0001104659-12-039063.txt : 20120522
0001104659-12-039063.hdr.sgml : 20120522
20120522160847
ACCESSION NUMBER: 0001104659-12-039063
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120521
FILED AS OF DATE: 20120522
DATE AS OF CHANGE: 20120522
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Forcier Jason
CENTRAL INDEX KEY: 0001472300
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34463
FILM NUMBER: 12861741
MAIL ADDRESS:
STREET 1: A123 SYSTEMS INC ARSENAL ON THE CHARLE
STREET 2: 321 ARSENAL STREET
CITY: WATERTOWN
STATE: MA
ZIP: 02472
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A123 SYSTEMS, INC.
CENTRAL INDEX KEY: 0001167178
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 043583876
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 6177785700
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: A123 SYSTEMS INC
DATE OF NAME CHANGE: 20020212
4
1
a4.xml
4
X0305
4
2012-05-21
0
0001167178
A123 SYSTEMS, INC.
AONE
0001472300
Forcier Jason
C/O A123 SYSTEMS, INC.
200 WEST STREET
WALTHAM
MA
02451
0
1
0
0
VP, Auto Solutions
Common Stock
2012-05-21
4
S
0
416
0.87
D
273675
D
Common Stock
2012-05-21
4
S
0
3115
0.8437
D
270560
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
These transactions were executed in multiple trades in prices ranging from $0.833 to $0.87. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
Includes 262,855 restricted stock units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of common stock for each one (1) RSU.
/s/ Eric J. Pyenson, Attorney-in-Fact for Jason Forcier
2012-05-22