0001085146-15-001827.txt : 20150814
0001085146-15-001827.hdr.sgml : 20150814
20150814160250
ACCESSION NUMBER: 0001085146-15-001827
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150814
DATE AS OF CHANGE: 20150814
EFFECTIVENESS DATE: 20150814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CNH PARTNERS LLC
CENTRAL INDEX KEY: 0001167456
IRS NUMBER: 134172062
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10114
FILM NUMBER: 151055607
BUSINESS ADDRESS:
STREET 1: TWO GREENWICH PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-742-3600
MAIL ADDRESS:
STREET 1: TWO GREENWICH PLAZA
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001167456
XXXXXXXX
06-30-2015
06-30-2015
false
CNH PARTNERS LLC
TWO GREENWICH PLAZA
GREENWICH
CT
06830
13F HOLDINGS REPORT
028-10114
N
Bradley Asness
Authorized Signatory
203-742-3600
/s/ Bradley Asness
Greenwich
CT
08-14-2015
2
416
7880567
1
0001633376
028-16752
AQR Capital Management Holdings, LLC
2
0001167557
028-10120
AQR CAPITAL MANAGEMENT LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
1347 CAP CORP
COM
68245V103
4393
450540
SH
DFND
0
450540
0
1347 CAP CORP
RIGHT 07/21/2016
68245V111
190
500600
SH
DFND
0
500600
0
1347 CAP CORP
*W EXP 07/15/202
68245V129
100
500600
SH
DFND
0
500600
0
ABBVIE INC
COM
00287Y109
4046
60219
SH
DFND
0
60219
0
ACCURAY INC
DEBT 3.500% 2/0
004397AF2
6086
4500000
PRN
DFND
0
4500000
0
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
16840
16550000
PRN
DFND
0
16550000
0
ADVENT CLAY CONV SEC INC FD
COM
007639107
1688
263376
SH
DFND
0
263376
0
ADVENT CLAYMORE ENH GRW & IN
COM
00765E104
568
62655
SH
DFND
0
62655
0
ADVENT SOFTWARE INC
COM
007974108
123464
2792671
SH
DFND
0
2792671
0
AEGEAN MARINE PETE NETWORK I
NOTE 4.000%11/0
Y0020QAA9
7440
6775000
PRN
DFND
0
6775000
0
AFFYMETRIX INC
NOTE 4.000% 7/0
00826TAH1
3394
1750000
PRN
DFND
0
1750000
0
ALAMOS GOLD INC
COM
011527108
4576
808000
SH
DFND
0
808000
0
ALBANY MOLECULAR RESH INC
NOTE 2.250%11/1
012423AB5
2982
2125000
PRN
DFND
0
2125000
0
ALCATEL-LUCENT
SPONSORED ADR
013904305
19063
5265999
SH
DFND
0
5265999
0
ALERE INC
NOTE 3.000% 5/1
01449JAA3
623
500000
PRN
DFND
0
500000
0
ALLIANCEBERNSTEIN GBL HGH IN
COM
01879R106
309
25745
SH
DFND
0
25745
0
ALON USA ENERGY INC
NOTE 3.000% 9/1
020520AB8
11792
8400000
PRN
DFND
0
8400000
0
ALPHA NAT RES INC
NOTE 4.875%12/1
02076XAF9
223
2700000
PRN
DFND
0
2700000
0
ALPINE GLOBAL DYNAMIC DIVD F
COM NEW
02082E205
911
92069
SH
DFND
0
92069
0
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
3230
499243
SH
DFND
0
499243
0
ALTERA CORP
COM
021441100
59904
1170005
SH
DFND
0
1170005
0
AMERICAN TOWER CORP NEW
PFD CONV SER A
03027X308
14293
141426
SH
DFND
0
141426
0
AMERIGAS PARTNERS L P
UNIT L P INT
030975106
409
8953
SH
DFND
0
8953
0
AMSURG CORP
PFD CNV SR A-1 %
03232P504
12718
92875
SH
DFND
0
92875
0
AMTRUST FINL SVCS INC
NOTE 2.750%12/1
032359AG6
7046
7250000
PRN
DFND
0
7250000
0
AMYRIS INC
NOTE 6.500% 5/1
03236MAC5
6212
9350000
PRN
DFND
0
9350000
0
ANI PHARMACEUTICALS INC
NOTE 3.000%12/0
00182CAA1
600
525000
PRN
DFND
0
525000
0
ANN INC
COM
035623107
64680
1339412
SH
DFND
0
1339412
0
ANTHEM INC
UNIT 05/01/20188
036752202
37058
700000
SH
DFND
0
700000
0
APOLLO TACTICAL INCOME FD IN
COM
037638103
172
10919
SH
DFND
0
10919
0
AR CAP ACQUISITION CORP
COM
00191R109
9161
1010000
SH
DFND
0
1010000
0
AR CAP ACQUISITION CORP
*W EXP 10/06/201
00191R117
263
750000
SH
DFND
0
750000
0
ARES CAP CORP
NOTE 5.750% 2/0
04010LAB9
4530
4425000
PRN
DFND
0
4425000
0
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
1762
114955
SH
DFND
0
114955
0
ARK RESTAURANTS CORP
COM
040712101
2191
87545
SH
DFND
0
87545
0
AROWANA INC
SHS
G05011104
7816
800000
SH
DFND
0
800000
0
AROWANA INC
RIGHT 01/01/2017
G05011120
224
800000
SH
DFND
0
800000
0
ARVINMERITOR INC
FRNT 4.625% 3/0
043353AF8
2028
2000000
PRN
DFND
0
2000000
0
ASSOCIATED BANC CORP
*W EXP 11/21/201
045487113
82
23450
SH
DFND
0
23450
0
ASSOCIATED ESTATES RLTY CORP
COM
045604105
55641
1943456
SH
DFND
0
1943456
0
ATLANTIC ALLIANCE PARTNER CO
