0000891804-16-001424.txt : 20160512 0000891804-16-001424.hdr.sgml : 20160512 20160512114703 ACCESSION NUMBER: 0000891804-16-001424 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160512 DATE AS OF CHANGE: 20160512 EFFECTIVENESS DATE: 20160512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS DISTRIBUTORS, LLC CENTRAL INDEX KEY: 0001167303 IRS NUMBER: 481175174 STATE OF INCORPORATION: KS FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-12550 FILM NUMBER: 161642470 BUSINESS ADDRESS: STREET 1: GUGGENHEIM FUNDS DISTRIBUTORS, LLC STREET 2: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: GUGGENHEIM FUNDS DISTRIBUTORS, INC. DATE OF NAME CHANGE: 20101028 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE SECURITIES INC DATE OF NAME CHANGE: 20020213 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001167303 XXXXXXXX 03-31-2016 03-31-2016 false GUGGENHEIM FUNDS DISTRIBUTORS, LLC

227 West Monroe Street Chicago IL 60606

13F NOTICE 028-12550 0001283072 028-12836 GUGGENHEIM CAPITAL LLC N Dennis Metzger 301-296-5398 /s/ Dennis Metzger Rockville MD 05-12-2016