0001172661-15-002066.txt : 20151116
0001172661-15-002066.hdr.sgml : 20151116
20151116134751
ACCESSION NUMBER: 0001172661-15-002066
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT LP
CENTRAL INDEX KEY: 0001167365
IRS NUMBER: 752716725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10659
FILM NUMBER: 151233285
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 9726284100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167365
XXXXXXXX
09-30-2015
09-30-2015
false
HIGHLAND CAPITAL MANAGEMENT LP
300 Crescent Court, Suite 700
Dallas
TX
75201
13F COMBINATION REPORT
028-10659
0001329883
028-11465
Sterling Capital Management LLC
0001512978
028-14438
Brookmont Capital Management
0000040545
028-01502
GENERAL ELECTRIC CO
0001086763
028-05785
FIRST FOUNDATION ADVISORS
N
James D. Dondero
President
972-628-4100
/s/ James D. Dondero
Dallas
TX
11-16-2015
5
423
3430374
1
0001524098
028-16919
HIGHLAND CAPITAL HEALTHCARE ADVISORS, L.P.
2
0001469877
028-16918
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.
3
0001617621
028-16920
NexPoint Advisors, L.P.
4
0001638651
028-16917
GRANITE BAY ADVISORS, L.P.
5
0001056357
028-06601
Wilmington Funds Management Corp
INFORMATION TABLE
2
infotable.xml
AAC HLDGS INC
COM
000307108
6675
300000
SH
DFND
2
300000
0
0
AAC HLDGS INC
COM
000307108
223
10000
SH
DFND
5
10000
0
0
AAC HLDGS INC
COM
000307108
45
2000
SH
DFND
1
2000
0
0
ABIOMED INC
COM
003654100
6493
70000
SH
DFND
2
70000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
265
4000
SH
DFND
1
4000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
15905
240000
SH
DFND
2
240000
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
729
11000
SH
DFND
5
11000
0
0
ACCO BRANDS CORP
COM
00081T108
88
12500
SH
DFND
2
12500
0
0
ADEPTUS HEALTH INC
CL A
006855100
3971
49166
SH
DFND
2
49166
0
0
ADEPTUS HEALTH INC
CL A
006855100
126
1565
SH
DFND
5
1565
0
0
AGILE THERAPEUTICS INC
COM
00847L100
124
18348
SH
DFND
1
18348
0
0
AGILE THERAPEUTICS INC
COM
00847L100
791
117368
SH
DFND
2
117368
0
0
AGROFRESH SOLUTIONS
COM
00856G109
1638
206300
SH
DFND
2
206300
0
0
AGROFRESH SOLUTIONS
COM
00856G109
95
12000
SH
DFND
5
12000
0
0
AIR METHODS CORP
COM PAR $.06
009128307
126
3700
SH
Call
DFND
1
3700
0
0
AIR METHODS CORP
COM PAR $.06
009128307
9013
264400
SH
Call
DFND
2
264400
0
0
AIR METHODS CORP
COM PAR $.06
009128307
37
1083
SH
SOLE
1083
0
0
AKORN INC
COM
009728106
1964
68900
SH
DFND
2
68900
0
0
ALLERGAN PLC
SHS
G0177J108
6795
25000
SH
DFND
2
25000
0
0
ALLERGAN PLC
SHS
G0177J108
634
2334
SH
SOLE
2334
0
0
ALTERA CORP
COM
021441100
460
9188
SH
SOLE
9188
0
0
AMAZON COM INC
COM
023135106
22198
43365
SH
DFND
2
43365
0
0
AMAZON COM INC
COM
023135106
1152
2250
SH
DFND
5
2250
0
0
AMAZON COM INC
COM
023135106
6962
13600
SH
Put
DFND
2
13600
0
0
AMAZON COM INC
COM
023135106
461
900
SH
Put
DFND
5
900
0
0
AMEDICA CORP
COM
023435100
131
421187
SH
DFND
2
421187
0
0
AMERCO
COM
023586100
418
1062
SH
SOLE
1062
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
23451
603937
SH
DFND
2
603937
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
2141
55125
SH
DFND
3
55125
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
30259
779276
SH
SOLE
779276
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
77660
2000000
SH
Call
DFND
2
2000000
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
126586
3260000
SH
Call
SOLE
3260000
0
0
AMERICAN EXPRESS CO
COM
025816109
101966
1375500
SH
Call
DFND
2
1375500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
234
4118
SH
SOLE
4118
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1959
140000
SH
DFND
2
140000
0
0
AMSURG CORP
COM
03232P405
89
1148
SH
DFND
1
1148
0
0
AMSURG CORP
COM
03232P405
6522
83922
SH
DFND
2
83922
0
0
AMSURG CORP
COM
03232P405
238
3062
SH
DFND
5
3062
