0000919574-14-006449.txt : 20141114
0000919574-14-006449.hdr.sgml : 20141114
20141114102633
ACCESSION NUMBER: 0000919574-14-006449
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 141221233
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001167212
XXXXXXXX
09-30-2014
09-30-2014
false
NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
11-14-2014
2
246
452099
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
infotable.xml
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690
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100000
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ACCO BRANDS CORP
COM
00081T108
276
40000
SH
SOLE
40000
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0
ADVANCED PHOTONIX INC
CL A
00754E107
183
333333
SH
SOLE
333333
0
0
AIR LEASE CORP
CL A
00912X302
808
24850
SH
DFND
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24850
0
0
AIR LEASE CORP
CL A
00912X302
1235
38000
SH
DFND
2
38000
0
0
AIR LEASE CORP
CL A
00912X302
2036
62650
SH
SOLE
62650
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
2990
50000
SH
DFND
2
50000
0
0
AKAMAI TECHNOLOGIES INC
COM
00971T101
4784
80000
SH
SOLE
80000
0
0
AMBER RD INC
COM
02318Y108
347
20000
SH
DFND
2
20000
0
0
AMBER RD INC
COM
02318Y108
173
10000
SH
SOLE
10000
0
0
AMERICAN EAGLE OUTFITTERS NE
COM
02553E106
182
12500
SH
SOLE
12500
0
0
APPLE INC
COM
037833100
3773
37450
SH
SOLE
37450
0
0
ARI NETWORK SVCS INC
COM NEW
001930205
48
15000
SH
SOLE
15000
0
0
BARRACUDA NETWORKS INC
COM
068323104
892
34790
SH
DFND
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34790
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0
BARRACUDA NETWORKS INC
COM
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28023
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DFND
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BARRACUDA NETWORKS INC
COM
068323104
713
27782
SH
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COM
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41500
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COM
075887109
512
4500
SH
SOLE
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COM
09202G101
339
44900
SH
DFND
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44900
0
0
BLACK DIAMOND INC
COM
09202G101
510
67400
SH
SOLE
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0
BOEING CO
COM
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71250
SH
DFND
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71250
0
0
BOEING CO
COM
097023105
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28750
SH
SOLE
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0
BORDERFREE INC
COM
09970L100
279
21600
SH
DFND
1
21600
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0
BORDERFREE INC
COM
09970L100
258
19991
SH
DFND
2
19991
0
0
BORDERFREE INC
COM
09970L100
290
22510
SH
SOLE
22510
0
0
BOTTOMLINE TECH DEL INC
COM
101388106
2152
78000
SH
SOLE
78000
0
0
BRIGHTCOVE INC
COM
10921T101
98
17500
SH
DFND
2
17500
0
0
BRIGHTCOVE INC
COM
10921T101
140
25000
SH
SOLE
25000
0
0
BROADCOM CORP
CL A
111320107
202
5000
SH
DFND
2
5000
0
0
BROOKS AUTOMATION INC
COM
114340102
1629
155000
SH
DFND
1
155000
0
0
BROOKS AUTOMATION INC
COM
114340102
946
90000
SH
DFND
2
90000
0
0
BROOKS AUTOMATION INC
COM
114340102
604
57500
SH
SOLE
57500
0
0
BRUKER CORP
COM
116794108
231
12500
SH
DFND
2
12500
0
0
BRUKER CORP
COM
116794108
324
17500
SH
SOLE
17500
0
0
C&J ENERGY SVCS INC
COM
12467B304
306
10000
SH
SOLE
10000
0
0
CARMAX INC
COM
143130102
6503
140000
SH
DFND
2
140000
0
0
CARMAX INC
COM
143130102
1045
