0001104659-12-079611.txt : 20121121 0001104659-12-079611.hdr.sgml : 20121121 20121121160443 ACCESSION NUMBER: 0001104659-12-079611 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121119 FILED AS OF DATE: 20121121 DATE AS OF CHANGE: 20121121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Robert Joseph CENTRAL INDEX KEY: 0001373486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34463 FILM NUMBER: 121221284 MAIL ADDRESS: STREET 1: C O AMERICAN POWER CONVERSION CORP STREET 2: 801 CORPORATE CENTRE DRIVE CITY: O'FALLON STATE: MO ZIP: 63368 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A123 SYSTEMS, INC. CENTRAL INDEX KEY: 0001167178 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 043583876 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 6177785700 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: A123 SYSTEMS INC DATE OF NAME CHANGE: 20020212 4 1 a4.xml 4 X0306 4 2012-11-19 0 0001167178 A123 SYSTEMS, INC. AONE 0001373486 Johnson Robert Joseph C/O A123 SYSTEMS, INC. 200 WEST STREET WALTHAM MA 02451 0 1 0 0 VP and GM, Energy Sol'ns Group Common Stock 2012-11-19 4 S 0 1237 0.0885 D 397570 D Common Stock 2012-11-20 4 S 0 1563 0.0900 D 396007 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. Includes 397,570 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU. Includes 396,007 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU. /s/ Eric J. Pyenson, Attorney-in-Fact for Robert Joseph Johnson 2012-11-21