0001172661-19-000468.txt : 20190213
0001172661-19-000468.hdr.sgml : 20190213
20190213162449
ACCESSION NUMBER: 0001172661-19-000468
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190213
DATE AS OF CHANGE: 20190213
EFFECTIVENESS DATE: 20190213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
IRS NUMBER: 752716725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10659
FILM NUMBER: 19597548
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 972-628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167365
XXXXXXXX
12-31-2018
12-31-2018
false
HIGHLAND CAPITAL MANAGEMENT LP
300 Crescent Court, Suite 700
Dallas
TX
75201
13F COMBINATION REPORT
028-10659
0001086763
028-05785
FIRST FOUNDATION ADVISORS
N
James D. Dondero
President
972-628-4100
/s/ James D. Dondero
Dallas
TX
02-13-2019
2
343
1303887
1
0001469877
028-16918
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
2
0001617621
028-16920
NexPoint Advisors, L.P.
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
7
90
SH
DFND
2
90
0
0
ABBOTT LABS
COM
002824100
4340
60000
SH
DFND
1
60000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
514
20000
SH
DFND
1
20000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
646
25125
SH
DFND
2
25125
0
0
ACORDA THERAPEUTICS INC
COM
00484M106
241
15500
SH
DFND
1
15500
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
923
50000
SH
DFND
1
50000
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
5645
156381
SH
DFND
156381
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
4144
114800
SH
DFND
1
114800
0
0
AERIE PHARMACEUTICALS INC
COM
00771V108
2762
76510
SH
DFND
2
76510
0
0
AIMMUNE THERAPEUTICS INC
COM
00900T107
581
24300
SH
DFND
1
24300
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
2741
20000
SH
DFND
1
20000
0
0
ALPHABET INC
CAP STK CL A
02079K305
8360
8000
SH
DFND
1
8000
0
0
ALPHABET INC
CAP STK CL C
02079K107
3107
3000
SH
DFND
1
3000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1837
135000
SH
DFND
1
135000
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
1912
140500
SH
DFND
2
140500
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
3062
225000
SH
Call
DFND
1
225000
0
0
AMAZON COM INC
COM
023135106
6008
4000
SH
DFND
1
4000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
825
25700
SH
DFND
1
25700
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
2373
15000
SH
DFND
1
15000
0
0
AMERIPRISE FINL INC
COM
03076C106
2087
20000
SH
DFND
1
20000
0
0
AMGEN INC
COM
031162100
584
3000
SH
DFND
1
3000
0
0
AMGEN INC
COM
031162100
6
30
SH
DFND
2
30
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1064
111100
SH
DFND
1
111100
0
0
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350F106
276
8500
SH
DFND
8500
0
0
ANDEAVOR LOGISTICS LP
COM UNIT LP INT
03350F106
1768
54408
SH
DFND
1
54408
0
0
ANI PHARMACEUTICALS INC
COM
00182C103
320
7100
SH
DFND
1
7100
0
0
ANTHEM INC
COM
036752103
3152
12000
SH
DFND
1
12000
0
0
APPLE INC
COM
037833100
1104
7000
SH
DFND
1
7000
0
0
APPLIED MATLS INC
COM
038222105
7105
217000
SH
DFND
2
217000
0
0
APPTIO INC
CL A
03835C108
739
19460
SH
DFND
1
19460