SHS
G04897107
5075
500000
SH
DFND
0
500000
0
ATLANTICUS HLDGS CORP
COM
04914Y102
676
191430
SH
DFND
0
191430
0
ATLAS ENERGY GROUP LLC
COM
04929Q102
79
15815
SH
DFND
0
15815
0
AUDIENCE INC
COM
05070J102
2482
507466
SH
DFND
0
507466
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
8898
110901
SH
DFND
0
110901
0
AVENUE INCOME CR STRATEGIES
COM
05358E106
466
32812
SH
DFND
0
32812
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
3047
57100
SH
DFND
0
57100
0
AZURE MIDSTREAM PARTNERS LP
COM UNIT LTD PAR
05501X100
328
27655
SH
DFND
0
27655
0
BAKER HUGHES INC
COM
057224107
114118
1849555
SH
DFND
0
1849555
0
BARINGTON HILCO ACQUISITION
COM
06759V101
5292
545520
SH
DFND
0
545520
0
BARINGTON HILCO ACQUISITION
RIGHT 02/13/2017
06759V119
152
545520
SH
DFND
0
545520
0
BARINGTON HILCO ACQUISITION
*W EXP 02/11/201
06759V127
87
545520
SH
DFND
0
545520
0
BAXTER INTL INC
COM
071813109
74475
1065000
SH
DFND
0
1065000
0
BEAZER HOMES USA INC
UNIT 07/15/2015
07556Q709
4308
150000
SH
DFND
0
150000
0
BIO-REFERENCE LABS INC
COM $.01 NEW
09057G602
7199
174531
SH
DFND
0
174531
0
BLACKROCK CORE BD TR
SHS BEN INT
09249E101
4570
360678
SH
DFND
0
360678
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
4481
415327
SH
DFND
0
415327
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
4352
343513
SH
DFND
0
343513
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
1353
100052
SH
DFND
0
100052
0
BLACKROCK FLOATING RATE INCO
COM
091941104
402
30973
SH
DFND
0
30973
0
BLACKROCK GLOBAL OPP EQTY TR
COM
092501105
440
31991
SH
DFND
0
31991
0
BLACKROCK LONG-TERM MUNI ADV
COM
09250B103
349
32275
SH
DFND
0
32275
0
BLACKROCK LTD DURATION INC T
COM SHS
09249W101
1187
78354
SH
DFND
0
78354
0
BLACKROCK MULTI-SECTOR INC T
COM
09258A107
224
13485
SH
DFND
0
13485
0
BLACKROCK MUN TARGET TERM TR
COM SHS BEN IN
09257P105
4418
217949
SH
DFND
0
217949
0
BLACKROCK MUNI INCOME INV QL
COM
09250G102
324
23010
SH
DFND
0
23010
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
792
58272
SH
DFND
0
58272
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
176
12946
SH
DFND
0
12946
0
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
593
44753
SH
DFND
0
44753
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
236
18220
SH
DFND
0
18220
0
BLACKROCK MUNIYIELD PA QLTY
COM
09255G107
143
10647
SH
DFND
0
10647
0
BLACKROCK MUNIYLD INVST QLTY
COM
09254T100
199
15110
SH
DFND
0
15110
0
BLACKROCK MUNIYLD MICH QLTY
COM
09254V105
632
47532
SH
DFND
0
47532
0
BLACKROCK MUNIYLD MICH QLTY
COM
09254W103
614
49254
SH
DFND
0
49254
0
BLACKROCK RES & COMM STRAT T
SHS
09257A108
4306
472146
SH
DFND
0
472146
0
BLACKSTONE GSO LNG SHRT CR I
COM SHS BN INT
09257D102
1440
92978
SH
DFND
0
92978
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
3412
218317
SH
DFND
0
218317
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
347
23883
SH
DFND
0
23883
0
BOSTON PRIVATE FINL HLDGS IN
*W EXP 11/21/201
101119113
668
117799
SH
DFND
0
117799
0
BOULEVARD ACQUISITION CORP
COM
10157P104
3420
273605
SH
DFND
0
273605
0
BOULEVARD ACQUISITION CORP
*W EXP 02/19/201
10157P112
2015
552100
SH
DFND
0
552100
0
BRIDGE CAP HLDGS
COM
108030107
2450
82228
SH
DFND
0
82228
0
BRIGHT HORIZONS FAM SOL IN D
COM
109194100
497
8600
SH
DFND
0
8600
0
BROADCOM CORP
CL A
111320107
116810
2268599
SH
DFND
0
2268599
0
BROOKFIELD GLOBL LISTED INFR
COM SHS
11273Q109
301
18178
SH
DFND
0
18178
0
BUCKEYE PARTNERS L P
UNIT LTD PARTN
118230101
400
5416
SH
DFND
0
5416
0
C B PHARMA ACQUISITION CORP
SHS
G2029P126
3455
350000
SH
DFND
0
350000
0
C B PHARMA ACQUISITION CORP
RIGHT 06/17/2016
G2029P134
142
350000
SH
DFND
0
350000
0
CAMBRIDGE CAP ACQUISITION CO
COM
13215Q106
15840
1584000
SH
DFND
0
1584000
0
CAMBRIDGE CAP ACQUISITION CO
*W EXP 12/17/201
13215Q114
264
1760000
SH
DFND
0
1760000
0
CAPITOL ACQUISITION CORP II
COM
14056V105
7430
704258
SH
DFND
0
704258
0
CAPITOL ACQUISITION CORP II
*W EXP 05/15/201
14056V113
1923
821950
SH
DFND
0
821950
0
CASTLE A M & CO
NOTE 7.000%12/1
148411AF8
1343
1550000
PRN
DFND
0
1550000
0
