0000919574-14-001009.txt : 20140214
0000919574-14-001009.hdr.sgml : 20140214
20140213174823
ACCESSION NUMBER: 0000919574-14-001009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140213
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEEDHAM INVESTMENT MANAGEMENT LLC
CENTRAL INDEX KEY: 0001167212
IRS NUMBER: 223408336
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10095
FILM NUMBER: 14608249
BUSINESS ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-705-0404
MAIL ADDRESS:
STREET 1: 445 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
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12-31-2013
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NEEDHAM INVESTMENT MANAGEMENT LLC
445 PARK AVENUE
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10095
N
James W. Giangrasso
Chief Financial Officer
212-705-0404
/s/ James W. Giangrasso
New York
NY
02-13-2014
2
220
483396
1
0000890847
028-11515
NEEDHAM EMERGING GROWTH PARTNERS LP
2
0001310572
028-11514
NEEDHAM GROWTH FUND
INFORMATION TABLE
2
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398
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ORD
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276
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646
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SOLTA MED INC
COM
83438K103
209
71000
SH
DFND
1
71000
0
0
SOLTA MED INC
COM
83438K103
823
279000
SH
SOLE
279000
0
0
SOUTHWEST AIRLS CO
COM
844741108
268
14200
SH
DFND
1
14200
0
0
SOUTHWEST AIRLS CO
COM
844741108
109
5800
SH
SOLE
5800
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
4033
235000
SH
DFND
2
235000
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
3904
227500
SH
DFND
1
227500
0
0
SUPER MICRO COMPUTER INC
COM
86800U104
4753
277000
SH
SOLE
277000
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
2129
80000
SH
SOLE
80000
0
0
SUPERTEX INC
COM
868532102
782
31200
SH
DFND
1
31200
0
0
SUPERTEX INC
COM
868532102
634
25300
SH
SOLE
25300
0
0
SYPRIS SOLUTIONS INC
COM
871655106
689
225000
SH
DFND
2
225000
0
0
SYPRIS SOLUTIONS INC
COM
871655106
834
272500
SH
DFND
1
272500
0
0
SYPRIS SOLUTIONS INC
COM
871655106
543
177500
SH
SOLE
177500
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
1638
83100
SH
DFND
1
83100
0
0
TESSERA TECHNOLOGIES INC
COM
88164L100
197
10000
SH
SOLE
10000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
12694
114000
SH
DFND
2
114000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11135
100000
SH
DFND
1
100000
0
0
THESTREET INC
COM
88368Q103
339
150000
SH
SOLE
150000
0
0
TIFFANY & CO NEW
COM
886547108
232
2500
SH
DFND
2
2500
0
0
TIFFANY & CO NEW
COM
886547108
659
7100
SH
DFND
1
7100
0
0
TIFFANY & CO NEW
COM
886547108
269
2900
SH
SOLE
2900
0
0
TTM TECHNOLOGIES INC
COM
87305R109
646
75300
SH
DFND
1
75300
0
0
TTM TECHNOLOGIES INC
COM
87305R109
2366
275700
SH
SOLE
275700
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
752
75000
SH
SOLE
75000
0
0
UNITED CONTL HLDGS INC
COM
910047109
2648
70000
SH
DFND
1
70000
0
0
UNITED CONTL HLDGS INC
COM
910047109
1135
30000
SH
SOLE
30000
0
0
VARIAN MED SYS INC
COM
92220P105
1554
20000
SH
DFND
2
20000
0
0
VARIAN MED SYS INC
COM
92220P105
2641
34000
SH
DFND
1
34000
0
0
VARIAN MED SYS INC
COM
92220P105
1243
16000
SH
SOLE
16000
0
0
VIASAT INC
COM
92552V100
6202
99000
SH
DFND
2
99000
0
0
VIASAT INC
COM
92552V100
6265
100000
SH
DFND
1
100000
0
0
VIASAT INC
COM
92552V100
4573
73000
SH
SOLE
73000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
995
75000
SH
DFND
2
75000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
663
50000
SH
DFND
1
50000
0
0
VISHAY INTERTECHNOLOGY INC
COM
928298108
265
20000
SH
SOLE
20000
0
0
WAGEWORKS INC
COM
930427109
1397
23500
SH
DFND
2
23500
0
0
WAGEWORKS INC
COM
930427109
1962
33000
SH
SOLE
33000
0
0
WALTER ENERGY INC
COM
93317Q105
183
11000
SH
DFND
2
11000
0
0
WALTER ENERGY INC
COM
93317Q105
333
20000
SH
SOLE
20000
0
0
WORLD WRESTLING ENTMT INC
CL A
98156Q108
1161
70000
SH
SOLE
70000
0
0
WPX ENERGY INC
COM
98212B103
448
22000
SH
DFND
2
22000
0
0
WPX ENERGY INC
COM
98212B103
1543
75700
SH
DFND
1
75700
0
0
WPX ENERGY INC
COM
98212B103
1486
72900
SH
SOLE
72900
0
0
YUME INC
COM
98872B104
186
25000
SH
DFND
2
25000
0
0
YUME INC
COM
98872B104
316
42400
SH
SOLE
42400
0
0
ZYGO CORP
COM
989855101
1547
104650
SH
DFND
2
104650
0
0
ZYGO CORP
COM
989855101
2686
181725
SH
SOLE
181725
0
0