22500
SH
SOLE
22500
0
0
CERNER CORP
COM
156782104
149
2500
SH
DFND
2
2500
0
0
CERNER CORP
COM
156782104
149
2500
SH
SOLE
2500
0
0
CLEAN HARBORS INC
COM
184496107
701
13000
SH
DFND
2
13000
0
0
CLEAN HARBORS INC
COM
184496107
377
7000
SH
SOLE
7000
0
0
COMCAST CORP NEW
CL A
20030N101
5378
100000
SH
DFND
1
100000
0
0
COMCAST CORP NEW
CL A
20030N101
3227
60000
SH
DFND
2
60000
0
0
COMPUWARE CORP
COM
205638109
1507
142000
SH
DFND
1
142000
0
0
COMPUWARE CORP
COM
205638109
615
58000
SH
SOLE
58000
0
0
CONMED CORP
COM
207410101
1774
48150
SH
DFND
2
48150
0
0
CONMED CORP
COM
207410101
1531
41550
SH
SOLE
41550
0
0
CONSTANT CONTACT INC
COM
210313102
1221
45000
SH
SOLE
45000
0
0
CORIUM INTL INC
COM
21887L107
166
26978
SH
DFND
1
26978
0
0
CORIUM INTL INC
COM
21887L107
133
21628
SH
DFND
2
21628
0
0
CORIUM INTL INC
COM
21887L107
125
20280
SH
SOLE
20280
0
0
CORNING INC
COM
219350105
677
35000
SH
DFND
2
35000
0
0
COVIDIEN PLC
SHS
G2554F113
2130
24625
SH
DFND
1
24625
0
0
COVIDIEN PLC
SHS
G2554F113
2379
27500
SH
DFND
2
27500
0
0
COVIDIEN PLC
SHS
G2554F113
757
8750
SH
SOLE
8750
0
0
CRAWFORD & CO
CL A
224633206
453
58500
SH
SOLE
58500
0
0
CUTERA INC
COM
232109108
210
20800
SH
SOLE
20800
0
0
DICKS SPORTING GOODS INC
COM
253393102
1316
30000
SH
DFND
2
30000
0
0
DICKS SPORTING GOODS INC
COM
253393102
658
15000
SH
SOLE
15000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
189
5000
SH
DFND
2
5000
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
57
1500
SH
SOLE
1500
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
56
1500
SH
SOLE
1500
0
0
DISCOVERY COMMUNICATNS NEW
COM SER C
25470F302
168
4500
SH
DFND
2
4500
0
0
ELECTRO SCIENTIFIC INDS
COM
285229100
1629
239900
SH
DFND
1
239900
0
0
ELECTRO SCIENTIFIC INDS
COM
285229100
2539
374000
SH
DFND
2
374000
0
0
ELECTRO SCIENTIFIC INDS
COM
285229100
2319
341500
SH
SOLE
341500
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
4859
110000
SH
DFND
1
110000
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
3092
70000
SH
DFND
2
70000
0
0
ELECTRONICS FOR IMAGING INC
COM
286082102
3534
80000
SH
SOLE
80000
0
0
EMULEX CORP
COM NEW
292475209
1127
228100
SH
DFND
1
228100
0
0
EMULEX CORP
COM NEW
292475209
3013
609950
SH
DFND
2
609950
0
0
EMULEX CORP
COM NEW
292475209
2820
570800
SH
SOLE
570800
0
0
ENTEGRIS INC
COM
29362U104
2645
230000
SH
DFND
1
230000
0
0
ENTEGRIS INC
COM
29362U104
2415
210000
SH
DFND
2
210000
0
0
ENTEGRIS INC
COM
29362U104
3795
330000
SH
SOLE
330000
0
0
ENTROPIC COMMUNICATIONS INC
COM
29384R105
50
18900
SH
DFND
1
18900
0
0
ENTROPIC COMMUNICATIONS INC
COM
29384R105
1035
389200
SH
DFND
2
389200
0
0
ENTROPIC COMMUNICATIONS INC
COM
29384R105
1312
493250
SH
SOLE
493250
0
0
EQUINIX INC
COM NEW
29444U502
744
3500
SH
SOLE
3500
0
0
EVERYDAY HEALTH INC
COM
300415106
127
9100
SH
DFND
1
9100
0
0
EVERYDAY HEALTH INC
COM
300415106
182
13000
SH
SOLE
13000
0
0
EXACT SCIENCES CORP
COM
30063P105
23
1200
SH
DFND
2
1200
0
0
EXACT SCIENCES CORP
COM
30063P105
335
17300
SH
SOLE
17300
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
12360
175000
SH
DFND
1
175000
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
11831
167500
SH
DFND
2
167500
0
0
EXPRESS SCRIPTS HLDG CO
COM
30219G108
5368
76000
SH
SOLE
76000
0
0
FEI CO
COM
30241L109
1056
14000
SH
SOLE
14000
0
0
FINANCIAL ENGINES INC
COM
317485100
3422
100000
SH
DFND
1
100000
0
0
FINANCIAL ENGINES INC
COM
317485100
2310
67500
SH
DFND
2
67500
0
0
FINANCIAL ENGINES INC
COM
317485100
2224
65000
SH
SOLE
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0
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FORMFACTOR INC
