a partner and a portfolio manager of Tiger Global, and Shleifer and Fixel each being a partner and portfolio manager of Tiger Global. Each of Management VII, Performance VII, Tiger Global, Coleman, Shleifer and Fixel disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and affirmatively disclaim being a "group" for purposes of Section 16 of the Exchange Act. Tiger Global Management, LLC, By: /s/ Anil L. Crasto, Chief Operating Officer 2015-10-19 Tiger Global Private Investment Partners VII, L.P., By: Tiger Global PIP Performance VII, L.P., General Partner, By: Tiger Global PIP Management VII, Ltd., General Partner, By: /s/ Anil L. Crasto, Chief Operating Officer 2015-10-19 Tiger Global PIP Performance VII, L.P., By: Tiger Global PIP Management VII, Ltd., General Partner, By: /s/ Anil L. Crasto, Chief Operating Officer 2015-10-19 Tiger Global PIP Management VII, Ltd., By: /s/ Anil L. Crasto, Chief Operating Officer 2015-10-19 By: /s/ Charles P. Coleman, III 2015-10-19 By: /s/ Scott Shleifer 2015-10-19 By: /s/ Lee Fixel 2015-10-19