0001166928-23-000025.txt : 20230221 0001166928-23-000025.hdr.sgml : 20230221 20230221165120 ACCESSION NUMBER: 0001166928-23-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230220 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WINTERBOTTOM BRAD L CENTRAL INDEX KEY: 0001247383 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49677 FILM NUMBER: 23649017 MAIL ADDRESS: STREET 1: 4728 95TH STREET CITY: DES MOINES STATE: IA ZIP: 50322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEST BANCORPORATION INC CENTRAL INDEX KEY: 0001166928 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421230603 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152222309 MAIL ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_167701625227023.xml FORM 4 X0306 4 2023-02-20 0 0001166928 WEST BANCORPORATION INC WTBA 0001247383 WINTERBOTTOM BRAD L 1820 PARK AVENUE DES MOINES IA 50315 0 1 0 0 EXECUTIVE VICE PRESIDENT COMMON STOCK 2023-02-20 4 A 0 15000 0 A 131380 D COMMON STOCK 6607 I Held by spouse COMMON STOCK 20242 I By 401(k) Plan Shares were acquired pursuant to a grant of restricted stock units, 7,500 units of which, vest in five equal annual installments beginning March 25, 2024. The remaining 7,500 units cliff vest on March 25, 2026, subject to achievement of performance criteria established by the Compensation Committee as set out in the grant. 1,294 shares were acquired pursuant to dividend reinvestment purchases in the employee savings plan 401(k) during the period from January 1, 2022 through December 31, 2022. /s/ Jane Funk, By Power of Attorney 2023-02-21