CATAMARAN CORP
COM
148887102
139445
2282989
SH
DFND
0
2282989
0
CBRE CLARION GLOBAL REAL EST
COM
12504G100
2246
282198
SH
DFND
0
282198
0
CDK GLOBAL INC
COM
12508E101
17003
314992
SH
DFND
0
314992
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
14364
12875000
PRN
DFND
0
12875000
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
10513
8900000
PRN
DFND
0
8900000
0
CENTRAL SECS CORP
COM
155123102
1626
76875
SH
DFND
0
76875
0
CENVEO CORP
NOTE 7.000% 5/1
15671BAJ0
2548
2725000
PRN
DFND
0
2725000
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
55759
73975000
PRN
DFND
0
73975000
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
539
17460
SH
DFND
0
17460
0
CIENA CORP
DEBT 4.000%12/1
171779AK7
17929
12710000
PRN
DFND
0
12710000
0
CIGNA CORPORATION
COM
125509109
7954
49100
SH
DFND
0
49100
0
CITRIX SYS INC
COM
177376100
4366
62227
SH
DFND
0
62227
0
CITY NATL CORP
COM
178566105
76531
846673
SH
DFND
0
846673
0
CLECO CORP NEW
COM
12561W105
74518
1383801
SH
DFND
0
1383801
0
CLICKSOFTWARE TECHNOLOGIES L
ORD
M25082104
4640
369162
SH
DFND
0
369162
0
COHEN & STEERS QUALITY RLTY
COM
19247L106
4561
426616
SH
DFND
0
426616
0
COHEN & STEERS REIT & PFD IN
COM
19247X100
1951
111530
SH
DFND
0
111530
0
COMMUNICATIONS SALES&LEAS IN
COM
20341J104
5819
235387
SH
DFND
0
235387
0
COMMUNITY HEALTH SYS INC NEW
RIGHT 01/27/2016
203668116
140
10026149
SH
DFND
0
10026149
0
COMPUCREDIT HLDGS CORP
NOTE 5.875%11/3
20478NAD2
2156
5000000
PRN
DFND
0
5000000
0
CONVERGYS CORP
SDCV 5.750% 9/1
212485AE6
28708
12550000
PRN
DFND
0
12550000
0
COWEN GROUP INC NEW
NOTE 3.000% 3/1
223622AB7
9961
7600000
PRN
DFND
0
7600000
0
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
371
33135
SH
DFND
0
33135
0
CROWN CASTLE INTL CORP NEW
CNV PFD STK SR A
22822V200
64485
624850
SH
DFND
0
624850
0
CYAN INC
COM
23247W104
1879
358500
SH
DFND
0
358500
0
DCP MIDSTREAM PARTNERS LP
COM UT LTD PTN
23311P100
338
11024
SH
DFND
0
11024
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
75762
1206586
SH
DFND
0
1206586
0
DELAWARE ENHANCED GBL DIV &
COM
246060107
316
29239
SH
DFND
0
29239
0
DEUTSCHE HIGH INCOME TR
SHS
25155R100
111
13007
SH
DFND
0
13007
0
DIRECTV
COM
25490A309
155942
1680593
SH
DFND
0
1680593
0
DOMINION RES INC VA NEW
UNIT 04/01/2013
25746U703
77662
1446625
SH
DFND
0
1446625
0
DOMINION RES INC VA NEW
UNIT 07/01/2016
25746U885
98820
1833225
SH
DFND
0
1833225
0
DRESSER-RAND GROUP INC
COM
261608103
201802
2369124
SH
DFND
0
2369124
0
DT ASIA INVTS LTD
SHS
G2615J104
2229
225112
SH
DFND
0
225112
0
DT ASIA INVTS LTD
RIGHT 03/30/2016
G2615J112
66
225112
SH
DFND
0
225112
0
DUFF & PHELPS GLB UTL INC FD
COM
26433C105
404
22810
SH
DFND
0
22810
0
EAGLE ROCK ENERGY PARTNERS L
UNIT
26985R104
295
117574
SH
DFND
0
117574
0
EATON VANCE FLTING RATE INC
COM
278279104
604
43851
SH
DFND
0
43851
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
4182
310498
SH
DFND
0
310498
0
EATON VANCE MUN BD FD
COM
27827X101
984
80860
SH
DFND
0
80860
0
EATON VANCE NEW YORK MUN BD
COM
27827Y109
306
24837
SH
DFND
0
24837
0
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
224
20704
SH
DFND
0
20704
0
EATON VANCE SH TM DR DIVR IN
COM
27828V104
1431
103315
SH
DFND
0
103315
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
889
143079
SH
DFND
0
143079
0
EATON VANCE TAX-ADV BD & OPT
COM SH BEN INT
27829M103
178
13810
SH
DFND
0
13810
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
51758
24750000
PRN
DFND
0
24750000
0
ELECTRUM SPL ACQUISITION COR
UNIT 99/99/9999
G3105C120
11022
1100000
SH
DFND
0
1100000
0
ENABLE MIDSTREAM PARTNERS LP
COM UNIT RP IN
292480100
414
25923
SH
DFND
0
25923
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
379
11378
SH
DFND
0
11378
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
1952
1825000
PRN
DFND
0
1825000
0
ENERGY FUELS INC
COM NEW
292671708
81
17980
SH
DFND
0
17980
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
867
16605
SH
DFND
0
16605
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
461
20970
SH
DFND
0
20970