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
128
1090
SH
DFND
1
1090
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
12056
102423
SH
DFND
2
102423
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
368
3128
SH
DFND
5
3128
0
0
ANADARKO PETE CORP
COM
032511107
18256
302307
SH
DFND
2
302307
0
0
ANADARKO PETE CORP
COM
032511107
78507
1300000
SH
Call
DFND
3
1300000
0
0
APOLLO ED GROUP INC
CL A
037604105
276
24950
SH
DFND
3
24950
0
0
APPLE INC
COM
037833100
4148
37602
SH
DFND
2
37602
0
0
APPLE INC
COM
037833100
1441
13062
SH
DFND
5
13062
0
0
APPLE INC
COM
037833100
326
2954
SH
SOLE
2954
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
43
7441
SH
DFND
1
7441
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
4102
712087
SH
DFND
2
712087
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
41
7106
SH
DFND
5
7106
0
0
ATHENAHEALTH INC
COM
04685W103
2551
19133
SH
DFND
2
19133
0
0
ATLANTIC PWR CORP
COM NEW
04878Q863
300
161280
SH
DFND
3
161280
0
0
AUTOHOME INC
SP ADR RP CL A
05278C107
1627
50000
SH
DFND
2
50000
0
0
AUTOZONE INC
COM
053332102
1487
2055
SH
DFND
5
2055
0
0
AUTOZONE INC
COM
053332102
19833
27400
SH
DFND
2
27400
0
0
AVALONBAY CMNTYS INC
COM
053484101
262
1500
SH
DFND
2
1500
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
65
5000
SH
DFND
1
5000
0
0
AXOVANT SCIENCES LTD
COM
G0750W104
1938
150000
SH
DFND
2
150000
0
0
BANK AMER CORP
*W EXP 10/28/201
060505153
202
721832
SH
SOLE
721832
0
0
BANK AMER CORP
COM
060505104
94
6061
SH
SOLE
6061
0
0
BANK NEW YORK MELLON CORP
COM
064058100
212
5419
SH
SOLE
5419
0
0
BLACKROCK CR ALLCTN INC TR
COM
092508100
316
26000
SH
DFND
4
26000
0
0
BLACKROCK TAX MUNICPAL BD TR
SHS
09248X100
353
17500
SH
DFND
4
17500
0
0
BLACKSTONE GSO STRATEGIC CR
COM SHS BEN IN
09257R101
568
40000
SH
DFND
4
40000
0
0
BLOCK H & R INC
COM
093671105
531
14657
SH
DFND
5
14657
0
0
BLOCK H & R INC
COM
093671105
14414
398174
SH
DFND
2
398174
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
12429
1056031
SH
DFND
2
1056031
0
0
BOOKS-A-MILLION INC
COM
098570104
41
12800
SH
SOLE
12800
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
4366
266086
SH
DFND
2
266086
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
190
11548
SH
DFND
5
11548
0
0
BROOKDALE SR LIVING INC
COM
112463104
56
2418
SH
DFND
1
2418
0
0
BROOKDALE SR LIVING INC
COM
112463104
15238
663659
SH
DFND
2
663659
0
0
BROOKDALE SR LIVING INC
COM
112463104
163
7085
SH
DFND
5
7085
0
0
BURLINGTON STORES INC
COM
122017106
33545
657231
SH
DFND
2
657231
0
0
BURLINGTON STORES INC
COM
122017106
2021
39600
SH
DFND
5
39600
0
0
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
4013
59206
SH
DFND
2
59206
0
0
CALIX INC
COM
13100M509
195
25000
SH
DFND
2
25000
0
0
CAPITAL SR LIVING CORP
COM
140475104
7932
395621
SH
DFND
2
395621
0
0
CAPITAL SR LIVING CORP
COM
140475104
228
11348
SH
DFND
5
11348
0
0
CAPITAL SR LIVING CORP
COM
140475104
100
5003
SH
DFND
1
5003
0
0
CARDINAL HEALTH INC
COM
14149Y108
5569
72500
SH
DFND
2
72500
0
0
CBIZ INC
COM
124805102
344
35000
SH
DFND
2
35000
0
0
CDK GLOBAL INC
COM
12508E101
36327
760298
SH
DFND
2
760298
0
0
CDK GLOBAL INC
COM
12508E101
40
833
SH
DFND
3
833
0
0
CDK GLOBAL INC
COM
12508E101
2341
48985
SH
DFND
5
48985
0
0
CELGENE CORP
COM
151020104
143
1321
SH
DFND
1
1321
0
0
CELGENE CORP
COM
151020104
12958
119795
SH
DFND
2
119795
0
0
CELGENE CORP
COM
151020104
189
1748
SH
SOLE
1748
0
0
CEMPRA INC
COM
15130J109
192
6886
SH
DFND
1
6886
0
0
CEMPRA INC
COM
15130J109
13781
495001
SH
DFND
2
495001
0
0
CEMPRA INC
COM
15130J109
562
20173
SH
DFND
5
20173
0
0
CENTENE CORP DEL
COM
15135B101
18
341
SH
DFND
1
341
0
0
CENTENE CORP DEL
COM
15135B101
1684
31049
SH
DFND
2
31049
0
0
CENTENE CORP DEL
COM
15135B101
74
1364
SH
DFND
5
1364
0
0
CIENA CORP
COM NEW
171779309
10536
508500
SH
DFND
