0001415889-24-000474.txt : 20240103
0001415889-24-000474.hdr.sgml : 20240103
20240103201751
ACCESSION NUMBER: 0001415889-24-000474
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231229
FILED AS OF DATE: 20240103
DATE AS OF CHANGE: 20240103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Marleau Hubert
CENTRAL INDEX KEY: 0001833575
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33675
FILM NUMBER: 24509395
MAIL ADDRESS:
STREET 1: C/O RIOT PLATFORMS, INC.
STREET 2: 3855 AMBROSIA STREET, SUITE 301
CITY: CASTLE ROCK
STATE: CO
ZIP: 80109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Riot Platforms, Inc.
CENTRAL INDEX KEY: 0001167419
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 09 Crypto Assets
IRS NUMBER: 841553387
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3855 AMBROSIA STREET, SUITE 301
CITY: CASTLE ROCK
STATE: CO
ZIP: 80109
BUSINESS PHONE: 303-794-2000
MAIL ADDRESS:
STREET 1: 3855 AMBROSIA STREET, SUITE 301
CITY: CASTLE ROCK
STATE: CO
ZIP: 80109
FORMER COMPANY:
FORMER CONFORMED NAME: Riot Blockchain, Inc.
DATE OF NAME CHANGE: 20171004
FORMER COMPANY:
FORMER CONFORMED NAME: Bioptix, Inc.
DATE OF NAME CHANGE: 20161201
FORMER COMPANY:
FORMER CONFORMED NAME: Venaxis, Inc.
DATE OF NAME CHANGE: 20121218
4
1
form4-01042024_010143.xml
X0508
4
2023-12-29
0001167419
Riot Platforms, Inc.
RIOT
0001833575
Marleau Hubert
C/O RIOT PLATFORMS, INC.
3855 AMBROSIA STREET, SUITE 301
CASTLE ROCK
CO
80109
true
false
false
false
0
Common Stock
2023-12-29
4
A
0
32000
0
A
59860
D
Represents the unvested award of restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2019 Equity Incentive Plan, as amended, (the "Equity Plan") as of the indicated date, in connection with service on the Issuer's Board of Directors (the "Board") through 2024. Each RSU represents the contingent right to receive one share of the Issuer's common stock, no par value per share, ("Common Stock") upon vesting and settlement by the Issuer. According to the equity award agreement covering the award, the RSUs are eligible to vest, if at all, in four equal quarterly tranches after the grant date, subject to the Reporting Person's continued service with the Issuer through vesting.
/s/ Alexander K. Travis, Attorney-in-Fact for Hubert Marleau
2024-01-03