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
827
27660
SH
DFND
0
27660
0
EQUINIX INC
NOTE 4.750% 6/1
29444UAH9
34698
10950000
PRN
DFND
0
10950000
0
EXCEL TR INC
COM
30068C109
36758
2330893
SH
DFND
0
2330893
0
FAMILY DLR STORES INC
COM
307000109
183769
2331792
SH
DFND
0
2331792
0
FIAT CHRYSLER AUTOMOBILES N
MAN COV SEC 16
N31738110
138921
1099275
SH
DFND
0
1099275
0
FINTECH ACQUISITION CORP
COM
31809H100
8633
890000
SH
DFND
0
890000
0
FINTECH ACQUISITION CORP
*W EXP 02/19/202
31809H118
303
890000
SH
DFND
0
890000
0
FIRST TR ABERDEEN GLBL OPP F
COM SHS
337319107
1738
159118
SH
DFND
0
159118
0
FIRST TR HIGH INCOME L/S FD
COM
33738E109
3074
196571
SH
DFND
0
196571
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
331
25146
SH
DFND
0
25146
0
FRANKLIN LTD DURATION INC TR
COM
35472T101
1816
155921
SH
DFND
0
155921
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
135821
3398076
SH
DFND
0
3398076
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
4984
50000
SH
DFND
0
50000
0
GABELLI DIVD & INCOME TR
COM
36242H104
713
34241
SH
DFND
0
34241
0
GABELLI HLTHCARE & WELLNESS
SHS
36246K103
547
48689
SH
DFND
0
48689
0
GAIN CAP HLDGS INC
NOTE 4.125%12/0
36268WAB6
4138
3775000
PRN
DFND
0
3775000
0
GARNERO GROUP ACQUISITION CO
SHS
G5866L108
23273
2370000
SH
DFND
0
2370000
0
GARNERO GROUP ACQUISITION CO
RIGHT 06/25/2016
G5866L132
464
2900000
SH
DFND
0
2900000
0
GEEKNET INC
COM NEW
36846Q203
481
24122
SH
DFND
0
24122
0
GENCORP INC
SDCV 4.062%12/3
368682AN0
18882
8250000
PRN
DFND
0
8250000
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
7189
8622000
PRN
DFND
0
8622000
0
GENERAL MTRS CO
COM
37045V100
547
16411
SH
DFND
0
16411
0
GENERAL MTRS CO
*W EXP 12/31/201
37045V134
103
356485
SH
DFND
0
356485
0
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
424
9660
SH
DFND
0
9660
0
GLOBAL DEFENSE & NATL SEC SY
COM
37953N108
9140
870500
SH
DFND
0
870500
0
GP INVTS ACQUISITION COR
UNIT 99/99/9999
G40357116
27803
2750000
SH
DFND
0
2750000
0
GRAFTECH INTL LTD
COM
384313102
19190
3868853
SH
DFND
0
3868853
0
HANCOCK JOHN INCOME SECS TR
COM
410123103
198
14248
SH
DFND
0
14248
0
HARMONY MERGER CORP
COM
413247107
15992
1631880
SH
DFND
0
1631880
0
HARMONY MERGER CORP
*W EXP 01/01/202
413247123
653
1631880
SH
DFND
0
1631880
0
HAWAIIAN ELEC INDUSTRIES
COM
419870100
75786
2549147
SH
DFND
0
2549147
0
HCC INS HLDGS INC
COM
404132102
38348
499058
SH
DFND
0
499058
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
93594
1559900
SH
DFND
0
1559900
0
HEALTH CARE REIT INC
NOTE 3.000%12/0
42217KAR7
32476
25175000
PRN
DFND
0
25175000
0
HEALTHWAYS INC
NOTE 1.500% 7/0
422245AB6
9158
9775000
PRN
DFND
0
9775000
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
44331
49950000
PRN
DFND
0
49950000
0
HERBALIFE LTD
COM USD SHS
G4412G101
5842
106041
SH
DFND
0
106041
0
HERITAGE FINL GROUP INC
COM
42726X102
8229
272676
SH
DFND
0
272676
0
HOLLY ENERGY PARTNERS L P
COM UT LTD PTN
435763107
590
16782
SH
DFND
0
16782
0
HOLOGIC INC
FRNT 2.000%12/1
436440AB7
15338
9150000
PRN
DFND
0
9150000
0
HOME PROPERTIES INC
COM
437306103
23414
320527
SH
DFND
0
320527
0
HOSPIRA INC
COM
441060100
138498
1561240
SH
DFND
0
1561240
0
HUDSON CITY BANCORP
COM
443683107
140276
14198026
SH
DFND
0
14198026
0
HUDSON VALLEY HOLDING CORP
COM
444172100
21619
766355
SH
DFND
0
766355
0
HUMANA INC
COM
444859102
14048
73442
SH
DFND
0
73442
0
HUNTINGTON BANCSHARES INC
PFD CONV SER A
446150401
1064
800
SH
DFND
0
800
0
HYDRA INDS ACQUISITION CORP
COM
448740100
19300
2000000
SH
DFND
0
2000000
0
HYDRA INDS ACQUISITION CORP
*W EXP 10/20/202
448740118
300
2000000
SH
DFND
0
2000000
0
HYDRA INDS ACQUISITION CORP
RIGHT 99/99/9999
448740126
680
2000000
SH
DFND
0
2000000
0
IGATE CORP
COM
45169U105
53580
1123498
SH
DFND
0
1123498
0
INFORMATICA CORP
COM
45666Q102
72880
1503607
SH
DFND
0
1503607
0
INTEGRATED SILICON SOLUTION
COM
45812P107
27342
1234956
SH
DFND
0
1234956
0
INTEL CORP
SDCV 12/1
458140AD2
5003
4150000
PRN
DFND
0
4150000
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
169297
111151000
PRN
DFND
0
111151000