COM
346375108
4827
673200
SH
DFND
1
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0
0
FORMFACTOR INC
COM
346375108
5198
725000
SH
DFND
2
725000
0
0
FORMFACTOR INC
COM
346375108
8265
1152750
SH
SOLE
1152750
0
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FREQUENCY ELECTRS INC
COM
358010106
1067
100000
SH
SOLE
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0
0
FXCM INC
COM CL A
302693106
317
20000
SH
SOLE
20000
0
0
GILEAD SCIENCES INC
COM
375558103
4897
46000
SH
DFND
1
46000
0
0
GILEAD SCIENCES INC
COM
375558103
12455
117000
SH
DFND
2
117000
0
0
GILEAD SCIENCES INC
COM
375558103
6813
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SH
SOLE
64000
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GSE SYS INC
COM
36227K106
622
398500
SH
SOLE
398500
0
0
GSV CAP CORP
COM
36191J101
1441
144000
SH
DFND
1
144000
0
0
GSV CAP CORP
COM
36191J101
561
56000
SH
SOLE
56000
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
2857
53500
SH
DFND
1
53500
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
1148
21500
SH
SOLE
21500
0
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SH BEN INT
404052102
9373
330046
SH
DFND
1
330046
0
0
H & Q HEALTHCARE INVESTORS
SH BEN INT
404052102
4248
149587
SH
SOLE
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0
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H & Q LIFE SCIENCES INVS
SH BEN INT
404053100
9933
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SH
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1
449468
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H & Q LIFE SCIENCES INVS
SH BEN INT
404053100
3826
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SH
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173129
0
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HEALTHSOUTH CORP
COM NEW
421924309
2583
70000
SH
DFND
1
70000
0
0
HESS CORP
COM
42809H107
3773
40000
SH
DFND
1
40000
0
0
HESS CORP
COM
42809H107
5188
55000
SH
DFND
2
55000
0
0
HESS CORP
COM
42809H107
1745
18500
SH
SOLE
18500
0
0
HONEYWELL INTL INC
COM
438516106
4656
50000
SH
DFND
1
50000
0
0
HONEYWELL INTL INC
COM
438516106
1164
12500
SH
DFND
2
12500
0
0
HUTCHINSON TECHNOLOGY INC
COM
448407106
366
100000
SH
DFND
1
100000
0
0
HUTCHINSON TECHNOLOGY INC
COM
448407106
220
60000
SH
SOLE
60000
0
0
II VI INC
COM
902104108
1344
114200
SH
DFND
1
114200
0
0
II VI INC
COM
902104108
2908
247100
SH
DFND
2
247100
0
0
II VI INC
COM
902104108
2621
222700
SH
SOLE
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IKANOS COMMUNICATIONS
COM
45173E105
18
52150
SH
DFND
1
52150
0
0
IKANOS COMMUNICATIONS
COM
45173E105
6
17850
SH
SOLE
17850
0
0
INGRAM MICRO INC
CL A
457153104
258
10000
SH
DFND
2
10000
0
0
INGRAM MICRO INC
CL A
457153104
258
10000
SH
SOLE
10000
0
0
INTERMOLECULAR INC
COM
45882D109
99
42460
SH
DFND
1
42460
0
0
INTERMOLECULAR INC
COM
45882D109
42
18108
SH
SOLE
18108
0
0
IPG PHOTONICS CORP
COM
44980X109
344
5000
SH
SOLE
5000
0
0
IROBOT CORP
COM
462726100
457
15000
SH
SOLE
15000
0
0
JABIL CIRCUIT INC
COM
466313103
4302
213300
SH
DFND
1
213300
0
0
JABIL CIRCUIT INC
COM
466313103
3227
160000
SH
DFND
2
160000
0
0
JABIL CIRCUIT INC
COM
466313103
1648
81700
SH
SOLE
81700
0
0
JETBLUE AIRWAYS CORP
COM
477143101
191
18000
SH
DFND
1
18000
0
0
JETBLUE AIRWAYS CORP
COM
477143101
74
7000
SH
SOLE
7000
0
0
KVH INDS INC
COM
482738101
408
36000
SH
DFND
1
36000
0
0
KVH INDS INC
COM
482738101
3962
350000
SH
DFND
2
350000
0
0
KVH INDS INC
COM
482738101
4913
434000
SH
SOLE
434000
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
3639
35763
SH
DFND
1
35763
