0001172661-19-001822.txt : 20190814 0001172661-19-001822.hdr.sgml : 20190814 20190814142524 ACCESSION NUMBER: 0001172661-19-001822 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 191025417 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167365 XXXXXXXX 06-30-2019 06-30-2019 false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F COMBINATION REPORT 028-10659 0001086763 028-05785 FIRST FOUNDATION ADVISORS N James D. Dondero 972-628-4100 /s/ James D. Dondero Dallas TX 08-14-2019 2 393 1710233 1 0001469877 028-16918 HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. 2 0001617621 028-16920 NexPoint Advisors, L.P. INFORMATION TABLE 2 infotable.xml ABBVIE INC COM 00287Y109 1091 15000 SH DFND 1 15000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 699 20000 SH DFND 1 20000 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 878 25125 SH DFND 2 25125 0 0 ACORDA THERAPEUTICS INC COM 00484M106 119 15500 SH DFND 1 15500 0 0 ACTIVISION BLIZZARD INC COM 00507V109 472 10000 SH DFND 1 10000 0 0 ADOBE INC COM 00724F101 2063 7000 SH DFND 1 7000 0 0 ADVANCED MICRO DEVICES INC COM 007903107 1822 60000 SH DFND 1 60000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 12245 414381 SH SOLE 414381 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 2801 94800 SH DFND 1 94800 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 7967 269610 SH DFND 2 269610 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 1330 45000 SH Put DFND 1 45000 0 0 AGILE THERAPEUTICS INC COM 00847L100 146 100000 SH DFND 1 100000 0 0 AIMMUNE THERAPEUTICS INC COM 00900T107 506 24300 SH DFND 1 24300 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 3558 21000 SH DFND 1 21000 0 0 ALLY FINL INC COM 02005N100 4958 160000 SH DFND 1 160000 0 0 ALPHABET INC CAP STK CL A 02079K305 5414 5000 SH DFND 1 5000 0 0 ALPHABET INC CAP STK CL A 02079K305 10828 10000 SH Put DFND 1 10000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 873 45000 SH DFND 1 45000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 1367 70500 SH DFND 2 70500 0 0 AMAZON COM INC COM 023135106 7006 3700 SH DFND 1 3700 0 0 AMAZON COM INC COM 023135106 7006 3700 SH Put DFND 1 3700 0 0 AMBER RD INC COM 02318Y108 1061 81244 SH DFND 1 81244 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 3197 98044 SH DFND 2 98044 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 3777 115818 SH DFND 1 115818 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2288 70172 SH SOLE 70172 0 0 AMERIPRISE FINL INC COM 03076C106 1960 13500 SH DFND 1 13500 0 0 AMETEK INC NEW COM 031100100 2998 33000 SH DFND 1 33000 0 0 AMETEK INC NEW COM 031100100 1517 16700 SH Put DFND 1 16700 0 0 AMICUS THERAPEUTICS INC COM 03152W109 1161 93000 SH DFND 1 93000 0 0 ANADARKO PETE CORP COM 032511107 579 8200 SH DFND 1 8200 0 0 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 309 8500 SH SOLE 8500 0 0 ANDEAVOR LOGISTICS LP COM UNIT LP INT 03350F106 1977 54408 SH DFND 1 54408 0 0 ANI PHARMACEUTICALS INC COM 00182C103 584 7100 SH DFND 1 7100 0 0 ANSYS INC COM 03662Q105 1024 5000 SH DFND 1 5000 0 0 ANTHEM INC COM 036752103 988 3500 SH DFND 1 3500 0 0 AON PLC SHS CL A G0408V102 3667 19000 SH DFND 1 19000 0 0 AON PLC SHS CL A G0408V102 5789 30000 SH Put