0001104659-12-079611.txt : 20121121
0001104659-12-079611.hdr.sgml : 20121121
20121121160443
ACCESSION NUMBER: 0001104659-12-079611
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121119
FILED AS OF DATE: 20121121
DATE AS OF CHANGE: 20121121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Johnson Robert Joseph
CENTRAL INDEX KEY: 0001373486
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34463
FILM NUMBER: 121221284
MAIL ADDRESS:
STREET 1: C O AMERICAN POWER CONVERSION CORP
STREET 2: 801 CORPORATE CENTRE DRIVE
CITY: O'FALLON
STATE: MO
ZIP: 63368
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A123 SYSTEMS, INC.
CENTRAL INDEX KEY: 0001167178
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 043583876
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 6177785700
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: A123 SYSTEMS INC
DATE OF NAME CHANGE: 20020212
4
1
a4.xml
4
X0306
4
2012-11-19
0
0001167178
A123 SYSTEMS, INC.
AONE
0001373486
Johnson Robert Joseph
C/O A123 SYSTEMS, INC.
200 WEST STREET
WALTHAM
MA
02451
0
1
0
0
VP and GM, Energy Sol'ns Group
Common Stock
2012-11-19
4
S
0
1237
0.0885
D
397570
D
Common Stock
2012-11-20
4
S
0
1563
0.0900
D
396007
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Includes 397,570 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
Includes 396,007 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
/s/ Eric J. Pyenson, Attorney-in-Fact for Robert Joseph Johnson
2012-11-21