0
0
ARCH COAL INC
CL A
039380407
33258
400751
SH
DFND
400751
0
0
ARCH COAL INC
CL A
039380407
215
5802
SH
DFND
1
5802
0
0
ARCH COAL INC
CL A
039380407
151
4071
SH
DFND
2
4071
0
0
ARISTA NETWORKS INC
COM
040413106
400
1900
SH
DFND
2
1900
0
0
ATENTO S A
SHS
L0427L105
802
200000
SH
DFND
1
200000
0
0
ATHENAHEALTH INC
COM
04685W103
1478
11200
SH
DFND
1
11200
0
0
AUTODESK INC
COM
052769106
1543
12000
SH
DFND
1
12000
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
4983
38000
SH
DFND
1
38000
0
0
AUTOZONE INC
COM
053332102
5030
6000
SH
DFND
1
6000
0
0
AVAYA HLDGS CORP
COM
05351X101
1140
78271
SH
DFND
2
78271
0
0
AVAYA HLDGS CORP
COM
05351X101
35934
2467982
SH
DFND
2467982
0
0
AVAYA HLDGS CORP
COM
05351X101
13845
950900
SH
DFND
1
950900
0
0
AXONICS MODULATION TECH INC
COM
05465P101
151
10000
SH
DFND
1
10000
0
0
BALL CORP
COM
058498106
1150
25000
SH
DFND
1
25000
0
0
BANCO MACRO SA
SPON ADR B
05961W105
845
19102
SH
DFND
19102
0
0
BANCO MACRO SA
SPON ADR B
05961W105
989
22370
SH
DFND
1
22370
0
0
BANCO MACRO SA
SPON ADR B
05961W105
663
15000
SH
DFND
2
15000
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06746L422
4688
100000
SH
Put
DFND
100000
0
0
BARNES & NOBLE INC
COM
067774109
1656
233527
SH
DFND
1
233527
0
0
BARNES & NOBLE INC
COM
067774109
2088
294500
SH
DFND
2
294500
0
0
BAXTER INTL INC
COM
071813109
329
5000
SH
DFND
1
5000
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
131
11540
SH
DFND
1
11540
0
0
BBVA BANCO FRANCES S A
SPONSORED ADR
07329M100
1133
100000
SH
DFND
2
100000
0
0
BIO RAD LABS INC
CL A
090572207
5
20
SH
DFND
2
20
0
0
BIO RAD LABS INC
CL A
090572207
7199
31000
SH
DFND
1
31000
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
383
4500
SH
DFND
1
4500
0
0
BLACKROCK INC
COM
09247X101
2357
6000
SH
DFND
1
6000
0
0
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
5751
637603
SH
DFND
2
637603
0
0
BMC STK HLDGS INC
COM
05591B109
12055
778743
SH
DFND
778743
0
0
BOJANGLES INC
COM
097488100
1093
68000
SH
DFND
1
68000
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
20438
1177419
SH
DFND
1
1177419
0
0
BRAEMAR HOTELS & RESORTS INC
5.5 CUM CV PFD B
10482B200
5599
322581
SH
DFND
2
322581
0
0
BROADCOM INC
COM
11135F101
7883
31000
SH
DFND
1
31000
0
0
BROOKDALE SR LIVING INC
COM
112463104
413
61625
SH
DFND
1
61625
0
0
BROOKDALE SR LIVING INC
COM
112463104
596
88900
SH
DFND
2
88900
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
365
27000
SH
DFND
1
27000
0
0
CALIX INC
COM
13100M509
540
55387
SH
DFND
1
55387
0
0
CANNAE HLDGS INC
COM
13765N107
326
19070
SH
DFND
1
19070
0
0
CAVCO INDS INC DEL
COM
149568107
270
2070
SH
DFND
2
2070
0
0
CDK GLOBAL INC
COM
12508E101
9112
190300
SH
DFND
1
190300
0
0
CDK GLOBAL INC
COM
12508E101
1584
33083
SH
DFND
2
33083
0
0
CDN IMPERIAL BK COMM TORONTO
COM
136069101
231
3094
SH
DFND
1
3094
0
0
CELGENE CORP
COM
151020104
1577
24600
SH
DFND
2
24600
0
0
CENTENE CORP DEL
COM
15135B101
346
3000
SH
DFND
1
3000
0
0
CENTRAL PUERTO S A
SPONSORED ADR
155038201
3015
327750
SH
DFND
2
327750
0
0
CENTRAL PUERTO S A
SPONSORED ADR
155038201
3156
343000
SH
DFND
343000
0
0