DFND 1 30000 0 0 APPLIED MATLS INC COM 038222105 3692 82200 SH DFND 2 82200 0 0 AQUANTIA CORP COM 03842Q108 1070 82095 SH DFND 1 82095 0 0 ARATANA THERAPEUTICS INC COM 03874P101 197 38180 SH DFND 1 38180 0 0 ARCH COAL INC CL A 039380407 37755 400751 SH SOLE 400751 0 0 ARCH COAL INC CL A 039380407 0 1 SH DFND 1 1 0 0 ARISTA NETWORKS INC COM 040413106 493 1900 SH DFND 2 1900 0 0 ASCENDIS PHARMA A S SPONSORED ADR 04351P101 2303 20000 SH DFND 1 20000 0 0 ASHFORD HOSPITALITY TR INC COM SHS 044103109 524 176500 SH DFND 1 176500 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 619 15000 SH DFND 1 15000 0 0 ATENTO S A SHS L0427L105 498 200000 SH DFND 1 200000 0 0 ATHENE HLDG LTD CL A G0684D107 2024 47000 SH DFND 1 47000 0 0 AUTODESK INC COM 052769106 815 5000 SH DFND 1 5000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 8597 52000 SH DFND 1 52000 0 0 AUTOZONE INC COM 053332102 3848 3500 SH DFND 1 3500 0 0 AVAYA HLDGS CORP COM 05351X101 28500 2392982 SH SOLE 2392982 0 0 AVAYA HLDGS CORP COM 05351X101 6971 585293 SH DFND 1 585293 0 0 AVAYA HLDGS CORP COM 05351X101 932 78271 SH DFND 2 78271 0 0 AXONICS MODULATION TECH INC COM 05465P101 819 20000 SH DFND 1 20000 0 0 BANCO MACRO SA SPON ADR B 05961W105 357 4902 SH SOLE 4902 0 0 BANCO MACRO SA SPON ADR B 05961W105 1086 14913 SH DFND 1 14913 0 0 BANCO MACRO SA SPON ADR B 05961W105 729 10000 SH DFND 2 10000 0 0 BARNES & NOBLE INC COM 067774109 1562 233527 SH DFND 1 233527 0 0 BARNES & NOBLE INC COM 067774109 1970 294500 SH DFND 2 294500 0 0 BBVA BANCO FRANCES S A SPONSORED ADR 07329M100 453 40000 SH DFND 2 40000 0 0 BIO RAD LABS INC CL A 090572207 1876 6000 SH DFND 1 6000 0 0 BIO RAD LABS INC CL A 090572207 6 20 SH DFND 2 20 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 514 6000 SH DFND 1 6000 0 0 BLACK KNIGHT INC COM 09215C105 205 3406 SH DFND 1 3406 0 0 BLUEROCK RESIDENTIAL GRW REI COM CL A 09627J102 2746 233732 SH DFND 2 233732 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 21876 1177419 SH DFND 1 1177419 0 0 BRAEMAR HOTELS & RESORTS INC 5.5 CUM CV PFD B 10482B200 5994 322581 SH DFND 2 322581 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 14430 318200 SH DFND 2 318200 0 0 BROADCOM INC COM 11135F101 4894 17000 SH DFND 1 17000 0 0 BROOKDALE SR LIVING INC COM 112463104 444 61625 SH DFND 1 61625 0 0 BROOKDALE SR LIVING INC COM 112463104 641 88900 SH DFND 2 88900 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 1314 32000 SH DFND 1 32000 0 0 C&J ENERGY SVCS INC NEW COM 12674R100 603 51208 SH DFND 1 51208 0 0 CANNAE HLDGS INC COM 13765N107 553 19070 SH DFND 1 19070 0 0 CAVCO INDS INC DEL COM 149568107 326 2070 SH DFND 2 2070 0 0 CBRE GROUP INC CL A 12504L109 2822 55000 SH DFND 1 55000 0 0 CBRE GROUP INC CL A 12504L109 2565 50000 SH Put DFND 1 50000 0 0 CDK GLOBAL INC COM 12508E101 5206 105300 SH DFND 1 105300 0 0 CDK GLOBAL INC COM 12508E101 4669 94433 SH DFND 2 94433 0 0 CDK GLOBAL INC COM 12508E101 8306 168000 SH Put DFND 1 168000 0 0 CDN IMPERIAL BK COMM TORONTO COM 136069101 243 3094 SH DFND 1 3094 0 0 CENTENE CORP DEL COM 15135B101 262 5000 SH DFND 1 5000 0 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 2440 263250 SH DFND 1 263250 0 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 