2
508500
0
0
CIGNA CORPORATION
COM
125509109
227
1680
SH
SOLE
1680
0
0
CIT GROUP INC
COM NEW
125581801
35733
892656
SH
DFND
2
892656
0
0
CIT GROUP INC
COM NEW
125581801
2351
58729
SH
DFND
5
58729
0
0
CITIGROUP INC
COM NEW
172967424
374
7547
SH
SOLE
7547
0
0
CIVITAS SOLUTIONS INC
COM
17887R102
2044
89200
SH
DFND
2
89200
0
0
CLUBCORP HLDGS INC
COM
18948M108
16401
764246
SH
DFND
2
764246
0
0
CLUBCORP HLDGS INC
COM
18948M108
1439
67050
SH
DFND
5
67050
0
0
CLUBCORP HLDGS INC
COM
18948M108
281
13097
SH
SOLE
13097
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1801
28770
SH
DFND
5
28770
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
25917
413943
SH
DFND
2
413943
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
118
5900
SH
DFND
5
5900
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
56
2800
SH
DFND
1
2800
0
0
COHERUS BIOSCIENCES INC
COM
19249H103
3080
153700
SH
DFND
2
153700
0
0
COMMVAULT SYSTEMS INC
COM
204166102
1601
47155
SH
DFND
2
47155
0
0
COMPASS MINERALS INTL INC
COM
20451N101
235
3000
SH
DFND
2
3000
0
0
CORNING INC
COM
219350105
28604
1670800
SH
DFND
2
1670800
0
0
CORNING INC
COM
219350105
9647
563485
SH
DFND
3
563485
0
0
CORNING INC
COM
219350105
16604
969871
SH
SOLE
969871
0
0
CORNING INC
COM
219350105
46652
2725000
SH
Call
DFND
2
2725000
0
0
CRESTWOOD EQUITY PARTNERS LP
UNIT LTD PARTNER
226344109
490
215129
SH
DFND
2
215129
0
0
CRESTWOOD MIDSTREAM PARTNERS
UNIT LTD PARTNER
226378107
408
66000
SH
DFND
2
66000
0
0
CUMULUS MEDIA INC
CL A
231082108
1105
1570000
SH
DFND
2
1570000
0
0
CUMULUS MEDIA INC
CL A
231082108
2927
4158760
SH
SOLE
4158760
0
0
DANAHER CORP DEL
COM
235851102
17238
202300
SH
DFND
2
202300
0
0
DBX ETF TR
DBXTR HAR CS 300
233051879
52
1593
SH
SOLE
1593
0
0
DBX ETF TR
DBXTR HAR CS 300
233051879
16933
523600
SH
DFND
2
523600
0
0
DBX ETF TR
HRV CHINA SMCP
233051754
11992
329000
SH
DFND
2
329000
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
224
5000
SH
SOLE
5000
0
0
DIAMOND RESORTS INTL INC
COM
25272T104
217
9265
SH
SOLE
9265
0
0
DOLLAR GEN CORP NEW
COM
256677105
20013
276266
SH
DFND
2
276266
0
0
DOLLAR GEN CORP NEW
COM
256677105
1303
17991
SH
DFND
5
17991
0
0
DRYSHIPS INC
SHS
Y2109Q101
554
3282549
SH
DFND
2
3282549
0
0
DRYSHIPS INC
SHS
Y2109Q101
1054
6241435
SH
DFND
3
6241435
0
0
DYNAGAS LNG PARTNERS LP
COM UNIT LTD PT
Y2188B108
4126
310242
SH
DFND
2
310242
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
18147
689226
SH
DFND
2
689226
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
520
7022
SH
DFND
5
7022
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
16941
228835
SH
DFND
2
228835
0
0
EAGLE PHARMACEUTICALS INC
COM
269796108
270
3651
SH
DFND
1
3651
0
0
EATON VANCE LTD DUR INCOME F
COM
27828H105
279
22000
SH
DFND
4
22000
0
0
ECHOSTAR CORP
CL A
278768106
208
4837
SH
SOLE
4837
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
228
1601
SH
DFND
1
1601
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
25476
179192
SH
DFND
2
179192
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
732
5152
SH
DFND
5
5152
0
0
ENCANA CORP
COM
292505104
9205
1429400
SH
DFND
2
1429400
0
0
ENCANA CORP
COM
292505104
902
140000
SH
DFND
5
140000
0
0
ENDOCYTE INC
COM
29269A102
3194
697369
SH
DFND
2
697369
0
0
ENDOLOGIX INC
COM
29266S106
45
3703
SH
DFND
1
3703
0
0
ENDOLOGIX INC
COM
29266S106
4002
326452
SH
DFND
2
326452
0
0
ENDOLOGIX INC
COM
29266S106
92
7530
SH
DFND
5
7530
0
0
ENERGEN CORP
COM
29265N108
8511
170700
SH
DFND
2
170700
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
25087
1205532
SH
DFND
2
1205532
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
26970
656673
SH
DFND
2
656673
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
751
41077
SH
DFND
2
41077
0
0
ENLINK MIDSTREAM PARTNERS LP
COM UNIT REP LTD
29336U107
1449
