-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FUDmI5HYPvKR49x/3pztvDkK0xFjCdjzUao6prryjXsde59HQqyWPex7Mn7tPmrv kVIV9iearImYZ1qdPVFXAQ== 0000902561-02-000124.txt : 20020414 0000902561-02-000124.hdr.sgml : 20020414 ACCESSION NUMBER: 0000902561-02-000124 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WAVELAND CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001167430 IRS NUMBER: 364233535 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10090 FILM NUMBER: 02550901 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET 2: SUITE 4800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3127392138 13F-HR/A 1 sc13fwcm.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended December 31, 2001 ----------------- If amended report check here: |X| Amendment Number: 1 This Amendment (Check only one): |X| is a restatement |_| adds new holding entries. Institutional Investment Manager Filing this Report: Name: Waveland Capital Management, LLC ------------------------------------------ Address: 227 West Monroe Street, Suite 4800 ------------------------------------------ Chicago, Illinois 60606 ------------------------------------------ 13F File Number: 028-10090 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: David S. Richter ------------------------------------------ Title: Manager ------------------------------------------ Phone: (312) 739-2138 ------------------------------------------ Signature, Place and Date of Signing: /s/ David S. Richter Chicago, Illinois February 14 , 2002 - --------------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [X] 13F COMBINATION REPORT. 1 of 3 List of Other Managers Reporting for this Manager Form 13F File No.: Name: ------------------ ---------------------------- 28-05459 Waveland International, Ltd. ------------------ ---------------------------- Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 ------------ Form 13F Information Table Entry Total: 2 ------------ Form 13F Information Table Value Total: $ 3,683 ------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-05463 David S. Richter ----- --------------------- --------------------- 2 of 3
Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 - ----------------------------------------------------------------------------------------------------------------------------------- Name of Issuer Title of CUSIP Value Shrs or Sh/ Put/ Investment Other Voting Authority Class (X$1000) Prn Amt Prn Call Discretion Managers Sole Shared None - ----------------------------------------------------------------------------------------------------------------------------------- HEARTLAND UT LTD 422357103 1,815 119,586 SH DEFINED 1 119,586 PARTNERS PARTNER - ----------------------------------------------------------------------------------------------------------------------------------- THE CRONOS ORD L20708100 1,868 387,191 SH DEFINED 1 387,191 GROUP - ----------------------------------------------------------------------------------------------------------------------------------- 3 of 3
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