3038 327750 SH DFND 2 327750 0 0 CENTRAL PUERTO S A SPONSORED ADR 155038201 3180 343000 SH SOLE 343000 0 0 CHARLES RIV LABS INTL INC COM 159864107 7 50 SH DFND 2 50 0 0 CHARLES RIV LABS INTL INC COM 159864107 366 2582 SH DFND 1 2582 0 0 CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 463 45230 SH DFND 1 45230 0 0 CHOICE HOTELS 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SH Put DFND 1 14000 0 0 COHERUS BIOSCIENCES INC COM 19249H103 2648 119825 SH DFND 1 119825 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 1336 101616 SH DFND 1 101616 0 0 COLLEGIUM PHARMACEUTICAL INC COM 19459J104 479 36413 SH DFND 2 36413 0 0 CONTINENTAL RESOURCES INC COM 212015101 2828 67200 SH DFND 2 67200 0 0 CONTINENTAL RESOURCES INC COM 212015101 1936 46000 SH DFND 1 46000 0 0 CONTROL4 CORP COM 21240D107 707 29768 SH DFND 1 29768 0 0 CORNERSTONE ONDEMAND INC COM 21925Y103 319 5500 SH DFND 1 5500 0 0 CORNING INC COM 219350105 226 6800 SH SOLE 6800 0 0 CORPORACION AMER ARPTS S A COM L1995B107 2240 277519 SH SOLE 277519 0 0 CORPORACION AMER ARPTS S A COM L1995B107 4386 543548 SH DFND 1 543548 0 0 CORPORACION AMER ARPTS S A COM L1995B107 4789 593403 SH DFND 2 593403 0 0 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 2331 65168 SH DFND 1 65168 0 0 CRESUD S A C I F Y A SPONSORED ADR 226406106 304 28993 SH DFND 2 28993 0 0 CRYOLIFE INC COM 228903100 2065 69000 SH DFND 1 69000 0 0 CVS HEALTH CORP COM 126650100 327 6000 SH DFND 1 6000 0 0 DIAMOND HILL INVESTMENT GROU COM NEW 25264R207 1701 12000 SH DFND 1 12000 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 3055 41300 SH DFND 2 41300 0 0 DISCOVER FINL SVCS COM 254709108 225 2900 SH SOLE 2900 0 0 DISNEY WALT CO COM DISNEY 254687106 2095 15000 SH DFND 1 15000 0 0 DIVIDEND & INCOME FUND COM NEW 25538A204 2175 188768 SH DFND 2 188768 0 0 DRIL QUIP INC COM 262037104 308 6420 SH DFND 1 6420 0 0 DYNAGAS LNG PARTNERS LP COM UNIT LTD PT Y2188B108 77 52925 SH DFND 1 52925 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 3256 73000 SH DFND 1 73000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 3345 75000 SH Put DFND 1 75000 0 0 EBIX INC COM NEW 278715206 859 17100 SH DFND 1 17100 0 0 ELECTRONICS FOR IMAGING INC COM 286082102 2281 61809 SH DFND 1 61809 0 0 EMCOR GROUP INC COM 29084Q100 3524 40000 SH DFND 1 40000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 16122 1145000 SH DFND 2 1145000 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 29047 2062964 SH DFND 1 2062964 0 0 ENLINK MIDSTREAM LLC COM UNIT REP LTD 29336T100 1194 118307 SH DFND 1 118307 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 4042 140000 SH DFND 2 140000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 13717 475131 SH DFND 1 475131 0 0 EOG RES INC COM 26875P101 1770 19000 SH DFND 1 19000 0 0 EOG RES INC COM 26875P101 838 9000 SH DFND 2 9000 0 0 EPAM SYS INC COM 29414B104 2597 15000 SH DFND 1 15000 0 0 EQM MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1114 24944 SH DFND 1 24944 0 0 EVOLENT HEALTH INC CL A 30050B101 278 35000 SH DFND 1 35000 0 0 EVOLUS INC COM 30052C107 146 10000 SH DFND 1 10000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2661 20000 SH DFND 1 20000 0 0 EXPEDIA GROUP INC COM NEW 30212P303 2661 