CENTRAL PUERTO S A
SPONSORED ADR
155038201
1447
157250
SH
DFND
1
157250
0
0
CHARLES RIV LABS INTL INC
COM
159864107
858
7582
SH
DFND
1
7582
0
0
CHARLES RIV LABS INTL INC
COM
159864107
6
50
SH
DFND
2
50
0
0
CIENA CORP
COM NEW
171779309
5087
150000
SH
DFND
1
150000
0
0
CIGNA CORP NEW
COM
125523100
950
5000
SH
DFND
1
5000
0
0
CIT GROUP INC
COM NEW
125581801
189
4950
SH
DFND
4950
0
0
CIT GROUP INC
COM NEW
125581801
5475
143050
SH
DFND
1
143050
0
0
CIT GROUP INC
COM NEW
125581801
1833
47900
SH
DFND
2
47900
0
0
CITIGROUP INC
COM NEW
172967424
234
4500
SH
DFND
4500
0
0
CITIGROUP INC
COM NEW
172967424
547
10500
SH
DFND
1
10500
0
0
CITRIX SYS INC
COM
177376100
2049
20000
SH
DFND
1
20000
0
0
CIVITAS SOLUTIONS INC
COM
17887R102
665
38000
SH
DFND
1
38000
0
0
CME GROUP INC
COM CL A
12572Q105
9406
50000
SH
DFND
1
50000
0
0
COCA COLA CO
COM
191216100
2368
50000
SH
DFND
1
50000
0
0
COCA COLA EUROPEAN PARTNERS
SHS
G25839104
2293
50000
SH
DFND
1
50000
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
537
59300
SH
DFND
59300
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
1546
170825
SH
DFND
1
170825
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
1018
59313
SH
DFND
2
59313
0
0
COLLEGIUM PHARMACEUTICAL INC
COM
19459J104
1916
111616
SH
DFND
1
111616
0
0
COLONY CR REAL ESTATE INC
COM CL A
19625T101
492
31175
SH
DFND
2
31175
0
0
CONTINENTAL RESOURCES INC
COM
212015101
5201
129400
SH
DFND
2
129400
0
0
CONTINENTAL RESOURCES INC
COM
212015101
3014
75000
SH
DFND
1
75000
0
0
CORNERSTONE ONDEMAND INC
COM
21925Y103
2799
55500
SH
DFND
1
55500
0
0
CORNING INC
COM
219350105
205
6800
SH
DFND
6800
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344208
1819
65168
SH
DFND
1
65168
0
0
CRESUD S A C I F Y A
SPONSORED ADR
226406106
352
28993
SH
DFND
2
28993
0
0
CRYOLIFE INC
COM
228903100
1845
65000
SH
DFND
1
65000
0
0
DARDEN RESTAURANTS INC
COM
237194105
1498
15000
SH
DFND
1
15000
0
0
DAVITA INC
COM
23918K108
515
10000
SH
DFND
1
10000
0
0
DECIPHERA PHARMACEUTICALS IN
COM
24344T101
315
15000
SH
DFND
1
15000
0
0
DECKERS OUTDOOR CORP
COM
243537107
3199
25000
SH
DFND
1
25000
0
0
DEERE & CO
COM
244199105
2238
15000
SH
DFND
1
15000
0
0
DELL TECHNOLOGIES INC
CL C
24703L202
1583
32393
SH
DFND
1
32393
0
0
DERMIRA INC
COM
24983L104
250
34740
SH
DFND
1
34740
0
0
DESPEGAR COM CORP
ORD SHS
G27358103
385
31000
SH
DFND
1
31000
0
0
DESPEGAR COM CORP
ORD SHS
G27358103
25
2000
SH
DFND
2
2000
0
0
DIAMOND HILL INVESTMENT GROU
COM NEW
25264R207
2092
14000
SH
DFND
1
14000
0
0
DIREXION SHS ETF TR
DLY FIN BULL NEW
25459Y694
1451
32400
SH
DFND
32400
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
2201
230968
SH
DFND
2
230968
0
0
DOMINION ENERGY MIDSTRM PRTN
COM UT REP LTD
257454108
1211
67102
SH
DFND
1
67102
0
0
DUN & BRADSTREET CORP DEL NE
COM
26483E100
268
1877
SH
DFND
1
1877
0
0
DYNAGAS LNG PARTNERS LP
COM UNIT LTD PT
Y2188B108
178
52925
SH
DFND
1
52925
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
4958
113000
SH
DFND
1
113000
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
1991
13000
SH
DFND
1
13000
0
0
ELECTRO SCIENTIFIC INDS
COM
