-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dd4btVTzdKKxCUgwhP9lncVYNs8/AV4tSo7ccf6R8Z9De8dXs1t2+OLSbHIWwisp 8CB+oNhGbOkMXGo4OMv+SQ== 0000743530-02-000073.txt : 20021114 0000743530-02-000073.hdr.sgml : 20021114 20021113174121 ACCESSION NUMBER: 0000743530-02-000073 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20021113 ITEM INFORMATION: Other events FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WEST BANCORPORATION INC CENTRAL INDEX KEY: 0001166928 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 421230603 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-49677 FILM NUMBER: 02821203 BUSINESS ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 BUSINESS PHONE: 5152222309 MAIL ADDRESS: STREET 1: 1601 22ND ST CITY: WEST DES MOINES STATE: IA ZIP: 50266 8-K 1 west8k.txt SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2002 Commission File Number: 0-49677 WEST BANCORPORATION, INC. ------------------------- (Exact name of Registrant as specified in its charter) Iowa 42-1230603 ------------------------------------------------------------------------------- (State of Incorporation) (I.R.S. Employer Indentification No.) 1601 22nd Street, West Des Moines, Iowa 50266 --------------------------------------------- (Address of principal executive offices) Registrant's telephone number: 515-222-2300 1 Item 5. Other Events The Registrant issued a press release on November 13, 2002 announcing the retirement of David L. Miller as Chairman, President and Chief Executive Officer of West Bancorporation, Inc. effective February 15, 2003. Mr. Miller will remain on the Board of Directors of the Company and its subsidiary, West Des Moines State Bank, and will continue advising the Bank under a lifetime consulting agreement. Item 7. Financial Statements and Exhibits (c) Exhibits 99.1 Press Release of West Bancorporation, Inc. dated November 13, 2002. Item 9. Regulation FD Disclosure Pursuant to Regulation FD, information is being attached as an Exhibit to this Current Report with respect to a press release announcing the retirement of David L. Miller. The information contained in this Press Release and other financial reports may contain forward-looking statements about the Company's growth and acquisition strategies, new products and services, and future financial performance, including earnings and dividends per share, return on average assets, return on average equity, efficiency ratio and capital ratio. Forward-looking statements are encouraged by the Private Securities Litigation Reform Act of 1995. Such forward-looking information is based upon certain underlying assumptions, risks and uncertainties. Because of the possibility of change in the underlying assumptions, actual results could differ materially from these forward-looking statements. Risks and uncertainties that may affect future results include: pricing pressures on loans and deposits, actions of bank and non-bank competitors, changes in local and national economic conditions, changes in regulatory requirements, actions of the Federal Reserve Board, and customer's acceptance of the Company's products and services. The Company undertakes no obligation to revise or update such statements to reflect current events or circumstances after the date hereof or to reflect the occurrence of unanticipated events. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, West Bancorporation, Inc. has caused this Report to be signed on its behalf by the undersigned hereunto fully authorized. West Bancorporation, Inc. - ------------------------- (Registrant) November 13, 2002 By: /s/ Douglas R. Gulling - ----------------- -------------------------- Dated Douglas R. Gulling Chief Financial Officer 2 EX-99 3 west8kpressrelease.txt Exhibit 99.1 Press Release November 13, 2002 FOR IMMEDIATE RELEASE For more information contact: Doug Gulling, Chief Financial Officer (515) 222-2309 DAVID L. MILLER TO RETIRE AS CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER OF WEST BANCORPORATION, INC. West Des Moines, IA - The Board of Directors of West Bancorporation, Inc., parent company of West Des Moines State Bank announced they have accepted the retirement of David L. Miller as Chairman, President and Chief Executive Officer of the Company, effective February 15, 2003. This comes approximately one year after his retirement as Chairman and Chief Executive Officer of West Bank. Mr. Miller will remain a member of the Board of Directors of both West Bancorporation, Inc. and West Bank. In addition, he will continue to assist West Bank through a lifetime consulting agreement. David R. Milligan continues as Chairman and Chief Executive Officer of West Bank and Brad L. Winterbottom continues as its President. Mr. Miller joined West Bank in 1961 and became its president in 1968. In 1984 he led a group of local investors who formed West Bancorporation, Inc. and purchased West Bank from its previous owners. In June of this year, the Company's common stock began trading on the Nasdaq National Market. Mr. Miller has been Chairman, President and Chief Executive Officer of West Bancorporation, Inc. since its formation. Under his leadership, the financial performance of the Company and the Bank has been one of the best in the country. A successor has not been named at this time. 1 -----END PRIVACY-ENHANCED MESSAGE-----