0001172661-18-000606.txt : 20180214 0001172661-18-000606.hdr.sgml : 20180214 20180214092703 ACCESSION NUMBER: 0001172661-18-000606 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP CENTRAL INDEX KEY: 0001167365 IRS NUMBER: 752716725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10659 FILM NUMBER: 18607793 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT, SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001167365 XXXXXXXX 12-31-2017 12-31-2017 false HIGHLAND CAPITAL MANAGEMENT LP

300 Crescent Court, Suite 700 Dallas TX 75201

13F COMBINATION REPORT 028-10659 0001329883 028-11465 Sterling Capital Management LLC 0001086763 028-05785 FIRST FOUNDATION ADVISORS N James D. Dondero 972-628-4100 /s/ James D. Dondero Dallas TX 02-14-2018 5 406 2177282 1 0001524098 028-16919 HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P. 2 0001469877 028-16918 HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. 3 0001617621 028-16920 NexPoint Advisors, L.P. 4 0001638651 028-16917 GRANITE BAY ADVISORS, L.P. 5 0001523993 Acis Capital Management, L.P. 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737010108 11757 241523 SH SOLE 241523 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 9346 60000 SH Put DFND 2 60000 0 0 PRA HEALTH SCIENCES INC COM 69354M108 388 4255 SH DFND 2 4255 0 0 PROOFPOINT INC COM 743424103 5151 58000 SH DFND 2 58000 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 59 600 SH Call DFND 1 600 0 0 PUMA BIOTECHNOLOGY INC COM 74587V107 583 5900 SH Call DFND 2 5900 0 0 QUAKER CHEM CORP COM 747316107 332 2205 SH DFND 2 2205 0 0 QUORUM HEALTH CORP COM 74909E106 2184 350000 SH DFND 3 350000 0 0 QUORUM HEALTH CORP COM 74909E106 8234 1319501 SH DFND 2 1319501 0 0 QUORUM HEALTH CORP COM 74909E106 331 53008 SH DFND 1 53008 0 0 RADIUS HEALTH INC COM NEW 750469207 76 2400 SH DFND 1 2400 0 0 RADIUS HEALTH INC COM NEW 750469207 591 18600 SH DFND 2 18600 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 1062 2833250 SH DFND 2 2833250 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 44 117040 SH DFND 3 117040 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 653 1741521 SH SOLE 1741521 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 342 3835 SH DFND 2 3835 0 0 REALPAGE INC COM 75606N109 6025 136000 SH DFND 2 136000 0 0 RESOURCES CONNECTION INC COM 76122Q105 309 20000 SH DFND 2 20000 0 0 RLJ LODGING TR COM 74965L101 314 14300 SH DFND 2 14300 0 0 RSP PERMIAN INC COM 74978Q105 5817 143000 SH DFND 2 143000 0 0 S&P GLOBAL INC COM 78409V104 7623 45000 SH DFND 2 45000 0 0 SABRE CORP COM 78573M104 4920 240000 SH DFND 2 240000 0 0 SAGE THERAPEUTICS INC COM 78667J108 225 1368 SH DFND 1 1368 0 0 SAGE THERAPEUTICS INC COM 78667J108 2081 12632 SH DFND 2 12632 0 0 SCHWAB CHARLES CORP NEW COM 808513105 873 17000 SH DFND 2 17000 0 0 SCIENCE APPLICATNS INTL CP N COM 808625107 517 6750 SH DFND 2 6750 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2168 30000 SH Put DFND 2 30000 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4935 50000 SH Put DFND 2 50000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3982 70000 SH Put DFND 2 70000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 8268 100000 SH Call DFND 2 100000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13229 160000 SH Put DFND 2 160000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3907 140000 SH Put DFND 2 140000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4540 60000 SH Put DFND 2 60000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1317 25000 SH Put DFND 2 25000 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1279 20000 SH Put DFND 2 20000 0 0 SEMGROUP CORP CL A 81663A105 14299 473464 SH DFND 2 473464 0 0 SEMTECH CORP COM 816850101 484 14150 SH DFND 2 14150 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 483 6600 SH DFND 2 6600 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 3292 110392 SH DFND 2 110392 0 0 SHIRE PLC SPONSORED ADR 82481R106 534 3445 SH DFND 1 3445 0 0 SHIRE PLC SPONSORED ADR 82481R106 5634 36320 SH DFND 2 36320 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 7013 185275 SH DFND 2 185275 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1117 29500 SH DFND 3 29500 0 0 SM ENERGY CO COM 78454L100 352 15920 SH DFND 2 15920 0 0 SONIC CORP COM 835451105 559 20350 SH DFND 2 20350 0 0 SPARTANNASH CO COM 847215100 491 18400 SH