285229100
490
16354
SH
DFND
1
16354
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
27252
2062964
SH
DFND
1
2062964
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
991
75000
SH
DFND
2
75000
0
0
ENGILITY HLDGS INC NEW
COM
29286C107
243
8522
SH
DFND
1
8522
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
397
41829
SH
DFND
1
41829
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
732
66503
SH
DFND
1
66503
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
4180
170000
SH
DFND
2
170000
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
11683
475131
SH
DFND
1
475131
0
0
EOG RES INC
COM
26875P101
3894
44650
SH
DFND
2
44650
0
0
EPAM SYS INC
COM
29414B104
4292
37000
SH
DFND
1
37000
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
1079
24944
SH
DFND
1
24944
0
0
EVOLENT HEALTH INC
CL A
30050B101
239
12000
SH
DFND
1
12000
0
0
EXPEDIA GROUP INC
COM NEW
30212P303
3042
27000
SH
DFND
1
27000
0
0
EXPONENT INC
COM
30214U102
2028
40000
SH
DFND
1
40000
0
0
EYEPOINT PHARMACEUTICALS INC
COM
30233G100
95
50000
SH
DFND
1
50000
0
0
FACEBOOK INC
CL A
30303M102
5506
42000
SH
DFND
1
42000
0
0
FLUIDIGM CORP DEL
COM
34385P108
862
100000
SH
DFND
1
100000
0
0
FORTINET INC
COM
34959E109
3794
53875
SH
DFND
1
53875
0
0
FORTINET INC
COM
34959E109
7124
101150
SH
DFND
2
101150
0
0
FRANCESCAS HLDGS CORP
COM
351793104
57
58500
SH
DFND
1
58500
0
0
G1 THERAPEUTICS INC
COM
3621LQ109
192
10000
SH
DFND
1
10000
0
0
GENESCO INC
COM
371532102
447
10100
SH
DFND
1
10100
0
0
GENTHERM INC
COM
37253A103
328
8200
SH
DFND
1
8200
0
0
GLOBAL BLOOD THERAPEUTICS IN
COM
37890U108
924
22500
SH
DFND
1
22500
0
0
GLOBAL X FDS
GLB X MLP ENRG I
37950E226
875
80100
SH
DFND
2
80100
0
0
GRAY TELEVISION INC
CL A
389375205
128
10436
SH
DFND
2
10436
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
744
27000
SH
DFND
27000
0
0
GRUPO FINANCIERO GALICIA S A
SP ADR 10 SH B
399909100
166
6029
SH
DFND
1
6029
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
2318
267058
SH
DFND
267058
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
915
105360
SH
DFND
2
105360
0
0
GRUPO SUPERVIELLE S A
SPONSORED ADR
40054A108
2459
283287
SH
DFND
1
283287
0
0
HCA HEALTHCARE INC
COM
40412C101
1120
9000
SH
DFND
1
9000
0
0
HERON THERAPEUTICS INC
COM
427746102
15407
593950
SH
DFND
593950
0
0
HERON THERAPEUTICS INC
COM
427746102
6792
261834
SH
DFND
1
261834
0
0
HERON THERAPEUTICS INC
COM
427746102
5292
204008
SH
DFND
2
204008
0
0
HERSHEY CO
COM
427866108
1608
15000
SH
DFND
1
15000
0
0
HIGHLAND FLOATNG RATE OPPRT
SHS BEN INT
43010E404
832
64998
SH
DFND
64998
0
0
HORMEL FOODS CORP
COM
440452100
2134
50000
SH
DFND
1
50000
0
0
HUMANA INC
COM
444859102
7
25
SH
DFND
2
25
0
0
HUMANA INC
COM
444859102
859
3000
SH
DFND
1
3000
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
1495
162800
SH
DFND
1
162800
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
2696
293727
SH
DFND
2
293727
0
0
INOGEN INC
COM
45780L104
279
2250
SH
DFND
1
2250
0
0
INTEL CORP
COM
458140100
4224
90000
SH
DFND
1
90000
0
0
INTEL CORP
COM
458140100
26593
566650
SH
DFND
2
566650
0
0
INTERNAP CORP