91952
SH
DFND
2
91952
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
28834
1157988
SH
DFND
2
1157988
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
100
4000
SH
SOLE
4000
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
1114
16791
SH
DFND
2
16791
0
0
EXACT SCIENCES CORP
COM
30063P105
55
3083
SH
DFND
1
3083
0
0
EXACT SCIENCES CORP
COM
30063P105
5005
278224
SH
DFND
2
278224
0
0
EXACT SCIENCES CORP
COM
30063P105
162
9029
SH
DFND
5
9029
0
0
EXPEDITORS INTL WASH INC
COM
302130109
235
5000
SH
DFND
2
5000
0
0
EXTRA SPACE STORAGE INC
COM
30225T102
13387
173500
SH
DFND
2
173500
0
0
FACEBOOK INC
CL A
30303M102
33734
375242
SH
DFND
2
375242
0
0
FACEBOOK INC
CL A
30303M102
962
10700
SH
Put
DFND
5
10700
0
0
FACEBOOK INC
CL A
30303M102
20569
228800
SH
Put
DFND
2
228800
0
0
FACEBOOK INC
CL A
30303M102
1989
22120
SH
DFND
5
22120
0
0
FATE THERAPEUTICS INC
COM
31189P102
42
7955
SH
DFND
1
7955
0
0
FATE THERAPEUTICS INC
COM
31189P102
3460
649142
SH
DFND
2
649142
0
0
FERRO CORP
COM
315405100
240
21891
SH
SOLE
21891
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
20243
570710
SH
DFND
2
570710
0
0
FIDELITY NATIONAL FINANCIAL
FNF GROUP COM
31620R303
47
1317
SH
SOLE
1317
0
0
FIDELITY NATIONAL FINANCIAL
FNFV GROUP COM
31620R402
7737
660158
SH
DFND
2
660158
0
0
FIREEYE INC
COM
31816Q101
636
20000
SH
DFND
2
20000
0
0
FLUIDIGM CORP DEL
COM
34385P108
91
11250
SH
DFND
1
11250
0
0
FLUIDIGM CORP DEL
COM
34385P108
3013
371476
SH
DFND
2
371476
0
0
FLUIDIGM CORP DEL
COM
34385P108
211
26051
SH
DFND
5
26051
0
0
FORESIGHT ENERGY LP
COM UNT RP INT
34552U104
582
109270
SH
DFND
2
109270
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
6095
1098185
SH
DFND
3
1098185
0
0
GENERAL MTRS CO
COM
37045V100
335
11153
SH
SOLE
11153
0
0
GLOBUS MED INC
CL A
379577208
6167
298495
SH
DFND
2
298495
0
0
GLOBUS MED INC
CL A
379577208
280
13545
SH
DFND
5
13545
0
0
GOOGLE INC
CL A
38259P508
192
300
SH
DFND
2
300
0
0
GOOGLE INC
CL A
38259P508
302
473
SH
SOLE
473
0
0
GOOGLE INC
CL C
38259P706
4428
7278
SH
DFND
2
7278
0
0
GOOGLE INC
CL C
38259P706
1729
2842
SH
DFND
5
2842
0
0
GOOGLE INC
CL C
38259P706
61
100
SH
SOLE
100
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
398
31089
SH
SOLE
31089
0
0
GRAY TELEVISION INC
CL A
389375205
203
18000
SH
DFND
3
18000
0
0
HCA HOLDINGS INC
COM
40412C101
12766
165018
SH
DFND
2
165018
0
0
HCA HOLDINGS INC
COM
40412C101
440
5682
SH
DFND
5
5682
0
0
HCA HOLDINGS INC
COM
40412C101
160
2064
SH
DFND
1
2064
0
0
HEALTHSOUTH CORP
COM NEW
421924309
38
1000
SH
DFND
1
1000
0
0
HEALTHSOUTH CORP
COM NEW
421924309
6139
160000
SH
DFND
2
160000
0
0
HEALTHSOUTH CORP
COM NEW
421924309
384
10000
SH
DFND
5
10000
0
0
HEALTHSTREAM INC
COM
42222N103
1091
50000
SH
DFND
2
50000
0
0
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
320
19124
SH
SOLE
19124
0
0
HIGHLAND FDS I
EQUITY HEDGE
430101691
9816
495000
SH
DFND
2
495000
0
0
HIGHLAND FDS I
EVNT DRIVEN
430101725
8574
495000
SH
DFND
2
495000
0
0
HIGHLAND FDS I
HFR GLOBAL ETF
430101733
9370
495000
SH
DFND
2
495000
0
0
HIGHLAND FDS I
HI LD IBOXX SRLN
430101774
6346
343198
SH
DFND
2
343198
0
0
HIGHLAND FDS I
HI LD IBOXX SRLN
430101774
4880
263942
SH
SOLE
263942
0
0
HILL ROM HLDGS INC
COM
431475102
269
5172
SH
DFND
5
5172
0
0
HILL ROM HLDGS INC
COM
431475102
7775
149541
SH
DFND
2
149541
0
0
HILLTOP HOLDINGS INC
COM
432748101
2023
102131
SH
DFND
2
102131
0
0
HILLTOP HOLDINGS INC
COM
432748101
272
13743
SH
SOLE
13743
0
0
HORIZON PHARMA PLC
SHS
G4617B105
74
3718
SH
DFND
1
3718
0
0
HORIZON PHARMA PLC
SHS
G4617B105
6682
337109
SH
DFND
2
337109
0
0
HORIZON PHARMA PLC
SHS
G4617B105
159
8007
SH
DFND
5
8007
0
0
HORIZON PHARMA PLC
SHS
G4617B105
30
1500
SH
SOLE
1500
0
0
HUNTSMAN CORP
COM
447011107
145
15000
SH
DFND
2
15000
0
0
IAC INTERACTIVECORP
COM PAR $.001
