0001140361-18-012488.txt : 20180307 0001140361-18-012488.hdr.sgml : 20180307 20180307171305 ACCESSION NUMBER: 0001140361-18-012488 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180307 DATE AS OF CHANGE: 20180307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chang Robby Sai Kit CENTRAL INDEX KEY: 0001732700 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33675 FILM NUMBER: 18674127 MAIL ADDRESS: STREET 1: 1807-18 HARBOUR STREET CITY: TORONTO STATE: A6 ZIP: M5J 2Z6 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Riot Blockchain, Inc. CENTRAL INDEX KEY: 0001167419 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 841553387 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 202 6TH STREET, SUITE 401 CITY: CASTLE ROCK STATE: CO ZIP: 80104 BUSINESS PHONE: 303-794-2000 MAIL ADDRESS: STREET 1: 202 6TH STREET, SUITE 401 CITY: CASTLE ROCK STATE: CO ZIP: 80104 FORMER COMPANY: FORMER CONFORMED NAME: Bioptix, Inc. DATE OF NAME CHANGE: 20161201 FORMER COMPANY: FORMER CONFORMED NAME: Venaxis, Inc. DATE OF NAME CHANGE: 20121218 FORMER COMPANY: FORMER CONFORMED NAME: AspenBio Pharma, Inc. DATE OF NAME CHANGE: 20051110 3 1 doc1.xml FORM 3 X0206 3 2018-02-27 0 0001167419 Riot Blockchain, Inc. RIOT 0001732700 Chang Robby Sai Kit 202 6TH STREET, SUITE 401 CASTLE ROCK CO 80104 0 1 0 0 Chief Financial Officer Common Stock 60000 D (1) On February 27, 2018, Mr. Chang entered into an Employment Agreement with Riot Blockchain, Inc.'s (the "Company") wholly-owned subsidiary Riot Blockchain Canada Inc. (the "Employment Agreement"). On February 27, 2018 the Company's Board of Directors appointed Mr. Chang to the position of Chief Financial Officer pursuant to the Employment Agreement. Pursuant to the Employment Agreement and in consideration for his services to the Company, Mr. Chang received an award of 60,000 restricted shares of the Company's common stock, which shall vest in 24 equal monthly installments over a two-year period, beginning on the one month anniversary of the date of issuance. /s/ Robby Sai Kit Chang 2018-03-07