COM PAR
45885A409
184
44416
SH
DFND
2
44416
0
0
INTERSECTIONS INC
COM
460981301
259
70195
SH
DFND
1
70195
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
3113
6500
SH
DFND
1
6500
0
0
JERNIGAN CAP INC
COM
476405105
4110
207379
SH
DFND
1
207379
0
0
JERNIGAN CAP INC
COM
476405105
3132
158000
SH
DFND
2
158000
0
0
JETBLUE AIRWAYS CORP
COM
477143101
2232
139000
SH
DFND
1
139000
0
0
K12 INC
COM
48273U102
6297
254015
SH
DFND
1
254015
0
0
K12 INC
COM
48273U102
88
3532
SH
DFND
2
3532
0
0
KINDER MORGAN INC DEL
COM
49456B101
2507
163004
SH
DFND
1
163004
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
365
38700
SH
DFND
38700
0
0
LA JOLLA PHARMACEUTICAL CO
COM PAR $.0001 2
503459604
1198
127000
SH
DFND
1
127000
0
0
LHC GROUP INC
COM
50187A107
3570
38025
SH
DFND
1
38025
0
0
LHC GROUP INC
COM
50187A107
6
65
SH
DFND
2
65
0
0
LIBERTY PPTY TR
SH BEN INT
531172104
838
20000
SH
DFND
1
20000
0
0
LIVE NATION ENTERTAINMENT IN
COM
538034109
2660
54000
SH
DFND
1
54000
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
290
26100
SH
DFND
1
26100
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
3233
290500
SH
DFND
2
290500
0
0
LOMA NEGRA CORP
SPONSORED ADS
54150E104
417
37500
SH
DFND
37500
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
4840
129945
SH
DFND
1
129945
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
511
13722
SH
DFND
2
13722
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
71579
1921591
SH
DFND
1921591
0
0
LUMENTUM HLDGS INC
COM
55024U109
1974
47000
SH
DFND
1
47000
0
0
LUXFER HOLDINGS PLC
SHS
G5698W116
495
28100
SH
DFND
1
28100
0
0
MACERICH CO
COM
554382101
1098
25380
SH
DFND
1
25380
0
0
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
376
6590
SH
DFND
1
6590
0
0
MARATHON PETE CORP
COM
56585A102
1180
20000
SH
DFND
1
20000
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
4048
250000
SH
DFND
1
250000
0
0
MB FINANCIAL INC NEW
COM
55264U108
277
7000
SH
DFND
1
7000
0
0
MCKESSON CORP
COM
58155Q103
663
6000
SH
DFND
1
6000
0
0
MEDNAX INC
COM
58502B106
272
8245
SH
DFND
1
8245
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
6189
67000
SH
DFND
1
67000
0
0
MERCADOLIBRE INC
COM
58733R102
4706
16069
SH
DFND
1
16069
0
0
MERCK & CO INC
COM
58933Y105
611
8000
SH
DFND
1
8000
0
0
MICROSOFT CORP
COM
594918104
4875
48000
SH
DFND
1
48000
0
0
MIDDLEBY CORP
COM
596278101
4109
40000
SH
DFND
1
40000
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
410
60790
SH
DFND
60790
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
6581
976430
SH
DFND
1
976430
0
0
MOLINA HEALTHCARE INC
COM
60855R100
5
43
SH
DFND
2
43
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1281
11020
SH
DFND
1
11020
0
0
MPLX LP
COM UNIT REP LTD
55336V100
13943
460154
SH
DFND
1
460154
0
0
NAVIGATORS GROUP INC
COM
638904102
535
7700
SH
DFND
1
7700
0
0
NEVADA GOLD & CASINOS INC
COM NEW
64126Q206
70
29239
SH
DFND
1
29239
0
0
NEVRO CORP
COM
64157F103
97
2500
SH
DFND
1
2500
0
0
NEVRO CORP
COM
64157F103
311
8000
SH
DFND
2
8000
0
0
NEW JERSEY RES
COM
646025106
1142
25000
SH
DFND
1
25000
0
0
NEWMARK GROUP INC
CL A
65158N102
2384
297279