44919P508
13528
207260
SH
DFND
2
207260
0
0
ICON PLC
SHS
G4705A100
126
1777
SH
DFND
1
1777
0
0
ICON PLC
SHS
G4705A100
15482
218149
SH
DFND
2
218149
0
0
ICON PLC
SHS
G4705A100
646
9106
SH
DFND
5
9106
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
2220
150000
SH
DFND
2
150000
0
0
ILLUMINA INC
COM
452327109
176
999
SH
DFND
5
999
0
0
ILLUMINA INC
COM
452327109
12103
68836
SH
DFND
2
68836
0
0
ILLUMINA INC
COM
452327109
63
359
SH
DFND
1
359
0
0
IMPRIVATA INC
COM
45323J103
181
10208
SH
DFND
1
10208
0
0
IMPRIVATA INC
COM
45323J103
8642
486315
SH
DFND
2
486315
0
0
IMPRIVATA INC
COM
45323J103
305
17190
SH
DFND
5
17190
0
0
INNOPHOS HOLDINGS INC
COM
45774N108
344
8676
SH
SOLE
8676
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
235
1000
SH
DFND
2
1000
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
121
3027
SH
DFND
1
3027
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
15339
383101
SH
DFND
2
383101
0
0
INTRA CELLULAR THERAPIES INC
COM
46116X101
435
10854
SH
DFND
5
10854
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
14006
1135028
SH
DFND
2
1135028
0
0
ISHARES
MSCI HONG KG ETF
464286871
3824
200000
SH
DFND
2
200000
0
0
ISHARES TR
CHINA ETF
46429B671
3943
90000
SH
DFND
2
90000
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
31175
878900
SH
DFND
2
878900
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
38570
1350000
SH
DFND
2
1350000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
1638
15000
SH
Put
DFND
4
15000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
4368
40000
SH
Put
DFND
1
40000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
109200
1000000
SH
Put
DFND
2
1000000
0
0
J ALEXANDERS HLDGS INC
COM
46609J106
1631
163554
SH
DFND
2
163554
0
0
JARDEN CORP
COM
471109108
14803
302838
SH
DFND
2
302838
0
0
JETBLUE AIRWAYS CORP
COM
477143101
40
1563
SH
DFND
2
1563
0
0
JETBLUE AIRWAYS CORP
COM
477143101
478
18550
SH
DFND
3
18550
0
0
JETBLUE AIRWAYS CORP
COM
477143101
16057
623107
SH
SOLE
623107
0
0
JPMORGAN CHASE & CO
COM
46625H100
252
4140
SH
SOLE
4140
0
0
K12 INC
COM
48273U102
1125
90409
SH
SOLE
90409
0
0
K12 INC
COM
48273U102
12225
982727
SH
DFND
3
982727
0
0
K12 INC
COM
48273U102
23216
1866222
SH
DFND
2
1866222
0
0
K2M GROUP HLDGS INC
COM
48273J107
335
18000
SH
DFND
5
18000
0
0
K2M GROUP HLDGS INC
COM
48273J107
12462
670000
SH
DFND
2
670000
0
0
KEURIG GREEN MTN INC
COM
49271M100
4536
87000
SH
Put
DFND
2
87000
0
0
KIMBERLY CLARK CORP
COM
494368103
273
2500
SH
DFND
2
2500
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
5381
5848481
SH
DFND
2
5848481
0
0
KINDER MORGAN INC DEL
COM
49456B101
2789
100758
SH
DFND
2
100758
0
0
KINDER MORGAN INC DEL
COM
49456B101
122
4410
SH
SOLE
4410
0
0
KINDRED HEALTHCARE INC
COM
494580103
3544
225000
SH
DFND
2
225000
0
0
KLX INC
COM
482539103
7661
214359
SH
DFND
2
214359
0
0
KNOLL INC
COM NEW
498904200
220
10000
SH
DFND
2
10000
0
0
KRAFT HEINZ CO
COM
500754106
10968
155392
SH
DFND
2
155392
0
0
LDR HLDG CORP
COM
50185U105
406
11744
SH
DFND
1
11744
0
0
LDR HLDG CORP
COM
50185U105
36440
1055310
SH
DFND
2
1055310
0
0
LDR HLDG CORP
COM
50185U105
1103
31940
SH
DFND
5
31940
0
0
LEGG MASON INC
COM
524901105
9096
218601
SH
DFND
2
218601
0
0
LEJU HLDGS LTD
SPONSORED ADS
50187J108
1174
210000
SH
DFND
2
210000
0
0
LHC GROUP INC
COM
50187A107
2370
52932
SH
DFND
2
52932
0
0
LIBERTY MEDIA CORP DELAWARE
COM SER C
531229300
255
7403
SH
SOLE
7403
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
3670
77945
SH
DFND
2
77945
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
2344
49784
SH
DFND
3
49784
0
0
LORAL SPACE & COMMUNICATNS I
COM
543881106
93765
1991600
SH
SOLE
1991600
0
0
MARKET VECTORS ETF TR
CHINAAMC SME ETF
57061R361
11781
347000
SH
DFND
2
347000
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
28590
666276