0
INVACARE CORP
SDCV 4.125% 2/0
461203AD3
2742
2500000
PRN
DFND
0
2500000
0
INVESCO BD FD
COM
46132L107
381
21942
SH
DFND
0
21942
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
1560
134378
SH
DFND
0
134378
0
INVESCO HIGH INCOME TR II
COM
46131F101
446
31097
SH
DFND
0
31097
0
INVESCO MUN TR
COM
46131J103
786
65412
SH
DFND
0
65412
0
INVESCO QUALITY MUNI INC TRS
COM
46133G107
1282
108463
SH
DFND
0
108463
0
INVESCO TR INVT GRADE NY MUN
COM
46131T101
352
26399
SH
DFND
0
26399
0
ISTAR FINL INC
NOTE 3.000%11/1
45031UBR1
10223
8466000
PRN
DFND
0
8466000
0
JASON INDS INC
*W EXP 06/30/201
471172114
1011
2331300
SH
DFND
0
2331300
0
JOURNAL MEDIA GROUP INC
COM
48114A109
1455
175527
SH
DFND
0
175527
0
KEYCORP NEW
PFD 7.75% SR A
493267405
2625
20000
SH
DFND
0
20000
0
KIMBERLY CLARK CORP
COM
494368103
5048
47635
SH
DFND
0
47635
0
KINDER MORGAN INC DEL
COM
49456B101
1051
27367
SH
DFND
0
27367
0
KOHLBERG CAPITAL CORP
NOTE 8.750% 3/1
500233AB7
4621
4375000
PRN
DFND
0
4375000
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
9745
129400
SH
DFND
0
129400
0
LANDS END INC NEW
COM
51509F105
886
35689
SH
DFND
0
35689
0
LEVY ACQUISITION CORP
*W EXP 11/19/201
52748T112
5580
962100
SH
DFND
0
962100
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
3363
584803
SH
DFND
0
584803
0
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
115
22350
SH
DFND
0
22350
0
LIBERTY INTERACTIVE CORP
LBT VENT COM A
53071M880
9436
240286
SH
DFND
0
240286
0
LIBERTY TRIPADVISOR HLDGS IN
COM SER A
531465102
2727
84623
SH
DFND
0
84623
0
LMP CAP & INCOME FD INC
COM
50208A102
254
16826
SH
DFND
0
16826
0
LNB BANCORP INC
COM
502100100
4355
235424
SH
DFND
0
235424
0
LUMENIS LTD
SHS CL B
M6778Q121
6911
503702
SH
DFND
0
503702
0
M/I HOMES INC
NOTE 3.000% 3/0
55292PAB1
2467
2475000
PRN
DFND
0
2475000
0
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
386
16530
SH
DFND
0
16530
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
638
8690
SH
DFND
0
8690
0
MANNKIND CORP
COM
56400P201
1149
201991
SH
DFND
0
201991
0
MANNKIND CORP
NOTE 5.750% 8/1
56400PAC6
3365
3295000
PRN
DFND
0
3295000
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
412
7314
SH
DFND
0
7314
0
MARTIN MIDSTREAM PRTNRS L P
UNIT L P INT
573331105
417
13463
SH
DFND
0
13463
0
MEADOWBROOK INS GROUP INC
COM
58319P108
9602
1116465
SH
DFND
0
1116465
0
MEADOWBROOK INS GROUP INC
DBCV 5.000% 3/1
58319PAC2
10787
9375000
PRN
DFND
0
9375000
0
MEADWESTVACO CORP
COM
583334107
32462
687905
SH
DFND
0
687905
0
MERITAGE HOMES CORP
NOTE 1.875% 9/1
59001AAR3
3113
2925000
PRN
DFND
0
2925000
0
MERITOR INC
NOTE 7.875% 3/0
59001KAC4
44816
28275000
PRN
DFND
0
28275000
0
MFS INVT GRADE MUN TR
SH BEN INT
59318B108
562
60442
SH
DFND
0
60442
0
MFS MUN INCOME TR
SH BEN INT
552738106
627
97560
SH
DFND
0
97560
0
MGIC INVT CORP WIS
NOTE 5.000% 5/0
552848AD5
53678
46550000
PRN
DFND
0
46550000
0
MGIC INVT CORP WIS
NOTE 2.000% 4/0
552848AE3
140322
84025000
PRN
DFND
0
84025000
0
MICREL INC
COM
594793101
24149
1737367
SH
DFND
0
1737367
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
205967
107625000
PRN
DFND
0
107625000
0
MICRON TECHNOLOGY INC
NOTE 2.125% 2/1
595112AV5
16755
9315000
PRN
DFND
0
9315000
0
MICRON TECHNOLOGY INC
NOTE 2.375% 5/0
595112AW3
60156
29975000
PRN
DFND
0
29975000
0
MICRON TECHNOLOGY INC
NOTE 3.125% 5/0
595112AX1
31645
15700000
PRN
DFND
0
15700000
0
MITEL NETWORKS CORP
COM
60671Q104
2073
234787
SH
DFND
0
234787
0
MONTPELIER RE HOLDINGS LTD
SHS
G62185106
17385
440119
SH
DFND
0
440119
0
MORGAN STANLEY TRUSTS
INCOME SECS INC
61745P874
867
50380
SH
DFND
0
50380
0
MPLX LP
COM UNIT REP LTD
55336V100
541
7579
SH
DFND
0
7579
0
MYLAN N V
SHS EURO
N59465109
9503
140035
SH
DFND
0
140035
0
NEUBERGER BERMAN HGH YLD FD
COM
64128C106
986
83691
SH
DFND
0
83691
0
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
527
111251
SH
DFND
0
111251
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
197
22495
SH
DFND
0
22495
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
9090
491644
SH
DFND
0
491644