SH
DFND
1
297279
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
4945
36539
SH
DFND
2
36539
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
70123
2000658
SH
DFND
2000658
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
4121
56966
SH
DFND
1
56966
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
1297
65078
SH
DFND
2
65078
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
40554
2100004
SH
DFND
2100004
0
0
NEXPOINT STRATEGIC OPORTUNT
COM NEW
65340G205
18952
523568
SH
DFND
1
523568
0
0
NEXTDECADE CORP
COM
65342K105
162
30000
SH
DFND
1
30000
0
0
NEXTDECADE CORP
COM
65342K105
11122
2059555
SH
DFND
2
2059555
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
1064
110920
SH
DFND
1
110920
0
0
NIKE INC
CL B
654106103
1854
25000
SH
DFND
1
25000
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
858
10000
SH
DFND
1
10000
0
0
NRG ENERGY INC
COM NEW
629377508
34
862
SH
DFND
862
0
0
NRG ENERGY INC
COM NEW
629377508
311
7850
SH
DFND
1
7850
0
0
NUTANIX INC
CL A
67059N108
2495
60000
SH
DFND
1
60000
0
0
NUTRI SYS INC NEW
COM
67069D108
1564
35639
SH
DFND
1
35639
0
0
NVIDIA CORP
COM
67066G104
1335
10000
SH
DFND
1
10000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3635
49600
SH
DFND
2
49600
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
242
57120
SH
DFND
1
57120
0
0
OIL STS INTL INC
COM
678026105
152
10650
SH
DFND
1
10650
0
0
OXFORD INDS INC
COM
691497309
426
6000
SH
DFND
1
6000
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
376
8750
SH
DFND
1
8750
0
0
PALO ALTO NETWORKS INC
COM
697435105
4709
25000
SH
DFND
1
25000
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
1853
58250
SH
DFND
2
58250
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
3344
105130
SH
DFND
105130
0
0
PAMPA ENERGIA S A
SPONS ADR LVL I
697660207
1797
56500
SH
DFND
1
56500
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
261
50850
SH
DFND
2
50850
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
699
136278
SH
DFND
1
136278
0
0
PARATEK PHARMACEUTICALS INC
COM
699374302
11311
2204865
SH
DFND
2204865
0
0
PATTERSON COMPANIES INC
COM
703395103
200
10150
SH
DFND
10150
0
0
PATTERSON COMPANIES INC
COM
703395103
7316
372135
SH
DFND
1
372135
0
0
PATTERSON COMPANIES INC
COM
703395103
973
49500
SH
DFND
2
49500
0
0
PENSKE AUTOMOTIVE GRP INC
COM
70959W103
3306
82000
SH
DFND
1
82000
0
0
PIONEER NAT RES CO
COM
723787107
3025
23000
SH
DFND
1
23000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
547
27291
SH
DFND
1
27291
0
0
PLAINS GP HLDGS L P
LTD PARTNR INT A
72651A207
2100
104496
SH
DFND
1
104496
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
18995
973100
SH
DFND
973100
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
6384
327050
SH
DFND
1
327050
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
5504
281979
SH
DFND
2
281979
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
136
1480
SH
DFND
1480
0
0
PRA HEALTH SCIENCES INC
COM
69354M108
391
4255
SH
DFND
1
4255
0
0
PROCTER AND GAMBLE CO
COM
742718109
2298
25000
SH
DFND
1
25000
0
0
QUAKER CHEM CORP
COM
747316107
392
2205
SH
DFND
1
2205
0