20000 SH Put DFND 1 20000 0 0 EXPONENT INC COM 30214U102 2342 40000 SH DFND 1 40000 0 0 EYEPOINT PHARMACEUTICALS INC COM 30233G100 894 545000 SH DFND 1 545000 0 0 FACEBOOK INC CL A 30303M102 7913 41000 SH DFND 1 41000 0 0 FACEBOOK INC CL A 30303M102 5790 30000 SH Put DFND 1 30000 0 0 FGL HLDGS ORD SHS G3402M102 840 100000 SH DFND 1 100000 0 0 FINISAR CORP COM NEW 31787A507 357 15600 SH DFND 1 15600 0 0 FORTINET INC COM 34959E109 219 2850 SH SOLE 2850 0 0 FORTINET INC COM 34959E109 2603 33875 SH DFND 1 33875 0 0 FORTINET INC COM 34959E109 30563 397800 SH DFND 2 397800 0 0 FORTINET INC COM 34959E109 2305 30000 SH Put DFND 1 30000 0 0 GALLAGHER ARTHUR J & CO COM 363576109 2190 25000 SH DFND 1 25000 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 2630 70000 SH DFND 1 70000 0 0 GENESCO INC COM 371532102 427 10100 SH DFND 1 10100 0 0 GENTHERM INC COM 37253A103 343 8200 SH DFND 1 8200 0 0 GILEAD SCIENCES INC COM 375558103 2702 40000 SH DFND 1 40000 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 921 17500 SH DFND 1 17500 0 0 GLOBAL PMTS INC COM 37940X102 2722 17000 SH DFND 1 17000 0 0 GLOBAL PMTS INC COM 37940X102 4003 25000 SH Put DFND 1 25000 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 832 64300 SH DFND 2 64300 0 0 GORES HOLDINGS III INC CLASS A 38286G109 1620 161196 SH DFND 1 161196 0 0 GRAY TELEVISION INC CL A 389375205 161 10436 SH DFND 2 10436 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 4218 535258 SH SOLE 535258 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 1488 188858 SH DFND 1 188858 0 0 GRUPO SUPERVIELLE S A SPONSORED ADR 40054A108 553 70240 SH DFND 2 70240 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 592 58000 SH DFND 1 58000 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 273 27602 SH DFND 1 27602 0 0 HERON THERAPEUTICS INC COM 427746102 10947 588858 SH DFND 2 588858 0 0 HERON THERAPEUTICS INC COM 427746102 7743 416534 SH DFND 1 416534 0 0 HERON THERAPEUTICS INC COM 427746102 11183 601550 SH SOLE 601550 0 0 HFF INC CL A 40418F108 1620 35622 SH DFND 1 35622 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 1737 154524 SH SOLE 154524 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 1766 157084 SH DFND 1 157084 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 900 64998 SH SOLE 64998 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A203 2444 25000 SH DFND 1 25000 0 0 HOLOGIC INC COM 436440101 1201 25000 SH DFND 1 25000 0 0 HOPFED BANCORP INC COM 439734104 1198 63172 SH DFND 1 63172 0 0 HUMANA INC COM 444859102 1327 5000 SH DFND 1 5000 0 0 HUMANA INC COM 444859102 7 25 SH DFND 2 25 0 0 HUNT J B TRANS SVCS INC COM 445658107 2742 30000 SH Call DFND 1 30000 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 1884 162800 SH DFND 1 162800 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 3398 293727 SH DFND 2 293727 0 0 INPHI CORP COM 45772F107 3006 60000 SH DFND 1 60000 0 0 INSMED INC COM PAR $.01 457669307 768 30000 SH DFND 1 30000 0 0 INTEL CORP COM 458140100 3542 74000 SH DFND 2 74000 0 0 INTERMOLECULAR INC COM 45882D109 23 19700 SH DFND 1 19700 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3047 21000 SH DFND 1 21000 0 0 INTUIT COM 461202103 2091 8000 SH DFND 1 