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
7706
484641
SH
DFND
0
484641
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
232150
97414000
PRN
DFND
0
97414000
0
NOW INC
COM
67011P100
4390
220504
SH
DFND
0
220504
0
NUSTAR ENERGY LP
UNIT COM
67058H102
518
8726
SH
DFND
0
8726
0
NUVEEN CONN PREM INCOME MUN
COM
67060D107
598
47934
SH
DFND
0
47934
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
4137
480492
SH
DFND
0
480492
0
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
1522
113508
SH
DFND
0
113508
0
NUVEEN DIVERSIFIED DIV INCM
COM
6706EP105
477
41524
SH
DFND
0
41524
0
NUVEEN DIVID ADV MUN FD 3
COM SH BEN INT
67070X101
641
48001
SH
DFND
0
48001
0
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
152
11229
SH
DFND
0
11229
0
NUVEEN GLOBAL EQUITY INCOME
COM
6706EH103
764
61202
SH
DFND
0
61202
0
NUVEEN MASS PREM INCOME MUN
COM
67061E104
169
12753
SH
DFND
0
12753
0
NUVEEN MD PREM INCOME MUN FD
COM
67061Q107
1455
118787
SH
DFND
0
118787
0
NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
939
72221
SH
DFND
0
72221
0
NUVEEN MUN MKT OPPORTUNITY F
COM
67062W103
1206
93469
SH
DFND
0
93469
0
NUVEEN N C PREM INCOME MUN F
COM
67060P100
1071
84368
SH
DFND
0
84368
0
NUVEEN NJ DIV ADVANTAGE MUN
COM
67069Y102
1728
134501
SH
DFND
0
134501
0
NUVEEN NY AMT FREE MUN INCOM
COM
670656107
1282
102184
SH
DFND
0
102184
0
NUVEEN NY DIVID ADVNTG MUN F
COM
67066X107
370
27305
SH
DFND
0
27305
0
NUVEEN OHIO QUALITY INCOME M
COM
670980101
215
14987
SH
DFND
0
14987
0
NUVEEN PA INVT QUALITY MUN F
COM
670972108
1031
78368
SH
DFND
0
78368
0
NUVEEN PERFORMANCE PLUS MUN
COM
67062P108
987
70374
SH
DFND
0
70374
0
NUVEEN PREM INCOME MUN FD
COM
67062T100
2268
172604
SH
DFND
0
172604
0
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
1394
104975
SH
DFND
0
104975
0
NUVEEN PREMIER MUN INCOME FD
COM
670988104
620
48097
SH
DFND
0
48097
0
NUVEEN QUALITY INCOME MUN FD
COM
670977107
1240
92961
SH
DFND
0
92961
0
NUVEEN QUALITY MUN FD INC
COM
67062N103
1850
146586
SH
DFND
0
146586
0
NUVEEN QUALITY PFD INC FD 3
COM
67072W101
199
24468
SH
DFND
0
24468
0
NUVEEN QUALITY PFD INCOME FD
COM
67072C105
221
26128
SH
DFND
0
26128
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
1247
94309
SH
DFND
0
94309
0
NUVEEN SHT DUR CR OPP FD
COM
67074X107
606
36763
SH
DFND
0
36763
0
NUVEEN SR INCOME FD
COM
67067Y104
222
34712
SH
DFND
0
34712
0
OFFICE DEPOT INC
COM
676220106
60447
6980063
SH
DFND
0
6980063
0
OMNICARE CAP TR II
PFD B TR 4.00%
68214Q200
9801
84900
SH
DFND
0
84900
0
OMNICARE INC
COM
681904108
50115
531720
SH
DFND
0
531720
0
ON SEMICONDUCTOR CORP
NOTE 2.625%12/1
682189AH8
6906
5564000
PRN
DFND
0
5564000
0
ONEIDA FINL CORP MD
COM
682479100
2068
101147
SH
DFND
0
101147
0
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
430
12635
SH
DFND
0
12635
0
OPKO HEALTH INC
COM
68375N103
142
10774
SH
DFND
0
10774
0
ORBITZ WORLDWIDE INC
COM
68557K109
69115
6052138
SH
DFND
0
6052138
0
PALL CORP
COM
696429307
56293
452333
SH
DFND
0
452333
0
PANGAEA LOGISTICS SOLUTION L
SHS
G6891L105
273
84400
SH
DFND
0
84400
0
PARTNERRE LTD
COM
G6852T105
4943
38467
SH
DFND
0
38467
0
PDL BIOPHARMA INC
NOTE 4.000% 2/0
69329YAF1
22804
23925000
PRN
DFND
0
23925000
0
PEPCO HOLDINGS INC
COM
713291102
128211
4759129
SH
DFND
0
4759129
0
PERRIGO CO PLC
SHS
G97822103
15988
86500
SH
DFND
0
86500
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
485
6737
SH
DFND
0
6737
0
PIMCO DYNAMIC CR INCOME FD
COM SHS
72202D106
330
16337
SH
DFND
0
16337
0
PIONEER FLOATING RATE TR
COM
72369J102
952
83616
SH
DFND
0
83616
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
351
8056
SH
DFND
0
8056
0
POLYPORE INTL INC
COM
73179V103
88311
1474800
SH
DFND
0
1474800
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
27380
29050000
PRN
DFND
0
29050000
0
PUTMAN HIGH INCOME SEC FUND
SHS BEN INT
746779107
655
84090
SH
DFND
0
84090
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
922
130391
SH
DFND
0
130391
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
969
83432
SH
DFND
0
83432
0
QEP MIDSTREAM PARTNERS LP