0
QUALCOMM INC
COM
747525103
216
3800
SH
DFND
1
3800
0
0
QUORUM HEALTH CORP
COM
74909E106
162
56009
SH
DFND
1
56009
0
0
QUORUM HEALTH CORP
COM
74909E106
1181
408514
SH
DFND
2
408514
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
285
3835
SH
DFND
1
3835
0
0
RESOURCES CONNECTION INC
COM
76122Q105
284
20000
SH
DFND
1
20000
0
0
RLJ LODGING TR
COM
74965L101
235
14300
SH
DFND
1
14300
0
0
ROPER TECHNOLOGIES INC
COM
776696106
6663
25000
SH
DFND
1
25000
0
0
SAGE THERAPEUTICS INC
COM
78667J108
671
7000
SH
DFND
1
7000
0
0
SALESFORCE COM INC
COM
79466L302
5479
40000
SH
DFND
1
40000
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
8095
50000
SH
DFND
1
50000
0
0
SCANA CORP NEW
COM
80589M102
1386
29000
SH
DFND
1
29000
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
430
6750
SH
DFND
1
6750
0
0
SELECT INCOME REIT
COM SH BEN INT
81618T100
175
23800
SH
DFND
1
23800
0
0
SEMGROUP CORP
CL A
81663A105
2393
173630
SH
DFND
1
173630
0
0
SENDGRID INC
COM
816883102
2564
59383
SH
DFND
1
59383
0
0
SENSIENT TECHNOLOGIES CORP
COM
81725T100
369
6600
SH
DFND
1
6600
0
0
SERVICENOW INC
COM
81762P102
4451
25000
SH
DFND
1
25000
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
197
12000
SH
DFND
1
12000
0
0
SHERWIN WILLIAMS CO
COM
824348106
4328
11000
SH
DFND
1
11000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
2524
14500
SH
DFND
1
14500
0
0
SHOPIFY INC
CL A
82509L107
2769
20000
SH
DFND
1
20000
0
0
SI FINL GROUP INC MD
COM
78425V104
373
29264
SH
DFND
1
29264
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
402
15275
SH
DFND
1
15275
0
0
SINCLAIR BROADCAST GROUP INC
CL A
829226109
777
29500
SH
DFND
2
29500
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
8572
583527
SH
DFND
583527
0
0
SM ENERGY CO
COM
78454L100
246
15920
SH
DFND
1
15920
0
0
SPARTANNASH CO
COM
847215100
316
18400
SH
DFND
1
18400
0
0
SPARTON CORP
COM
847235108
404
22200
SH
DFND
1
22200
0
0
SPIRIT MTA REIT
COM SHS BEN IN
84861U105
872
122267
SH
DFND
122267
0
0
SPIRIT MTA REIT
COM SHS BEN IN
84861U105
73
10266
SH
DFND
1
10266
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
8620
244536
SH
DFND
244536
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
550
15600
SH
DFND
1
15600
0
0
SS&C TECHNOLOGIES HLDGS INC
COM
78467J100
573
12700
SH
DFND
1
12700
0
0
STARBUCKS CORP
COM
855244109
4830
75000
SH
DFND
1
75000
0
0
STARWOOD PPTY TR INC
COM
85571B105
327
16600
SH
DFND
2
16600
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
386
20036
SH
DFND
1
20036
0
0
SUMMIT HOTEL PPTYS INC
COM
866082100
610
62680
SH
DFND
2
62680
0
0
SUNOCO LP
COM U REP LP
86765K109
524
19285
SH
DFND
1
19285
0
0
SURGERY PARTNERS INC
COM
86881A100
6199
633200
SH
DFND
633200
0
0
SURGERY PARTNERS INC
COM
86881A100
4261
435200
SH
DFND
1
435200
0
0
SYMANTEC CORP
COM
871503108
945
50000
SH
DFND
1
50000
0
0
TARGA RES CORP
COM
87612G101
6604
183339
SH
DFND
1
183339
0
0
TELADOC HEALTH INC
COM
87918A105
421
8500
SH
DFND
1
8500
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
290
1400
SH
DFND
1
1400
0
0
TERADATA CORP DEL
COM
88076W103
268
6990
SH
DFND
1
6990
0
0
TESARO INC
COM
