0001166928-21-000007.txt : 20210127 0001166928-21-000007.hdr.sgml : 20210127 20210127164003 ACCESSION NUMBER: 0001166928-21-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210125 FILED AS OF DATE: 20210127 DATE AS OF CHANGE: 20210127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GULLING DOUGLAS R CENTRAL INDEX KEY: 0001247350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49677 FILM NUMBER: 21560379 MAIL ADDRESS: STREET 1: 9620 HAMMONTREE DRIVE CITY: DES MOINES STATE: IA ZIP: 50322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WEST BANCORPORATION INC CENTRAL INDEX KEY: 0001166928 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421230603 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152222309 MAIL ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 4 1 wf-form4_161178358960456.xml FORM 4 X0306 4 2021-01-25 0 0001166928 WEST BANCORPORATION INC WTBA 0001247350 GULLING DOUGLAS R 9620 HAMMONTREE DRIVE URBANDALE IA 50322 0 1 0 0 EVP, TREASURER & CFO COMMON STOCK 2021-01-25 4 A 0 15000 0 A 101988 D COMMON STOCK 27274 I By 401(k) Plan Shares were acquired pursuant to a grant of restricted stock units, 7,500 units of which, vest in five equal annual installments beginning March 25, 2022. The remaining 7,500 units cliff vest on March 25, 2023, subject to achievement of performance criteria established by the Compensation Committee as set out in the grant. /s/ Jane Funk, By Power of Attorney 2021-01-27