SH
DFND
2
666276
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
2100
13820
SH
DFND
2
13820
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
9050
1000000
SH
Call
DFND
2
1000000
0
0
MCGRAW HILL FINL INC
COM
580645109
8599
99410
SH
DFND
2
99410
0
0
MEDIA GEN INC NEW
COM
58441K100
44217
3160625
SH
DFND
3
3160625
0
0
MEDTRONIC PLC
SHS
G5960L103
109
1625
SH
DFND
1
1625
0
0
MEDTRONIC PLC
SHS
G5960L103
10771
160900
SH
DFND
2
160900
0
0
MEDTRONIC PLC
SHS
G5960L103
382
5700
SH
DFND
5
5700
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
7148
169218
SH
DFND
2
169218
0
0
MICROSOFT CORP
COM
594918104
2927
66121
SH
DFND
2
66121
0
0
MICROSOFT CORP
COM
594918104
217
4897
SH
DFND
3
4897
0
0
MICROSOFT CORP
COM
594918104
1939
43805
SH
SOLE
43805
0
0
MIMEDX GROUP INC
COM
602496101
1675
173554
SH
SOLE
173554
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
206
39292
SH
DFND
1
39292
0
0
MINERVA NEUROSCIENCES INC
COM
603380106
6397
1218470
SH
DFND
2
1218470
0
0
MOLSON COORS BREWING CO
CL B
60871R209
4608
55500
SH
DFND
2
55500
0
0
MYLAN N V
SHS EURO
N59465109
242
6011
SH
SOLE
6011
0
0
NABRIVA THERAPEUTICS AG
SPONSORED ADR
62957M104
29
3069
SH
DFND
1
3069
0
0
NABRIVA THERAPEUTICS AG
SPONSORED ADR
62957M104
2729
287312
SH
DFND
2
287312
0
0
NANOSTRING TECHNOLOGIES INC
COM
63009R109
1714
107100
SH
DFND
2
107100
0
0
NEOVASC INC
COM
64065J106
145
29371
SH
DFND
1
29371
0
0
NEOVASC INC
COM
64065J106
10292
2083463
SH
DFND
2
2083463
0
0
NEOVASC INC
COM
64065J106
203
41015
SH
DFND
5
41015
0
0
NETAPP INC
COM
64110D104
3559
120250
SH
DFND
2
120250
0
0
NETAPP INC
COM
64110D104
813
27450
SH
DFND
3
27450
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
6820
171400
SH
DFND
2
171400
0
0
NEW JERSEY RES
COM
646025106
300
10000
SH
DFND
2
10000
0
0
NEWFIELD EXPL CO
COM
651290108
10595
322026
SH
DFND
2
322026
0
0
NEXPOINT RESIDENTIAL TR INC
COM
65341D102
31709
2373435
SH
SOLE
2373435
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
925
46340
SH
DFND
2
46340
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
6334
110549
SH
DFND
2
110549
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
1534
26779
SH
DFND
5
26779
0
0
NRG ENERGY INC
COM NEW
629377508
20280
1365663
SH
DFND
3
1365663
0
0
NRG ENERGY INC
COM NEW
629377508
252
17000
SH
DFND
4
17000
0
0
NRG ENERGY INC
COM NEW
629377508
5765
388208
SH
SOLE
388208
0
0
NRG ENERGY INC
COM NEW
629377508
25718
1731825
SH
DFND
2
1731825
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
1019
22739
SH
DFND
2
22739
0
0
NUVASIVE INC
COM
670704105
87
1805
SH
DFND
1
1805
0
0
NUVASIVE INC
COM
670704105
11972
248282
SH
DFND
2
248282
0
0
NUVASIVE INC
COM
670704105
356
7379
SH
DFND
5
7379
0
0
NUVASIVE INC
COM
670704105
45
925
SH
SOLE
925
0
0
NVIDIA CORP
COM
67066G104
247
10000
SH
DFND
2
10000
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
13268
152381
SH
DFND
2
152381
0
0
OCATA THERAPEUTICS INC
COM
67457L100
2263
541416
SH
DFND
2
541416
0
0
OCEAN RIG UDW INC
SHS
Y64354205
13669
6417509
SH
SOLE
6417509
0
0
OCEAN RIG UDW INC
SHS
Y64354205
13901
6526114
SH
DFND
2
6526114
0
0
OCEAN RIG UDW INC
SHS
Y64354205
4390
2060928
SH
DFND
3
2060928
0
0
OPHTHOTECH CORP
COM
683745103
74
1834
SH
DFND
1
1834
0
0
OPHTHOTECH CORP
COM
683745103
6796
167713
SH
DFND
2
167713
0
0
OPHTHOTECH CORP
COM
683745103
115
2839
SH
DFND
5
2839
0
0
OTONOMY INC
COM
68906L105
8541
479551
SH
DFND
2
479551
0
0
OTONOMY INC
COM
68906L105
242
13563
SH
DFND
5
13563
0
0
OUTERWALL INC
COM
690070107
11305
198582
SH
DFND
2
198582
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
106
2567
SH
DFND
1
2567
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
9566
232753
SH
DFND
2
232753
0
0
PACIRA PHARMACEUTICALS INC
COM
695127100
293
7135
SH
DFND
5
7135
0
0
PATTERSON COMPANIES INC
COM
703395103
87908