881569107
876
11800
SH
DFND
1
11800
0
0
TESLA INC
COM
88160R101
1331
4000
SH
DFND
1
4000
0
0
TG THERAPEUTICS INC
COM
88322Q108
864
210760
SH
DFND
2
210760
0
0
TG THERAPEUTICS INC
COM
88322Q108
995
242600
SH
DFND
1
242600
0
0
TRACTOR SUPPLY CO
COM
892356106
684
8195
SH
DFND
1
8195
0
0
TRANSMONTAIGNE PARTNERS L P
COM UNIT L P
89376V100
1095
26976
SH
DFND
1
26976
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
2721
181373
SH
DFND
181373
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
733
48845
SH
DFND
1
48845
0
0
TRANSPORTADORA DE GAS SUR
SPON ADR B
893870204
953
63500
SH
DFND
2
63500
0
0
TRAVELPORT WORLDWIDE LTD
SHS
G9019D104
192
12298
SH
DFND
1
12298
0
0
TREMONT MTG TR
COM
894789106
216
23917
SH
DFND
2
23917
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
742
17055
SH
DFND
1
17055
0
0
UNITED RENTALS INC
COM
911363109
3076
30000
SH
DFND
1
30000
0
0
UNITED STATES STL CORP NEW
COM
912909108
4009
219800
SH
DFND
1
219800
0
0
UNITI GROUP INC
COM
91325V108
642
41218
SH
DFND
2
41218
0
0
UNITI GROUP INC
COM
91325V108
1012
65000
SH
Put
DFND
2
65000
0
0
UROVANT SCIENCES LTD
SHS
G9381B108
198
30000
SH
DFND
1
30000
0
0
US BANCORP DEL
COM NEW
902973304
2514
55000
SH
DFND
1
55000
0
0
VALERO ENERGY PARTNERS LP
COM UNT REP LP
91914J102
3386
80292
SH
DFND
1
80292
0
0
VARIAN MED SYS INC
COM
92220P105
1133
10000
SH
DFND
1
10000
0
0
VECTREN CORP
COM
92240G101
540
7500
SH
DFND
1
7500
0
0
VENATOR MATLS PLC
SHS
G9329Z100
106
25250
SH
DFND
2
25250
0
0
VERACYTE INC
COM
92337F107
405
32200
SH
DFND
1
32200
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3373
60000
SH
DFND
1
60000
0
0
VERSO CORP
CL A
92531L207
809
36114
SH
DFND
36114
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1657
10000
SH
DFND
1
10000
0
0
VIKING THERAPEUTICS INC
COM
92686J106
784
102492
SH
DFND
102492
0
0
VISA INC
COM CL A
92826C839
9896
75000
SH
DFND
1
75000
0
0
VISTRA ENERGY CORP
COM
92840M102
77207
3372977
SH
DFND
3372977
0
0
VISTRA ENERGY CORP
COM
92840M102
104688
4573547
SH
DFND
1
4573547
0
0
VISTRA ENERGY CORP
COM
92840M102
20968
916028
SH
DFND
2
916028
0
0
WARRIOR MET COAL INC
COM
93627C101
3754
155706
SH
DFND
155706
0
0
WASTE MGMT INC DEL
COM
94106L109
8232
92500
SH
DFND
1
92500
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
2488
63000
SH
DFND
1
63000
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
9869
355913
SH
DFND
1
355913
0
0
WESTERN GAS PARTNERS LP
COM UNIT LP IN
958254104
676
16000
SH
DFND
1
16000
0
0
WILLIAMS COS INC DEL
COM
969457100
16354
741691
SH
DFND
1
741691
0
0
WILLIAMS COS INC DEL
COM
969457100
844
38285
SH
DFND
2
38285
0
0
WORKDAY INC
CL A
98138H101
1597
10000
SH
DFND
1
10000
0
0
WRIGHT MED GROUP N V
RIGHT 03/01/2019
N96617126
1
79326
SH
DFND
1
79326
0
0
XILINX INC
COM
983919101
2555
30000
SH
DFND
1
30000
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
4054
302800
SH
DFND
302800
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
319
23800
SH
DFND
2
23800
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
722
31595
SH
DFND
2
31595
0
0
ZOGENIX INC
COM NEW
98978L204
1641
45000
SH
DFND
1
45000
0
0