0000919574-15-007999.txt : 20151116
0000919574-15-007999.hdr.sgml : 20151116
20151113184009
ACCESSION NUMBER: 0000919574-15-007999
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151113
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 151230657
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE, 3RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
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0001167212
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09-30-2015
09-30-2015
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE, 3RD FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
11-13-2015
2
213
399323
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
infotable.xml
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COM
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COM
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COM
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COM
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COM
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COM
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COM
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668
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COM
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COM
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75
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COM NEW
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COM
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COM
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COM
871655106
429
354300
SH
DFND
2
354300
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
2747
99520
SH
SOLE
99520
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
6490
235130
SH
DFND
1
235130
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
2928
130066
SH
SOLE
130066
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
7653
339968
SH
DFND
1
339968
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11005
90000
SH
DFND
1
90000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9171
75000
SH
DFND
2
75000
0
0
THESTREET INC
COM
88368Q103
932
558350
SH
SOLE
558350
0
0
TIFFANY & CO NEW
COM
886547108
448
5800
SH
SOLE
5800
0
0
TIFFANY & CO NEW
COM
886547108
1097
14200
SH
DFND
1
14200
0
0
TIFFANY & CO NEW
COM
886547108
193
2500
SH
DFND
2
2500
0
0
TTM TECHNOLOGIES INC
COM
87305R109
1262
202500
SH
SOLE
202500
0
0
TTM TECHNOLOGIES INC
COM
87305R109
530
85000
SH
DFND
1
85000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
156
25000
SH
DFND
2
25000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
270
10000
SH
DFND
2
10000
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
1005
175000
SH
SOLE
175000
0
0
UNITED CONTL HLDGS INC
COM
910047109
1592
30000
SH
SOLE
30000
0
0
UNITED CONTL HLDGS INC
COM
910047109
3714
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
265
5000
SH
DFND
2
5000
0
0
VARIAN MED SYS INC
COM
92220P105
1180
16000
SH
SOLE
16000
0
0
VARIAN MED SYS INC
COM
92220P105
2509
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1476
20000
SH
DFND
2
20000
0
0
VIASAT INC
COM
92552V100
4147
64500
SH
SOLE
64500
0
0
VIASAT INC
COM
92552V100
6429
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
5786
90000
SH
DFND
2
90000
0
0
VICOR CORP
COM
925815102
523
51250
SH
SOLE
51250
0
0
VICOR CORP
COM
925815102
54
5250
SH
DFND
1
5250
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
59
6120
SH
SOLE
6120
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
134
13880
SH
DFND
1
13880
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
606
62500
SH
DFND
2
62500
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
695
60000
SH
SOLE
60000
0
0
WAGEWORKS INC
COM
930427109
1262
28000
SH
SOLE
28000
0
0
WAGEWORKS INC
COM
930427109
1059
23500
SH
DFND
2
23500
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
144
8500
SH
SOLE
8500
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
211
12500
SH
DFND
2
12500
0
0
WPX ENERGY INC
COM
98212B103
668
100900
SH
SOLE
100900
0
0
WPX ENERGY INC
COM
98212B103
501
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
149
22500
SH
DFND
2
22500
0
0
XCERRA CORP
COM
98400J108
230
36666
SH
SOLE
36666
0
0
XCERRA CORP
COM
98400J108
314
50000
SH
DFND
1
50000
0
0