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
644
6325
SH
SOLE
6325
0
0
LADDER CAP CORP
CL A
505743104
677
35834
SH
DFND
1
35834
0
0
LADDER CAP CORP
CL A
505743104
540
28577
SH
DFND
2
28577
0
0
LADDER CAP CORP
CL A
505743104
520
27493
SH
SOLE
27493
0
0
LEIDOS HLDGS INC
COM
525327102
858
24999
SH
DFND
1
24999
0
0
LEIDOS HLDGS INC
COM
525327102
300
8749
SH
SOLE
8749
0
0
LEMAITRE VASCULAR INC
COM
525558201
378
55000
SH
SOLE
55000
0
0
LIBBEY INC
COM
529898108
1864
71000
SH
DFND
1
71000
0
0
LIBBEY INC
COM
529898108
1024
39000
SH
SOLE
39000
0
0
LIFE TIME FITNESS INC
COM
53217R207
757
15000
SH
DFND
2
15000
0
0
LIFE TIME FITNESS INC
COM
53217R207
517
10250
SH
SOLE
10250
0
0
LUMENIS LTD
SHS CL B
M6778Q121
91
10176
SH
DFND
1
10176
0
0
LUMENIS LTD
SHS CL B
M6778Q121
36
4023
SH
SOLE
4023
0
0
MAVENIR SYS INC
COM
577675101
723
57530
SH
DFND
1
57530
0
0
MAVENIR SYS INC
COM
577675101
754
60000
SH
DFND
2
60000
0
0
MAVENIR SYS INC
COM
577675101
705
56170
SH
SOLE
56170
0
0
MAXLINEAR INC
CL A
57776J100
369
53625
SH
DFND
1
53625
0
0
MAXLINEAR INC
CL A
57776J100
147
21375
SH
SOLE
21375
0
0
MKS INSTRUMENT INC
COM
55306N104
1669
50000
SH
DFND
1
50000
0
0
MKS INSTRUMENT INC
COM
55306N104
2253
67500
SH
DFND
2
67500
0
0
MKS INSTRUMENT INC
COM
55306N104
3308
99100
SH
SOLE
99100
0
0
MONSANTO CO NEW
COM
61166W101
3285
29200
SH
DFND
1
29200
0
0
MONSANTO CO NEW
COM
61166W101
1215
10800
SH
SOLE
10800
0
0
MULTI FINELINE ELECTRONIX IN
COM
62541B101
498
53250
SH
DFND
1
53250
0
0
MULTI FINELINE ELECTRONIX IN
COM
62541B101
203
21750
SH
SOLE
21750
0
0
NEOPHOTONICS CORP
COM
64051T100
285
85003
SH
SOLE
85003
0
0
NEWPORT CORP
COM
651824104
3544
200000
SH
DFND
1
200000
0
0
NEWPORT CORP
COM
651824104
1772
100000
SH
DFND
2
100000
0
0
NEWPORT CORP
COM
651824104
1418
80000
SH
SOLE
80000
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
2498
231250
SH
DFND
1
231250
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
1404
130000
SH
DFND
2
130000
0
0
NOVA MEASURING INSTRUMENTS L
COM
M7516K103
2645
244900
SH
SOLE
244900
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1814
35500
SH
DFND
1
35500
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
1022
20000
SH
DFND
2
20000
0
0
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
741
14500
SH
SOLE
14500
0
0
OIL DRI CORP AMER
COM
677864100
660
25313
SH
SOLE
25313
0
0
OMNICELL INC
COM
68213N109
355
13000
SH
SOLE
13000
0
0
ORBOTECH LTD
ORD
M75253100
1558
100000
SH
DFND
1
100000
0
0
ORBOTECH LTD
ORD
M75253100
701
45000
SH
SOLE
45000
0
0
PANERA BREAD CO
CL A
69840W108
277
1700
SH
SOLE
1700
0
0
PDF SOLUTIONS INC
COM
693282105
642
50950
SH
DFND
1
50950
0
0
PDF SOLUTIONS INC
COM
693282105
2112
167500
SH
DFND
2
167500
0
0
PDF SOLUTIONS INC
COM
693282105
3204
254050
SH
SOLE
254050
0
0
PEREGRINE SEMICONDUCTOR CORP
COM
71366R703
1119
90450
SH
DFND
1
90450
0
0
PEREGRINE SEMICONDUCTOR CORP
COM
71366R703
519
41950
SH
SOLE
41950
0
0
PHOTRONICS INC
COM
719405102
528
65625
SH
DFND
1
65625
0
0
PHOTRONICS INC
COM
719405102
717
89125
SH
SOLE
89125
0
0
PRECISION CASTPARTS CORP
COM
740189105
9475
40000
SH
DFND
1
40000
0
0
PRECISION CASTPARTS CORP
COM
740189105
4738
20000
SH
SOLE
20000
0
0
Q2 HLDGS INC
COM
74736L109
280
20000
SH
DFND
2
20000
0
0
Q2 HLDGS INC
COM
74736L109
175
12500
SH
SOLE
12500
0
0
QUALCOMM INC
COM
747525103
374
5000
SH
DFND
2
5000
0
0
QUINSTREET INC
COM
74874Q100
2204
531115
SH
DFND
1
531115
0
0
QUINSTREET INC
COM
74874Q100
208
50000
SH
DFND
2
50000
0
0
QUINSTREET INC
COM
74874Q100
808
194715
SH
SOLE
194715
0
0
REIS INC
COM
75936P105
3333
141300
SH
SOLE
141300
0
0
RIVERBED TECHNOLOGY INC