COM UNIT RP LTD
74735R115
525
29955
SH
DFND
0
29955
0
QUALITY DISTR INC FLA
COM
74756M102
6146
397516
SH
DFND
0
397516
0
QUANTUM CORP
NOTE 4.500%11/1
747906AJ4
2091
1750000
PRN
DFND
0
1750000
0
QUIDEL CORP
NOTE 3.250%12/1
74838JAA9
1003
1000000
PRN
DFND
0
1000000
0
QUINPARIO ACQUISITION CORP 2
COM
74874U101
30891
3132926
SH
DFND
0
3132926
0
QUINPARIO ACQUISITION CORP 2
*W EXP 01/01/202
74874U119
1050
3500000
SH
DFND
0
3500000
0
RADIAN GROUP INC
NOTE 2.250% 3/0
750236AN1
25281
14208000
PRN
DFND
0
14208000
0
RALLY SOFTWARE DEV CORP
COM
751198102
4287
220392
SH
DFND
0
220392
0
RAMBUS INC DEL
NOTE 1.125% 8/1
750917AE6
10888
8175000
PRN
DFND
0
8175000
0
RAYONIER ADVANCED MATLS INC
COM
75508B104
1472
90547
SH
DFND
0
90547
0
RED HAT INC
COM
756577102
13034
171661
SH
DFND
0
171661
0
RENEWABLE ENERGY GROUP INC
MTNF 2.750% 6/1
75972AAA1
5225
4900000
PRN
DFND
0
4900000
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
1741
1875000
PRN
DFND
0
1875000
0
RESOURCE CAP CORP
NOTE 8.000% 1/1
76120WAB0
1903
2000000
PRN
DFND
0
2000000
0
RICE MIDSTREAM PARTNERS LP
UNIT LTD PARTN
762819100
181
10400
SH
DFND
0
10400
0
RMR REAL ESTATE INCOME FUND
COM
76970B101
1163
62704
SH
DFND
0
62704
0
ROI ACQUISITION CORP II
COM
74966G101
9686
945000
SH
DFND
0
945000
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
263
1050000
SH
DFND
0
1050000
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
516
11040
SH
DFND
0
11040
0
ROSETTA RESOURCES INC
COM
777779307
55946
2417704
SH
DFND
0
2417704
0
RTI INTL METALS INC
COM
74973W107
18620
590721
SH
DFND
0
590721
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
101521
78206000
PRN
DFND
0
78206000
0
SEQUENOM INC
NOTE 5.000% 1/0
817337AC2
9255
9450000
PRN
DFND
0
9450000
0
SFX ENTMT INC
COM
784178303
841
187206
SH
DFND
0
187206
0
SHIP FINANCE INTERNATIONAL L
NOTE 3.250% 2/0
G81075AE6
54624
51200000
PRN
DFND
0
51200000
0
SIGMA ALDRICH CORP
COM
826552101
161525
1159129
SH
DFND
0
1159129
0
SOURCE CAP INC
COM
836144105
782
10747
SH
DFND
0
10747
0
SOUTHWESTERN ENERGY CO
DEP SHS 1/20 B
845467208
141944
2840650
SH
DFND
0
2840650
0
SPECTRA ENERGY PARTNERS LP
COM
84756N109
392
8497
SH
DFND
0
8497
0
SPECTRUM PHARMACEUTICALS INC
NOTE 2.750%12/1
84763AAB4
6842
7250000
PRN
DFND
0
7250000
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
26655
28225000
PRN
DFND
0
28225000
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
9046
9675000
PRN
DFND
0
9675000
0
SPROTT FOCUS TR INC
COM
85208J109
305
43056
SH
DFND
0
43056
0
SQUARE 1 FINL INC
CL A
85223W101
21835
798350
SH
DFND
0
798350
0
STANDARD PAC CORP NEW
COM
85375C101
355
39850
SH
DFND
0
39850
0
STANDARD PAC CORP NEW
NOTE 1.250% 8/0
85375CBC4
17989
14730000
PRN
DFND
0
14730000
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
39572
37800000
PRN
DFND
0
37800000
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
24252
22825000
PRN
DFND
0
22825000
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
24437
24150000
PRN
DFND
0
24150000
0
STATE INVS BANCORP INC
COM
857030100
916
43225
SH
DFND
0
43225
0
STILLWATER MNG CO
NOTE 1.750%10/1
86074QAL6
13376
12450000
PRN
DFND
0
12450000
0
STONE HBR EMERG MKTS TL INC
COM
86164W100
435
31039
SH
DFND
0
31039
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142102
436
13195
SH
DFND
0
13195
0
SUNEDISON INC
NOTE 2.000%10/0
86732YAC3
140313
66975000
PRN
DFND
0
66975000
0
SUNEDISON INC
NOTE 2.750% 1/0
86732YAD1
61463
28975000
PRN
DFND
0
28975000
0
SUNOCO LOGISTICS PRTNRS L P
COM UNITS
86764L108
664
17472
SH
DFND
0
17472
0
SUSQUEHANNA BANCSHARES INC P
COM
869099101
91462
6477451
SH
DFND
0
6477451
0
SWISS HELVETIA FD INC
COM
870875101
402
34393
SH
DFND
0
34393
0
SYNCHRONY FINL
COM
87165B103
5347
162361
SH
DFND
0
162361
0
T MOBILE US INC
CONV PFD SER A
872590203
123862
1793800
SH
DFND
0
1793800
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.750%12/0
874054AC3
17000
11400000
PRN
DFND
0
11400000
0
TALEN ENERGY CORP
COM
87422J105
5149
300066
SH
DFND
0
300066
0
TALLGRASS ENERGY PARTNERS LP
COM UNIT
874697105