2032553
SH
DFND
2
2032553
0
0
PENDRELL CORP
COM
70686R104
30955
42992527
SH
SOLE
42992527
0
0
PENDRELL CORP
COM
70686R104
1628
2260529
SH
DFND
3
2260529
0
0
PENDRELL CORP
COM
70686R104
258
358088
SH
DFND
2
358088
0
0
PFENEX INC
COM
717071104
90
6000
SH
DFND
1
6000
0
0
PFENEX INC
COM
717071104
4318
287649
SH
DFND
2
287649
0
0
PFENEX INC
COM
717071104
8
518
SH
DFND
5
518
0
0
PHARMERICA CORP
COM
71714F104
4505
158231
SH
DFND
2
158231
0
0
PHARMERICA CORP
COM
71714F104
262
9198
SH
DFND
5
9198
0
0
PIEDMONT NAT GAS INC
COM
720186105
301
7500
SH
DFND
2
7500
0
0
PINNACLE FOODS INC DEL
COM
72348P104
14239
339995
SH
DFND
2
339995
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
5992
197221
SH
DFND
2
197221
0
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
44431
2538890
SH
DFND
2
2538890
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
298
7000
SH
DFND
5
7000
0
0
PORTOLA PHARMACEUTICALS INC
COM
737010108
14065
330000
SH
DFND
2
330000
0
0
PRECISION CASTPARTS CORP
COM
740189105
373
1625
SH
SOLE
1625
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
5625
386057
SH
DFND
2
386057
0
0
PROQR THRAPEUTICS N V
SHS EURO
N71542109
131
9000
SH
DFND
1
9000
0
0
PROSHARES TR
ULTSH NASD BIOT
74347B789
10036
260340
SH
DFND
2
260340
0
0
PROSHARES TR
ULTSH NASD BIOT
74347B789
4682
121455
SH
DFND
3
121455
0
0
PROSHARES TR II
ULTRA GOLD
74347W601
1294
38945
SH
DFND
2
38945
0
0
PROSHARES TR II
ULTRA SILVER NEW
74347W353
2231
73085
SH
DFND
2
73085
0
0
PROSHARES TR II
ULTRA SILVER NEW
74347W353
2353
77076
SH
DFND
3
77076
0
0
QUINTILES TRANSNATIO HLDGS I
COM
74876Y101
5740
82500
SH
DFND
2
82500
0
0
RADIUS HEALTH INC
COM NEW
750469207
8317
120000
SH
DFND
2
120000
0
0
RADIUS HEALTH INC
COM NEW
750469207
347
5000
SH
DFND
5
5000
0
0
RADNET INC
COM
750491102
1644
296158
SH
DFND
2
296158
0
0
RADNET INC
COM
750491102
11
2072
SH
DFND
1
2072
0
0
RANGE RES CORP
COM
75281A109
613
19081
SH
DFND
5
19081
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
18
3011
SH
DFND
1
3011
0
0
RAPTOR PHARMACEUTICAL CORP
COM
75382F106
6635
1096641
SH
DFND
2
1096641
0
0
RELYPSA INC
COM
759531106
39
2095
SH
DFND
1
2095
0
0
RELYPSA INC
COM
759531106
3805
205553
SH
DFND
2
205553
0
0
RELYPSA INC
COM
759531106
172
9300
SH
DFND
5
9300
0
0
REPROS THERAPEUTICS INC
COM NEW
76028H209
1845
248318
SH
DFND
2
248318
0
0
RITTER PHARMACEUTICALS INC
COM
767836109
308
150000
SH
DFND
2
150000
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
20179
226498
SH
DFND
2
226498
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
14000
284388
SH
DFND
2
284388
0
0
RYMAN HOSPITALITY PPTYS INC
COM
78377T107
1098
22303
SH
DFND
5
22303
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
13397
577970
SH
DFND
2
577970
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
613
26457
SH
DFND
5
26457
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
167
7209
SH
DFND
1
7209
0
0
SALESFORCE COM INC
COM
79466L302
54850
790000
SH
Call
DFND
3
790000
0
0
SALESFORCE COM INC
COM
79466L302
145216
2091550
SH
DFND
2
2091550
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
92
2874
SH
DFND
1
2874
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
12028
374587
SH
DFND
2
374587
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
225
7000
SH
DFND
5
7000
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
24963
238332
SH
DFND
2
238332
0
0
SBA COMMUNICATIONS CORP
COM
78388J106
1520
14510
SH
DFND
5
14510
0
0
SEAWORLD ENTMT INC
COM
81282V100
29496
1656125
SH
DFND
2
1656125
0
0
SEAWORLD ENTMT INC
COM
81282V100
107
6000
SH
SOLE
6000
0
0
SEMGROUP CORP
CL A
81663A105
12833
296778
SH
DFND
2
296778
0
0
SERVICE CORP INTL
COM
817565104
4878
180000
SH
DFND
2
180000
0
0
SERVICENOW INC
COM
81762P102
9334
134400
SH
DFND
2
134400
0
0
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