COM
768573107
1113
60000
SH
SOLE
60000
0
0
RUCKUS WIRELESS INC
COM
781220108
1670
125000
SH
SOLE
125000
0
0
RUDOLPH TECHNOLOGIES INC
COM
781270103
1539
170000
SH
SOLE
170000
0
0
SCHLUMBERGER LTD
COM
806857108
1271
12500
SH
DFND
2
12500
0
0
SOUTHWEST AIRLS CO
COM
844741108
480
14200
SH
DFND
1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
196
5800
SH
SOLE
5800
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
6693
227500
SH
DFND
1
227500
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
6178
210000
SH
DFND
2
210000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
7223
245500
SH
SOLE
245500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
728
221125
SH
DFND
1
221125
0
0
SYPRIS SOLUTIONS INC
COM
871655106
617
187500
SH
DFND
2
187500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
506
153875
SH
SOLE
153875
0
0
TCP INTL HLDGS LTD
COM
H84689100
138
18076
SH
DFND
1
18076
0
0
TCP INTL HLDGS LTD
COM
H84689100
152
20000
SH
DFND
2
20000
0
0
TCP INTL HLDGS LTD
COM
H84689100
111
14576
SH
SOLE
14576
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
10953
90000
SH
DFND
1
90000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
9128
75000
SH
DFND
2
75000
0
0
THESTREET INC
COM
88368Q103
1490
665000
SH
SOLE
665000
0
0
TIFFANY & CO NEW
COM
886547108
1368
14200
SH
DFND
1
14200
0
0
TIFFANY & CO NEW
COM
886547108
241
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
559
5800
SH
SOLE
5800
0
0
TREE COM INC
COM
894675107
538
15000
SH
SOLE
15000
0
0
TTM TECHNOLOGIES INC
COM
87305R109
571
83800
SH
DFND
1
83800
0
0
TTM TECHNOLOGIES INC
COM
87305R109
1523
223700
SH
SOLE
223700
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
343
10000
SH
DFND
2
10000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
34
1000
SH
SOLE
1000
0
0
UNITED CONTL HLDGS INC
COM
910047109
3275
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
234
5000
SH
DFND
2
5000
0
0
UNITED CONTL HLDGS INC
COM
910047109
1404
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
2724
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1602
20000
SH
DFND
2
20000
0
0
VARIAN MED SYS INC
COM
92220P105
1282
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
5512
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
5099
92500
SH
DFND
2
92500
0
0
VIASAT INC
COM
92552V100
4024
73000
SH
SOLE
73000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
198
13880
SH
DFND
1
13880
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
893
62500
SH
DFND
2
62500
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
87
6120
SH
SOLE
6120
0
0
VISHAY PRECISION GROUP INC
COM
92835K103
448
30000
SH
SOLE
30000
0
0
WAGEWORKS INC
COM
930427109
1070
23500
SH
DFND
2
23500
0
0
WAGEWORKS INC
COM
930427109
1275
28000
SH
SOLE
28000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
448
32500
SH
DFND
2
32500
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1838
133500
SH
SOLE
133500
0
0
WPX ENERGY INC
COM
98212B103
1821
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
529
22000
SH
DFND
2
22000
0
0
WPX ENERGY INC
COM
98212B103
1754
72900
SH
SOLE
72900
0
0
XCERRA CORP
COM
98400J108
490
50000
SH
DFND
1
50000
0
0
XCERRA CORP
COM
98400J108
359
36666
SH
SOLE
36666
0
0
XILINX INC
COM
983919101
464
10950
SH
DFND
1
10950
0
0
XILINX INC
COM
983919101
258
6100
SH
DFND
2
6100
0
0
XILINX INC
COM
983919101
231
5450
SH
SOLE
5450
0
0
XOOM CORP
COM
98419Q101
220
10000
SH
DFND
2
10000
0
0
XOOM CORP
COM
98419Q101
198
9000
SH
SOLE
9000
0
0
YUME INC
COM
98872B104
125
25000
SH
DFND
2
25000
0
0
YUME INC
COM
98872B104
200
40000
SH
SOLE
40000
0
0