DFND 2 18400 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 26686 100000 SH Put DFND 2 100000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 4244 50000 SH Put DFND 2 50000 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 881 102669 SH DFND 2 102669 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 5447 634900 SH DFND 3 634900 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 15736 1834020 SH SOLE 1834020 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 680 16800 SH DFND 2 16800 0 0 STATE STR CORP COM 857477103 3221 33000 SH DFND 2 33000 0 0 STEADYMED LTD SHS M84920103 231 62500 SH DFND 2 62500 0 0 STEADYMED LTD SHS M84920103 231 62500 SH DFND 3 62500 0 0 STELLAR ACQUISITION III INC COM Y8172W107 389 38090 SH DFND 2 38090 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 704 29059 SH DFND 2 29059 0 0 SUN BANCORP INC COM NEW 86663B201 1230 50605 SH DFND 2 50605 0 0 SUNOCO LP COM U REP LP 86765K109 794 27970 SH DFND 2 27970 0 0 SURGERY PARTNERS INC COM 86881A100 265 21888 SH DFND 1 21888 0 0 SURGERY PARTNERS INC COM 86881A100 3886 321136 SH DFND 2 321136 0 0 SYSCO CORP COM 871829107 304 5000 SH DFND 2 5000 0 0 TARGA RES CORP COM 87612G101 27319 564201 SH DFND 2 564201 0 0 TARGA RES CORP COM 87612G101 1121 23150 SH DFND 3 23150 0 0 TAUBMAN CTRS INC COM 876664103 695 10625 SH DFND 3 10625 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 409 8000 SH DFND 2 8000 0 0 TELEDYNE TECHNOLOGIES INC COM 879360105 349 1925 SH DFND 2 1925 0 0 TERADATA CORP DEL COM 88076W103 663 17240 SH DFND 2 17240 0 0 TERNIUM SA SPON ADR 880890108 948 30000 SH SOLE 30000 0 0 TERNIUM SA SPON ADR 880890108 506 16020 SH DFND 2 16020 0 0 TRACTOR SUPPLY CO COM 892356106 613 8195 SH DFND 2 8195 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 1412 63500 SH DFND 3 63500 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 3621 162909 SH SOLE 162909 0 0 TRANSPORTADORA DE GAS SUR SPON ADR B 893870204 1086 48845 SH DFND 2 48845 0 0 TRIBUNE MEDIA CO CL A 896047503 943 22201 SH DFND 2 22201 0 0 TRINITY INDS INC COM 896522109 5788 154500 SH DFND 2 154500 0 0 TWITTER INC COM 90184L102 12663 527398 SH DFND 2 527398 0 0 TWITTER INC COM 90184L102 26080 1086200 SH DFND 3 1086200 0 0 TWITTER INC COM 90184L102 27039 1126150 SH SOLE 1126150 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 1264 27255 SH DFND 2 27255 0 0 UMPQUA HLDGS CORP COM 904214103 416 20000 SH DFND 2 20000 0 0 UNITED RENTALS INC COM 911363109 7306 42500 SH DFND 2 42500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3712 29100 SH Put DFND 2 29100 0 0 UNITI GROUP INC COM 91325V108 105 5900 SH SOLE 5900 0 0 UNITI GROUP INC COM 91325V108 587 32968 SH DFND 3 32968 0 0 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 402 41325 SH DFND 2 41325 0 0 VERACYTE INC COM 92337F107 163 25000 SH DFND 2 25000 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 225 1500 SH DFND 2 1500 0 0 VISA INC COM CL A 92826C839 27146 238084 SH DFND 2 238084 0 0 VISTRA ENERGY CORP COM 92840M102 171454 9358855 SH DFND 2 9358855 0 0 VISTRA ENERGY CORP COM 92840M102 27913 1523642 SH DFND 3 1523642 0 0 VISTRA ENERGY CORP COM 92840M102 951 51910 SH DFND 4 51910 0 0 VISTRA ENERGY CORP COM 92840M102 67548 3687127 SH SOLE 3687127 0 0 WALTER INVT MGMT CORP COM 93317W102 464 550000 SH DFND 2 550000 0 0 WARRIOR MET COAL INC COM 93627C101 3916 155706 SH SOLE 155706 0 0 WARRIOR MET COAL INC COM 93627C101 89 3556 SH DFND 5 3556 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 12528 337138 SH DFND 2 337138 0 0 WILLIAMS COS INC DEL COM 969457100 1085 35600 SH DFND 3 35600 0 0 WILLIAMS COS INC DEL COM 969457100 24234 794819 SH DFND 2 794819 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 10200 263031 SH DFND 2 263031 0 0 WILLIAMS PARTNERS L P NEW COM UNIT LTD PAR 96949L105 1066 27500 SH DFND 3 27500 0 0 WMIH CORP COM 92936P100 9 10310 SH SOLE 10310 0 0 WRIGHT MED GROUP N V RIGHT 03/01/2019 N96617126 105 69326 SH DFND 2 69326 0 0 XPO LOGISTICS INC COM 983793100 17938 195849 SH DFND 2 195849 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 545 23800 SH DFND 3 23800 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 6410 279800 SH SOLE 279800 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 352 3390 SH DFND 2 3390 0 0 ZOGENIX INC COM NEW 98978L204 2894 72271 SH DFND 2 72271 0 0 ZOGENIX INC COM NEW 98978L204 310 7729 SH DFND 1 7729 0 0