493
10248
SH
DFND
0
10248
0
TARGA RES CORP
COM
87612G101
511
5722
SH
DFND
0
5722
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
303
7849
SH
DFND
0
7849
0
TC PIPELINES LP
UT COM LTD PRT
87233Q108
363
6375
SH
DFND
0
6375
0
TEEKAY LNG PARTNERS L P
PRTNRSP UNITS
Y8564M105
344
10685
SH
DFND
0
10685
0
TEMPLETON GLOBAL INCOME FD
COM
880198106
1764
250972
SH
DFND
0
250972
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
15224
1530000
SH
DFND
0
1530000
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
536
1700000
SH
DFND
0
1700000
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
95648
43825000
PRN
DFND
0
43825000
0
TIME INC NEW
COM
887228104
7102
308630
SH
DFND
0
308630
0
TIME WARNER CABLE INC
COM
88732J207
82525
463182
SH
DFND
0
463182
0
TIMKEN CO
COM
887389104
7534
206017
SH
DFND
0
206017
0
TIMKENSTEEL CORP
COM
887399103
5434
201323
SH
DFND
0
201323
0
TORNIER N V
SHS
N87237108
6557
262374
SH
DFND
0
262374
0
TORTOISE PIPELINE & ENERGY F
COM
89148H108
542
21198
SH
DFND
0
21198
0
TRADE STR RESIDENTIAL INC
COM NEW
89255N203
1106
166007
SH
DFND
0
166007
0
TRANSAMERICA INCOME SHS INC
COM
893506105
950
47787
SH
DFND
0
47787
0
TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
608
15988
SH
DFND
0
15988
0
TRI CONTL CORP
COM
895436103
302
14253
SH
DFND
0
14253
0
TTM TECHNOLOGIES INC
NOTE 1.750%12/1
87305RAD1
19061
16300000
PRN
DFND
0
16300000
0
TYSON FOODS INC
UNIT 99/99/9999
902494301
143268
2754625
SH
DFND
0
2754625
0
UIL HLDG CORP
COM
902748102
3579
78119
SH
DFND
0
78119
0
UNITED STATES STL CORP NEW
NOTE 2.750% 4/0
912909AH1
30139
27229000
PRN
DFND
0
27229000
0
UTI WORLDWIDE INC
NOTE 4.500% 3/0
90349LAB0
34405
33525000
PRN
DFND
0
33525000
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
471
9224
SH
DFND
0
9224
0
VALLEY NATL BANCORP
*W EXP 11/14/201
919794131
28
116185
SH
DFND
0
116185
0
VANTAGE DRILLING COMPANY
NOTE 7.875% 9/0
G93205AA3
5027
5250000
PRN
DFND
0
5250000
0
VECTOR GROUP LTD
FRNT 1/1
92240MAY4
15705
10625000
PRN
DFND
0
10625000
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
301466
163175000
PRN
DFND
0
163175000
0
VERSO CORP
COM
92531L108
259
392462
SH
DFND
0
392462
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
313
59637
SH
DFND
0
59637
0
WABASH NATL CORP
NOTE 3.375% 5/0
929566AH0
1387
1100000
PRN
DFND
0
1100000
0
WCI CMNTYS INC
COM PAR $0.01
92923C807
720
29516
SH
DFND
0
29516
0
WEBMD HEALTH CORP
NOTE 2.500% 1/3
94770VAF9
10078
9850000
PRN
DFND
0
9850000
0
WEBMD HEALTH CORP
NOTE 2.250% 3/3
94770VAH5
9149
9075000
PRN
DFND
0
9075000
0
WEBMD HEALTH CORP
NOTE 1.500%12/0
94770VAK8
43555
40375000
PRN
DFND
0
40375000
0
WEC ENERGY GROUP INC
COM
92939U106
404
8975
SH
DFND
0
8975
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
130542
59354000
PRN
DFND
0
59354000
0
WELLS FARGO ADVANTAGE INCOME
COM SHS
94987B105
575
69554
SH
DFND
0
69554
0
WELLS FARGO ADVANTAGE MULTI
COM SHS
94987D101
1781
140670
SH
DFND
0
140670
0
WESTERN ASSET GLB HI INCOME
COM
95766B109
501
48433
SH
DFND
0
48433
0
WESTERN ASSET GLB PTNRS INCO
COM
95766G108
631
68770
SH
DFND
0
68770
0
WESTERN ASSET GLOBAL CP DEFI
COM
95790C107
1199
69913
SH
DFND
0
69913
0
WESTERN ASSET HIGH INCM OPP
COM
95766K109
2531
491528
SH
DFND
0
491528
0
WESTERN ASSET MGD HI INCM FD
COM
95766L107
1695
343032
SH
DFND
0
343032
0
WESTERN ASSET WORLDWIDE INCO
COM
957668106
964
88972
SH
DFND
0
88972
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
493
7781
SH
DFND
0
7781
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
7218
138222
SH
DFND
0
138222
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
917
18936
SH
DFND
0
18936
0
WILLIS GROUP HOLDINGS PUBLIC
SHS
G96666105
1264
26960
SH
DFND
0
26960
0
WL ROSS HLDG CORP
COM SHS
92939D104
35715
3430800
SH
DFND
0
3430800
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
3278
3450000
SH
DFND
0
3450000
0
WP GLIMCHER IN
COM
92939N102
2637
194931
SH
DFND
0
194931
0
YAHOO INC
COM
984332106
114398
2911635
SH
DFND
0
2911635
0
ZWEIG TOTAL RETURN FD INC
COM NEW
989837208
362
27986
SH
DFND
0
27986
0