8000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2623 5000 SH DFND 1 5000 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2623 5000 SH Put DFND 1 5000 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 7470 40000 SH Put DFND 1 40000 0 0 IQVIA HLDGS INC COM 46266C105 2414 15000 SH DFND 1 15000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 9330 60000 SH Put DFND 1 60000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1083 115000 SH DFND 1 115000 0 0 JERNIGAN CAP INC COM 476405105 4251 207379 SH DFND 1 207379 0 0 JERNIGAN CAP INC COM 476405105 1292 63000 SH DFND 2 63000 0 0 JETBLUE AWYS CORP COM 477143101 1886 102000 SH DFND 1 102000 0 0 K12 INC COM 48273U102 7031 231215 SH DFND 1 231215 0 0 K12 INC COM 48273U102 107 3532 SH DFND 2 3532 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 2436 20000 SH DFND 1 20000 0 0 KINDER MORGAN INC DEL COM 49456B101 3404 163004 SH DFND 1 163004 0 0 L3 TECHNOLOGIES INC COM 502413107 2047 8350 SH DFND 1 8350 0 0 LA JOLLA PHARMACEUTICAL CO COM PAR $.0001 2 503459604 635 68700 SH SOLE 68700 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2766 16000 SH DFND 1 16000 0 0 LAM RESEARCH CORP COM 512807108 1878 10000 SH DFND 1 10000 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 150 15000 SH DFND 1 15000 0 0 LAUDER ESTEE COS INC CL A 518439104 1831 10000 SH DFND 1 10000 0 0 LF CAP ACQUISITION CORP CL A 50200K108 107 10554 SH DFND 1 10554 0 0 LHC GROUP INC COM 50187A107 481 4025 SH DFND 1 4025 0 0 LHC GROUP INC COM 50187A107 8 65 SH DFND 2 65 0 0 LIBERTY EXPEDIA HLDGS INC SER A COM 53046P109 1481 31000 SH DFND 1 31000 0 0 LINDE PLC SHS G5494J103 1205 6000 SH DFND 1 6000 0 0 LOMA NEGRA CORP SPONSORED ADS 54150E104 304 26000 SH SOLE 26000 0 0 LOMA NEGRA CORP SPONSORED ADS 54150E104 305 26100 SH DFND 1 26100 0 0 LOMA NEGRA CORP SPONSORED ADS 54150E104 3187 272400 SH DFND 2 272400 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 65345 1893519 SH SOLE 1893519 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 474 13722 SH DFND 2 13722 0 0 LORAL SPACE & COMMUNICATNS I COM 543881106 4484 129945 SH DFND 1 129945 0 0 LUMENTUM HLDGS INC COM 55024U109 2136 40000 SH DFND 1 40000 0 0 M & T BK CORP COM 55261F104 3061 18000 SH DFND 1 18000 0 0 MACERICH CO COM 554382101 850 25380 SH DFND 1 25380 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 422 6590 SH DFND 1 6590 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2578 108000 SH DFND 1 108000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2387 100000 SH Put DFND 1 100000 0 0 MATSON INC COM 57686G105 200 5160 SH DFND 1 5160 0 0 MBT FINL CORP COM 578877102 1182 117954 SH DFND 1 117954 0 0 MCKESSON CORP COM 58155Q103 538 4000 SH DFND 1 4000 0 0 MEDLEY CAP CORP COM 58503F106 0 100 SH SOLE 100 0 0 MEDLEY CAP CORP COM 58503F106 784 335000 SH DFND 1 335000 0 0 MEDNAX INC COM 58502B106 208 8245 SH DFND 1 8245 0 0 MERCADOLIBRE INC COM 58733R102 11360 18569 SH DFND 1 18569 0 0 MICRON TECHNOLOGY INC COM 595112103 772 20000 SH DFND 1 20000 0 0 MICROSOFT CORP COM 594918104 6296 47000 SH DFND 1 47000 0 0 MICROSOFT CORP COM 594918104 4957 37000 SH Put DFND 1 37000 0 0 MINERVA NEUROSCIENCES INC COM 603380106 342 60790 SH SOLE 60790 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