5735
194869
SH
DFND
2
194869
0
0
SONIC CORP
COM
835451105
7759
338084
SH
DFND
2
338084
0
0
SOTHEBYS
COM
835898107
14264
446034
SH
DFND
2
446034
0
0
SPARK THERAPEUTICS INC
COM
84652J103
125
3006
SH
DFND
1
3006
0
0
SPARK THERAPEUTICS INC
COM
84652J103
10693
256233
SH
DFND
2
256233
0
0
SPARK THERAPEUTICS INC
COM
84652J103
285
6820
SH
DFND
5
6820
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
67071
350000
SH
Call
DFND
2
350000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2300
12000
SH
Put
DFND
4
12000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
10189
1114749
SH
DFND
2
1114749
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
4913
537527
SH
DFND
3
537527
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
21104
2309020
SH
SOLE
2309020
0
0
STAPLES INC
COM
855030102
7615
649150
SH
DFND
2
649150
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
46
19898
SH
DFND
1
19898
0
0
STREAMLINE HEALTH SOLUTIONS
COM
86323X106
2760
1205268
SH
DFND
2
1205268
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
10021
367607
SH
DFND
2
367607
0
0
SURGICAL CARE AFFILIATES INC
COM
86881L106
5133
157024
SH
DFND
2
157024
0
0
SURGICAL CARE AFFILIATES INC
COM
86881L106
222
6792
SH
DFND
5
6792
0
0
TARGA RES CORP
COM
87612G101
29309
568887
SH
DFND
2
568887
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
924
31828
SH
DFND
2
31828
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
270
5000
SH
DFND
1
5000
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
35660
660000
SH
DFND
2
660000
0
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
810
15000
SH
DFND
5
15000
0
0
TELADOC INC
COM
87918A105
5350
240000
SH
DFND
2
240000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
738
20000
SH
DFND
5
20000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
35159
952300
SH
Call
DFND
2
952300
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
222
6000
SH
DFND
1
6000
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
32305
875000
SH
DFND
2
875000
0
0
TERADATA CORP DEL
COM
88076W103
4047
139750
SH
DFND
2
139750
0
0
TERADATA CORP DEL
COM
88076W103
336
11600
SH
DFND
3
11600
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
2267
50367
SH
DFND
2
50367
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
293
2400
SH
SOLE
2400
0
0
TIME WARNER CABLE INC
COM
88732J207
243
1357
SH
SOLE
1357
0
0
TRIBUNE MEDIA CO
CL A
896047503
598
16800
SH
DFND
2
16800
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
3120
25000
SH
DFND
2
25000
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
7663
42961
SH
DFND
2
42961
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
282
1579
SH
DFND
5
1579
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
425
2385
SH
SOLE
2385
0
0
VCA INC
COM
918194101
14330
272166
SH
DFND
2
272166
0
0
VCA INC
COM
918194101
712
13515
SH
DFND
5
13515
0
0
VCA INC
COM
918194101
176
3347
SH
DFND
1
3347
0
0
VCA INC
COM
918194101
237
4500
SH
SOLE
4500
0
0
VEREIT INC
COM
92339V100
440
56984
SH
SOLE
56984
0
0
VISA INC
COM CL A
92826C839
19428
278900
SH
DFND
2
278900
0
0
VULCAN MATLS CO
COM
929160109
11271
126353
SH
DFND
2
126353
0
0
VULCAN MATLS CO
COM
929160109
1458
16344
SH
DFND
5
16344
0
0
WESTERN GAS EQUITY PARTNERS
COMUNT LTD PT
95825R103
13794
349832
SH
DFND
2
349832
0
0
WILLIAMS COS INC DEL
COM
969457100
29070
788875
SH
DFND
2
788875
0
0
WILLIAMS COS INC DEL
COM
969457100
170
4614
SH
SOLE
4614
0
0
WILLIAMS PARTNERS L P NEW
COM UNIT LTD PAR
96949L105
874
27389
SH
DFND
2
27389
0
0
WISDOMTREE TR
GERMANY HEDEQ FD
97717W448
35378
1400000
SH
DFND
2
1400000
0
0
WMIH CORP
COM
92936P100
27
10310
SH
SOLE
10310
0
0
ZILLOW GROUP INC
CL A
98954M101
2155
75000
SH
Put
DFND
2
75000
0
0
ZYNERBA PHARMACEUTICALS INC
COM
98986X109
2240
156547
SH
DFND
2
156547
0
0